This collection includes most of the ASU Theses and Dissertations from 2011 to present. ASU Theses and Dissertations are available in downloadable PDF format; however, a small percentage of items are under embargo. Information about the dissertations/theses includes degree information, committee members, an abstract, supporting data or media.

In addition to the electronic theses found in the ASU Digital Repository, ASU Theses and Dissertations can be found in the ASU Library Catalog.

Dissertations and Theses granted by Arizona State University are archived and made available through a joint effort of the ASU Graduate College and the ASU Libraries. For more information or questions about this collection contact or visit the Digital Repository ETD Library Guide or contact the ASU Graduate College at gradformat@asu.edu.

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Description
Deep learning (DL) has proved itself be one of the most important developements till date with far reaching impacts in numerous fields like robotics, computer vision, surveillance, speech processing, machine translation, finance, etc. They are now widely used for countless applications because of their ability to generalize real world data,

Deep learning (DL) has proved itself be one of the most important developements till date with far reaching impacts in numerous fields like robotics, computer vision, surveillance, speech processing, machine translation, finance, etc. They are now widely used for countless applications because of their ability to generalize real world data, robustness to noise in previously unseen data and high inference accuracy. With the ability to learn useful features from raw sensor data, deep learning algorithms have out-performed tradinal AI algorithms and pushed the boundaries of what can be achieved with AI. In this work, we demonstrate the power of deep learning by developing a neural network to automatically detect cough instances from audio recorded in un-constrained environments. For this, 24 hours long recordings from 9 dierent patients is collected and carefully labeled by medical personel. A pre-processing algorithm is proposed to convert event based cough dataset to a more informative dataset with start and end of coughs and also introduce data augmentation for regularizing the training procedure. The proposed neural network achieves 92.3% leave-one-out accuracy on data captured in real world.

Deep neural networks are composed of multiple layers that are compute/memory intensive. This makes it difficult to execute these algorithms real-time with low power consumption using existing general purpose computers. In this work, we propose hardware accelerators for a traditional AI algorithm based on random forest trees and two representative deep convolutional neural networks (AlexNet and VGG). With the proposed acceleration techniques, ~ 30x performance improvement was achieved compared to CPU for random forest trees. For deep CNNS, we demonstrate that much higher performance can be achieved with architecture space exploration using any optimization algorithms with system level performance and area models for hardware primitives as inputs and goal of minimizing latency with given resource constraints. With this method, ~30GOPs performance was achieved for Stratix V FPGA boards.

Hardware acceleration of DL algorithms alone is not always the most ecient way and sucient to achieve desired performance. There is a huge headroom available for performance improvement provided the algorithms are designed keeping in mind the hardware limitations and bottlenecks. This work achieves hardware-software co-optimization for Non-Maximal Suppression (NMS) algorithm. Using the proposed algorithmic changes and hardware architecture

With CMOS scaling coming to an end and increasing memory bandwidth bottlenecks, CMOS based system might not scale enough to accommodate requirements of more complicated and deeper neural networks in future. In this work, we explore RRAM crossbars and arrays as compact, high performing and energy efficient alternative to CMOS accelerators for deep learning training and inference. We propose and implement RRAM periphery read and write circuits and achieved ~3000x performance improvement in online dictionary learning compared to CPU.

This work also examines the realistic RRAM devices and their non-idealities. We do an in-depth study of the effects of RRAM non-idealities on inference accuracy when a pretrained model is mapped to RRAM based accelerators. To mitigate this issue, we propose Random Sparse Adaptation (RSA), a novel scheme aimed at tuning the model to take care of the faults of the RRAM array on which it is mapped. Our proposed method can achieve inference accuracy much higher than what traditional Read-Verify-Write (R-V-W) method could achieve. RSA can also recover lost inference accuracy 100x ~ 1000x faster compared to R-V-W. Using 32-bit high precision RSA cells, we achieved ~10% higher accuracy using fautly RRAM arrays compared to what can be achieved by mapping a deep network to an 32 level RRAM array with no variations.
ContributorsMohanty, Abinash (Author) / Cao, Yu (Thesis advisor) / Seo, Jae-Sun (Committee member) / Vrudhula, Sarma (Committee member) / Chakrabarti, Chaitali (Committee member) / Arizona State University (Publisher)
Created2018
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Description
Achieving human level intelligence is a long-term goal for many Artificial Intelligence (AI) researchers. Recent developments in combining deep learning and reinforcement learning helped us to move a step forward in achieving this goal. Reinforcement learning using a delayed reward mechanism is an approach to machine intelligence which studies decision

Achieving human level intelligence is a long-term goal for many Artificial Intelligence (AI) researchers. Recent developments in combining deep learning and reinforcement learning helped us to move a step forward in achieving this goal. Reinforcement learning using a delayed reward mechanism is an approach to machine intelligence which studies decision making with control and how a decision making agent can learn to act optimally in an environment-unaware conditions.

