ASU Electronic Theses and Dissertations
This collection includes most of the ASU Theses and Dissertations from 2011 to present. ASU Theses and Dissertations are available in downloadable PDF format; however, a small percentage of items are under embargo. Information about the dissertations/theses includes degree information, committee members, an abstract, supporting data or media.
In addition to the electronic theses found in the ASU Digital Repository, ASU Theses and Dissertations can be found in the ASU Library Catalog.
Dissertations and Theses granted by Arizona State University are archived and made available through a joint effort of the ASU Graduate College and the ASU Libraries. For more information or questions about this collection contact or visit the Digital Repository ETD Library Guide or contact the ASU Graduate College at gradformat@asu.edu.
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- Genre: Doctoral Dissertation
The Attraction-Repulsion Model set with a long-range attraction and short-range repulsion interaction potential typically stabilizes to a well-studied flock steady state solution. The particles for a flock remain spatially coherent but have no spatial bound and explore all space. A bounded domain with specularly reflecting walls traps the particles within a specific region. A fundamental refraction law for a swarm impacting on a planar boundary is derived. The swarm reflection varies from specular for a swarm dominated by
kinetic energy to inelastic for a swarm dominated by potential energy. Inelastic collisions lead to alignment with the wall and to damped pulsating oscillations of the swarm. The fundamental refraction law provides a one-dimensional iterative map that allows for a prediction and analysis of the trajectory of the center of mass of a flock in a channel and a square domain.
The extension of the wall collisions to a scattering experiment is conducted by setting two identical flocks to collide. The two particle dynamics is studied analytically and shows a transition from scattering: diverging flocks to bound states in the form of oscillations or parallel motions. Numerical studies of collisions of flocks show the same transition where the bound states become either a single translating flock or a rotating (mill).
For autonomous systems, invariant manifold theory can be used to separate the system into dynamically distinct regions. Despite there being no equivalent method for nonautonomous systems, a similar analysis can be done. Systems with general time dependencies must resort to using finite-time transport barriers for partitioning; these barriers are the edges of Lagrangian coherent structures (LCS), the analog to the stable and unstable manifolds of invariant manifold theory. Using the coherent structures of a flow to analyze the statistics of trapping, flight, and residence times, the signature of anomalous diffusion are obtained.
This research also investigates the use of linear models for approximating the elements of the covariance matrix of nonlinear flows, and then applying the covariance matrix approximation over coherent regions. The first and second-order moments can be used to fully describe an ensemble evolution in linear systems, however there is no direct method for nonlinear systems. The problem is only compounded by the fact that the moments for nonlinear flows typically don't have analytic representations, therefore direct numerical simulations would be needed to obtain the moments throughout the domain. To circumvent these many computations, the nonlinear system is approximated as many linear systems for which analytic expressions for the moments exist. The parameters introduced in the linear models are obtained locally from the nonlinear deformation tensor.
technological systems that affect society, such as communication infrastructures. Data
assimilation addresses the challenge of state specification by incorporating system
observations into the model estimates. In this research, a particular data
assimilation technique called the Local Ensemble Transform Kalman Filter (LETKF) is
applied to the ionosphere, which is a domain of practical interest due to its effects
on infrastructures that depend on satellite communication and remote sensing. This
dissertation consists of three main studies that propose strategies to improve space-
weather specification during ionospheric extreme events, but are generally applicable
to Earth-system models:
Topic I applies the LETKF to estimate ion density with an idealized model of
the ionosphere, given noisy synthetic observations of varying sparsity. Results show
that the LETKF yields accurate estimates of the ion density field and unobserved
components of neutral winds even when the observation density is spatially sparse
(2% of grid points) and there is large levels (40%) of Gaussian observation noise.
Topic II proposes a targeted observing strategy for data assimilation, which uses
the influence matrix diagnostic to target errors in chosen state variables. This
strategy is applied in observing system experiments, in which synthetic electron density
observations are assimilated with the LETKF into the Thermosphere-Ionosphere-
Electrodynamics Global Circulation Model (TIEGCM) during a geomagnetic storm.
Results show that assimilating targeted electron density observations yields on
average about 60%–80% reduction in electron density error within a 600 km radius of
the observed location, compared to 15% reduction obtained with randomly placed
vertical profiles.
Topic III proposes a methodology to account for systematic model bias arising
ifrom errors in parametrized solar and magnetospheric inputs. This strategy is ap-
plied with the TIEGCM during a geomagnetic storm, and is used to estimate the
spatiotemporal variations of bias in electron density predictions during the
transitionary phases of the geomagnetic storm. Results show that this strategy reduces
error in 1-hour predictions of electron density by about 35% and 30% in polar regions
during the main and relaxation phases of the geomagnetic storm, respectively.
The numerical techniques and methodologies are first demonstrated on a homogeneous fluid contained within a three-dimensional lid-driven cavity. The edge state technique and linear stability analysis through Arnoldi iteration are used to resolve the complex dynamics of the canonical shear-driven benchmark problem. The techniques here lead to a dynamical description of an instability mechanism, and the work serves as a basis for the remainder of the dissertation.
under various configurations were simulated and analyzed using a
spectral code I developed.
