ASU Electronic Theses and Dissertations
This collection includes most of the ASU Theses and Dissertations from 2011 to present. ASU Theses and Dissertations are available in downloadable PDF format; however, a small percentage of items are under embargo. Information about the dissertations/theses includes degree information, committee members, an abstract, supporting data or media.
In addition to the electronic theses found in the ASU Digital Repository, ASU Theses and Dissertations can be found in the ASU Library Catalog.
Dissertations and Theses granted by Arizona State University are archived and made available through a joint effort of the ASU Graduate College and the ASU Libraries. For more information or questions about this collection contact or visit the Digital Repository ETD Library Guide or contact the ASU Graduate College at gradformat@asu.edu.
Displaying 1 - 5 of 5
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- Creators: Fox, Peter
Description
Flooding is a critical issue around the world, and the absence of comprehension of watershed hydrologic reaction results in lack of lead-time for flood forecasting and expensive harm to property and life. It happens when water flows due to extreme rainfall storm, dam breach or snowmelt exceeds the capacity of river system reservoirs and channels. The objective of this research was to develop a methodology for determining a time series operation for releases through control gates of river-reservoir systems during flooding events in a real-time using one- and/or two-dimensional modeling of flows through river-reservoir systems.
The optimization-simulation methodology interfaces several simulation-software coupled together with an optimization model solved by genetic algorithm coded in MATLAB. These software include the U.S. Army Corps of Engineers HEC-RAS linked the genetic algorithm in MATLAB to come up with an optimization-simulation model for time series gate openings to control downstream elevations. The model involves using the one- and two-dimensional ability in HEC-RAS to perform hydrodynamic routing with high-resolution raster Digital Elevation Models. Also, the model uses both real-time gridded- and gaged-rainfall data in addition to a model for forecasting future rainfall-data.
This new model has been developed to manage reservoir release schedules before, during, and after an extraordinary rainfall event that could cause extreme flooding. Further to observe and control downstream water surface elevations to avoid exceedance of threshold of flood levels in target cells in the downstream area of study, and to minimize the damage and direct effects in both the up and downstream.
The application of the complete optimization-simulation model was applied to a portion of the Cumberland River System in Nashville, Tennessee for the flooding event of May 2010. The objective of this application is to demonstrate the applicability of the model for minimizing flood damages for an actual flood event in real-time on an actual river basin. The purpose of the application in a real-time framework would be to minimize the flood damages at Nashville, Tennessee by keeping the flood stages under the 100-year flood stage. This application also compared the three unsteady flow simulation scenarios: one-dimensional, two-dimensional and combined one- and two-dimensional unsteady flow.
The optimization-simulation methodology interfaces several simulation-software coupled together with an optimization model solved by genetic algorithm coded in MATLAB. These software include the U.S. Army Corps of Engineers HEC-RAS linked the genetic algorithm in MATLAB to come up with an optimization-simulation model for time series gate openings to control downstream elevations. The model involves using the one- and two-dimensional ability in HEC-RAS to perform hydrodynamic routing with high-resolution raster Digital Elevation Models. Also, the model uses both real-time gridded- and gaged-rainfall data in addition to a model for forecasting future rainfall-data.
This new model has been developed to manage reservoir release schedules before, during, and after an extraordinary rainfall event that could cause extreme flooding. Further to observe and control downstream water surface elevations to avoid exceedance of threshold of flood levels in target cells in the downstream area of study, and to minimize the damage and direct effects in both the up and downstream.
The application of the complete optimization-simulation model was applied to a portion of the Cumberland River System in Nashville, Tennessee for the flooding event of May 2010. The objective of this application is to demonstrate the applicability of the model for minimizing flood damages for an actual flood event in real-time on an actual river basin. The purpose of the application in a real-time framework would be to minimize the flood damages at Nashville, Tennessee by keeping the flood stages under the 100-year flood stage. This application also compared the three unsteady flow simulation scenarios: one-dimensional, two-dimensional and combined one- and two-dimensional unsteady flow.
ContributorsAlbo-Salih, Hasan Hadi Kraidi (Author) / Mays, Larry W. (Thesis advisor) / Fox, Peter (Committee member) / Mascaro, Giuseppe (Committee member) / Arizona State University (Publisher)
Created2019
Description
In the recent past, Iraq was considered relatively rich considering its water resources compared to its surroundings. Currently, the magnitude of water resource shortages in Iraq represents an important factor in the stability of the country and in protecting sustained economic development. The need for a practical, applicable, and sustainable river basin management for the Tigris and Euphrates Rivers in Iraq is essential. Applicable water resources allocation scenarios are important to minimize the potential future water crises in connection with water quality and quantity. The allocation of the available fresh water resources in addition to reclaimed water to different users in a sustainable manner is of the urgent necessities to maintain good water quantity and quality.