Q-learning is one of the model-free reinforcement directed learning strategies which uses temporal differences to estimate the performances of state-action pairs called Q values. A simple implementation of Q-learning algorithm can be done using a Q table memory to store and update the Q values. However, with an increase in state space data due to a complex environment, and with an increase in possible number of actions an agent can perform, Q table reaches its space limit and would be difficult to scale well. Q-learning with neural networks eliminates the use of Q table by approximating the Q function using neural networks.

Autonomous agents need to develop cognitive properties and become self-adaptive to be deployable in any environment. Reinforcement learning with Q-learning have been very efficient in solving such problems. However, embedded systems like space rovers and autonomous robots rarely implement such techniques due to the constraints faced like processing power, chip area, convergence rate and cost of the chip. These problems present a need for a portable, low power, area efficient hardware accelerator to accelerate the process of such learning.

This problem is targeted by implementing a hardware schematic architecture for Q-learning using Artificial Neural networks. This architecture exploits the massive parallelism provided by neural network with a dedicated fine grain parallelism provided by a Field Programmable Gate Array (FPGA) thereby processing the Q values at a high throughput. Mars exploration rovers currently use Xilinx-Space-grade FPGA devices for image processing, pyrotechnic operation control and obstacle avoidance. The hardware resource consumption for the architecture has been synthesized considering Xilinx Virtex7 FPGA as the target device.
ContributorsGankidi, Pranay Reddy (Author) / Thangavelautham, Jekanthan (Thesis advisor) / Ren, Fengbo (Committee member) / Seo, Jae-Sun (Committee member) / Arizona State University (Publisher)
Created2016
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Description
Adversarial threats of deep learning are increasingly becoming a concern due to the ubiquitous deployment of deep neural networks(DNNs) in many security-sensitive domains. Among the existing threats, adversarial weight perturbation is an emerging class of threats that attempts to perturb the weight parameters of DNNs to breach security and privacy.In

Adversarial threats of deep learning are increasingly becoming a concern due to the ubiquitous deployment of deep neural networks(DNNs) in many security-sensitive domains. Among the existing threats, adversarial weight perturbation is an emerging class of threats that attempts to perturb the weight parameters of DNNs to breach security and privacy.In this thesis, the first weight perturbation attack introduced is called Bit-Flip Attack (BFA), which can maliciously flip a small number of bits within a computer’s main memory system storing the DNN weight parameter to achieve malicious objectives. Our developed algorithm can achieve three specific attack objectives: I) Un-targeted accuracy degradation attack, ii) Targeted attack, & iii) Trojan attack. Moreover, BFA utilizes the rowhammer technique to demonstrate the bit-flip attack in an actual computer prototype. While the bit-flip attack is conducted in a white-box setting, the subsequent contribution of this thesis is to develop another novel weight perturbation attack in a black-box setting. Consequently, this thesis discusses a new study of DNN model vulnerabilities in a multi-tenant Field Programmable Gate Array (FPGA) cloud under a strict black-box framework. This newly developed attack framework injects faults in the malicious tenant by duplicating specific DNN weight packages during data transmission between off-chip memory and on-chip buffer of a victim FPGA. The proposed attack is also experimentally validated in a multi-tenant cloud FPGA prototype. In the final part, the focus shifts toward deep learning model privacy, popularly known as model extraction, that can steal partial DNN weight parameters remotely with the aid of a memory side-channel attack. In addition, a novel training algorithm is designed to utilize the partially leaked DNN weight bit information, making the model extraction attack more effective. The algorithm effectively leverages the partial leaked bit information and generates a substitute prototype of the victim model with almost identical performance to the victim.
ContributorsRakin, Adnan Siraj (Author) / Fan, Deliang (Thesis advisor) / Chakrabarti, Chaitali (Committee member) / Seo, Jae-Sun (Committee member) / Cao, Yu (Committee member) / Arizona State University (Publisher)
Created2022
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Description
Deep neural networks (DNNs) have had tremendous success in a variety of

statistical learning applications due to their vast expressive power. Most

applications run DNNs on the cloud on parallelized architectures. There is a need

for for efficient DNN inference on edge with low precision hardware and analog

accelerators. To make trained models more

Deep neural networks (DNNs) have had tremendous success in a variety of

statistical learning applications due to their vast expressive power. Most

applications run DNNs on the cloud on parallelized architectures. There is a need

for for efficient DNN inference on edge with low precision hardware and analog

accelerators. To make trained models more robust for this setting, quantization and

analog compute noise are modeled as weight space perturbations to DNNs and an

information theoretic regularization scheme is used to penalize the KL-divergence

between perturbed and unperturbed models. This regularizer has similarities to

both natural gradient descent and knowledge distillation, but has the advantage of

explicitly promoting the network to and a broader minimum that is robust to

weight space perturbations. In addition to the proposed regularization,

KL-divergence is directly minimized using knowledge distillation. Initial validation

on FashionMNIST and CIFAR10 shows that the information theoretic regularizer

and knowledge distillation outperform existing quantization schemes based on the

straight through estimator or L2 constrained quantization.
ContributorsKadambi, Pradyumna (Author) / Berisha, Visar (Thesis advisor) / Dasarathy, Gautam (Committee member) / Seo, Jae-Sun (Committee member) / Cao, Yu (Committee member) / Arizona State University (Publisher)
Created2019
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Description
The rapid advancement of Deep Neural Networks (DNNs), computing, and sensing technology has enabled many new applications, such as the self-driving vehicle, the surveillance drone, and the robotic system. Compared to conventional edge devices (e.g. cell phone or smart home devices), these emerging devices are required to deal with much

The rapid advancement of Deep Neural Networks (DNNs), computing, and sensing technology has enabled many new applications, such as the self-driving vehicle, the surveillance drone, and the robotic system. Compared to conventional edge devices (e.g. cell phone or smart home devices), these emerging devices are required to deal with much more complicated and dynamic situations in real-time with bounded computation resources. However, there are several challenges, including but not limited to efficiency, real-time adaptation, model stability, and automation of architecture design.