This code was validated against known studies in the 3D lid-driven
cavity. It was then used to explore the various dynamical behaviors
close to the onset of instability of the steady-state flow, and explain
in the process the mechanism underlying an intermittent bursting
previously observed. A fairly complete bifurcation picture emerged,
using a combination of computational tools such as selective
frequency damping, edge-state tracking and subspace restriction.
The code was then used to investigate the flow in a 2D square cavity
under stable temperature stratification, an idealized version of a lake
with warmer water at the surface compared to the bottom. The governing
equations are the Navier-Stokes equations under the Boussinesq approximation.
Simulations were done over a wide range of parameters of the problem quantifying
the driving velocity at the top (e.g. wind) and the strength of the stratification.
Particular attention was paid to the mechanisms associated with the onset of
instability of the base steady state, and the complex nontrivial dynamics
occurring beyond onset, where the presence of multiple states leads to a
rich spectrum of states, including homoclinic and heteroclinic chaos.
A third configuration investigates the flow dynamics of a fluid in a rapidly
rotating cube subjected to small amplitude modulations. The responses were
quantified by the global helicity and energy measures, and various peak
responses associated to resonances with intrinsic eigenmodes of the cavity
and/or internal retracing beams were clearly identified for the first time.
A novel approach to compute the eigenmodes is also described, making accessible
a whole catalog of these with various properties and dynamics. When the small
amplitude modulation does not align with the rotation axis (precession) we show
that a new set of eigenmodes are primarily excited as the angular velocity
increases, while triadic resonances may occur once the nonlinear regime kicks in.
representation theory of the Lorentz and Poincare groups, and a review of some basic rela- ´
tivistic wave equations that will play an important role in the work to follow. In Chapter 2,
a complex covariant form of the classical Maxwell’s equations in a moving medium or at
rest is introduced. In addition, a compact, Lorentz invariant, form of the energy-momentum
tensor is derived. In chapter 3, the concept of photon helicity is critically analyzed and its
connection with the Pauli-Lubanski vector from the viewpoint of the complex electromag- ´
netic field, E+ iH. To this end, a complex covariant form of Maxwell’s equations is used.
Chapter 4 analyzes basic relativistic wave equations for the classical fields, such as Dirac’s
equation, Weyl’s two-component equation for massless neutrinos and the Proca, Maxwell
and Fierz-Pauli equations, from the viewpoint of the Pauli-Lubanski vector and the Casimir ´
operators of the Poincare group. A connection between the spin of a particle/field and ´
consistency of the corresponding overdetermined system is emphasized in the massless
case. Chapter 5 focuses on the so-called generalized quantum harmonic oscillator, which
is a Schrodinger equation with a time-varying quadratic Hamiltonian operator. The time ¨
evolution of exact wave functions of the generalized harmonic oscillators is determined
in terms of the solutions of certain Ermakov and Riccati-type systems. In addition, it is
shown that the classical Arnold transform is naturally connected with Ehrenfest’s theorem
for generalized harmonic oscillators. In Chapter 6, as an example of the usefulness of the
methods introduced in Chapter 5 a model for the quantization of an electromagnetic field
in a variable media is analyzed. The concept of quantization of an electromagnetic field
in factorizable media is discussed via the Caldirola-Kanai Hamiltonian. A single mode
of radiation for this model is used to find time-dependent photon amplitudes in relation
to Fock states. A multi-parameter family of the squeezed states, photon statistics, and the
uncertainty relation, are explicitly given in terms of the Ermakov-type system.
In this work, two major accomplishments were achieved: 1) scaling laws were developed from hydrodynamic principles and numerical simulations to allow conversion of measured distributions of pressure peaks in a cavitating flow to distributions of microscopic impact loadings modeling individual bubble collapse events, and 2) a finite strain, thermo-mechanical material model for polyurea-based elastomers was developed using a logarithmic rate formulation and implemented into an explicit finite element code.
Combining the distribution of microscopic impact loads and finite element modeling, a semi-quantitative predictive framework is created to calculate the energy dissipation within the coating which can further the understanding of temperature induced coating failures.
The influence of coating thickness and elastomer rheology on the dissipation of impact energies experienced in cavitating flows has also been explored.
The logarithmic formulation has many desired features for the polyurea constitutive model, such as objectivity, integrability, and additive decomposition compatibility.
A review and discussion on the kinematics in large deformation, including a comparison between Lagrangian and Eulerian descriptions, are presented to explain the issues in building rate-dependent constitutive models in finite strains.
When comparing the logarithmic rate with other conventional rates in test examples, the logarithmic rate shows a better conservation of objectivity and integrability.
The modeling framework was validated by comparing predictions against temperatures measured within coatings subjected to a cavitating jet.
Both the experiments and models show that the temperatures generated, even under mild flow conditions, raise the coating temperature by a significant amount, suggesting that the failure of these coatings under more aggressive flows is thermally induced.
The models show that thin polyurea coatings synthesized with shorter molecular weight soft segments dissipate significantly less energy per impact and conduct heat more efficiently.
This work represents an important step toward understanding thermally induced failure in elastomers subjected to cavitating flows, which provides a foundation for design and optimization of coatings with enhanced erosion resistance.