To tackle the challenges mentioned above, model plasticity and stability are leveraged to achieve efficient and online deep learning, especially in the scenario of learning streaming data at the edge:

First, a dynamic training scheme named Continuous Growth and Pruning (CGaP) is proposed to compress the DNNs through growing important parameters and pruning unimportant ones, achieving up to 98.1% reduction in the number of parameters.

Second, this dissertation presents Progressive Segmented Training (PST), which targets catastrophic forgetting problems in continual learning through importance sampling, model segmentation, and memory-assisted balancing. PST achieves state-of-the-art accuracy with 1.5X FLOPs reduction in the complete inference path.

Third, to facilitate online learning in real applications, acquisitive learning (AL) is further proposed to emphasize both knowledge inheritance and acquisition: the majority of the knowledge is first pre-trained in the inherited model and then adapted to acquire new knowledge. The inherited model's stability is monitored by noise injection and the landscape of the loss function, while the acquisition is realized by importance sampling and model segmentation. Compared to a conventional scheme, AL reduces accuracy drop by >10X on CIFAR-100 dataset, with 5X reduction in latency per training image and 150X reduction in training FLOPs.

Finally, this dissertation presents evolutionary neural architecture search in light of model stability (ENAS-S). ENAS-S uses a novel fitness score, which addresses not only the accuracy but also the model stability, to search for an optimal inherited model for the application of continual learning. ENAS-S outperforms hand-designed DNNs when learning from a data stream at the edge.

In summary, in this dissertation, several algorithms exploiting model plasticity and model stability are presented to improve the efficiency and accuracy of deep neural networks, especially for the scenario of continual learning.
ContributorsDu, Xiaocong (Author) / Cao, Yu (Thesis advisor) / Seo, Jae-Sun (Committee member) / Chakrabarti, Chaitali (Committee member) / Fan, Deliang (Committee member) / Arizona State University (Publisher)
Created2020
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Description
The rapid growth of Internet-of-things (IoT) and artificial intelligence applications have called forth a new computing paradigm--edge computing. Edge computing applications, such as video surveillance, autonomous driving, and augmented reality, are highly computationally intensive and require real-time processing. Current edge systems are typically based on commodity general-purpose hardware such as

The rapid growth of Internet-of-things (IoT) and artificial intelligence applications have called forth a new computing paradigm--edge computing. Edge computing applications, such as video surveillance, autonomous driving, and augmented reality, are highly computationally intensive and require real-time processing. Current edge systems are typically based on commodity general-purpose hardware such as Central Processing Units (CPUs) and Graphical Processing Units (GPUs) , which are mainly designed for large, non-time-sensitive jobs in the cloud and do not match the needs of the edge workloads. Also, these systems are usually power hungry and are not suitable for resource-constrained edge deployments. Such application-hardware mismatch calls forth a new computing backbone to support the high-bandwidth, low-latency, and energy-efficient requirements. Also, the new system should be able to support a variety of edge applications with different characteristics. This thesis addresses the above challenges by studying the use of Field Programmable Gate Array (FPGA) -based computing systems for accelerating the edge workloads, from three critical angles. First, it investigates the feasibility of FPGAs for edge computing, in comparison to conventional CPUs and GPUs. Second, it studies the acceleration of common algorithmic characteristics, identified as loop patterns, using FPGAs, and develops a benchmark tool for analyzing the performance of these patterns on different accelerators. Third, it designs a new edge computing platform using multiple clustered FPGAs to provide high-bandwidth and low-latency acceleration of convolutional neural networks (CNNs) widely used in edge applications. Finally, it studies the acceleration of the emerging neural networks, randomly-wired neural networks, on the multi-FPGA platform. The experimental results from this work show that the new generation of workloads requires rethinking the current edge-computing architecture. First, through the acceleration of common loops, it demonstrates that FPGAs can outperform GPUs in specific loops types up to 14 times. Second, it shows the linear scalability of multi-FPGA platforms in accelerating neural networks. Third, it demonstrates the superiority of the new scheduler to optimally place randomly-wired neural networks on multi-FPGA platforms with 81.1 times better throughput than the available scheduling mechanisms.
ContributorsBiookaghazadeh, Saman (Author) / Zhao, Ming (Thesis advisor) / Ren, Fengbo (Thesis advisor) / Li, Baoxin (Committee member) / Seo, Jae-Sun (Committee member) / Arizona State University (Publisher)
Created2021