In this dissertation, predictive water allocation optimization models were developed which can be used to easily identify good alternatives for water management that can then be discussed, debated, adjusted, and simulated in greater detail. This study provides guidance for decision makers in Iraq for potential future conditions, where water supplies are reduced, and demonstrates how it is feasible to adopt an efficient water allocation strategy with flexibility in providing equitable water resource allocation considering alternative resource. Using reclaimed water will help in reducing the potential negative environmental impacts of treated or/and partially treated wastewater discharges while increasing the potential uses of reclaimed water for agriculture and other applications. Using reclaimed water for irrigation is logical and efficient to enhance the economy of farmers and the environment while providing a diversity of crops, especially since most of Iraq’s built or under construction wastewater treatment plants are located in or adjacent to agricultural lands. Adopting an optimization modelling approach can assist decision makers, ensuring their decisions will benefit the economy by incorporating global experiences to control water allocations in Iraq especially considering diminished water supplies.
In this dissertation, predictive water allocation optimization models were developed which can be used to easily identify good alternatives for water management that can then be discussed, debated, adjusted, and simulated in greater detail. This study provides guidance for decision makers in Iraq for potential future conditions, where water supplies are reduced, and demonstrates how it is feasible to adopt an efficient water allocation strategy with flexibility in providing equitable water resource allocation considering alternative resource. Using reclaimed water will help in reducing the potential negative environmental impacts of treated or/and partially treated wastewater discharges while increasing the potential uses of reclaimed water for agriculture and other applications. Using reclaimed water for irrigation is logical and efficient to enhance the economy of farmers and the environment while providing a diversity of crops, especially since most of Iraq’s built or under construction wastewater treatment plants are located in or adjacent to agricultural lands. Adopting an optimization modelling approach can assist decision makers, ensuring their decisions will benefit the economy by incorporating global experiences to control water allocations in Iraq especially considering diminished water supplies.
ContributorsAhmed, Ahmed Abdulrazzaq (Author) / Mays, Larry W. (Thesis advisor) / Fox, Peter (Thesis advisor) / Mascaro, Giuseppe (Committee member) / Muenich, Rebecca (Committee member) / Arizona State University (Publisher)
Created2019
Description
The phrase water-energy nexus is commonly used to describe the inherent and critical interdependencies between the electric power system and the water supply systems (WSS). The key interdependencies between the two systems are the power plant’s requirement of water for the cooling cycle and the water system’s need of electricity for pumping for water supply. While previous work has considered the dependency of WSS on the electrical power, this work incorporates into an optimization-simulation framework, consideration of the impact of short and long-term limited availability of water and/or electrical energy.
This research focuses on the water supply system (WSS) facet of the multi-faceted optimization and control mechanism developed for an integrated water – energy nexus system under U.S. National Science Foundation (NSF) project 029013-0010 CRISP Type 2 – Resilient cyber-enabled electric energy and water infrastructures modeling and control under extreme mega drought scenarios. A water supply system (WSS) conveys water from sources (such as lakes, rivers, dams etc.) to the treatment plants and then to users via the water distribution systems (WDS) and/or water supply canal systems (WSCS). Optimization-simulation methodologies are developed for the real-time operation of water supply systems (WSS) under critical conditions of limited electrical energy and/or water availability due to emergencies such as extreme drought conditions, electric grid failure, and other severe conditions including natural and manmade disasters. The coupling between WSS and the power system was done through alternatively exchanging data between the power system and WSS simulations via a program control overlay developed in python.
A new methodology for WDS infrastructural-operational resilience (IOR) computation was developed as a part of this research to assess the real-time performance of the WDS under emergency conditions. The methodology combines operational resilience and component level infrastructural robustness to provide a comprehensive performance assessment tool.
The optimization-simulation and resilience computation methodologies developed were tested for both hypothetical and real example WDS and WSCS, with results depicting improved resilience for operations of the WSS under normal and emergency conditions.
This research focuses on the water supply system (WSS) facet of the multi-faceted optimization and control mechanism developed for an integrated water – energy nexus system under U.S. National Science Foundation (NSF) project 029013-0010 CRISP Type 2 – Resilient cyber-enabled electric energy and water infrastructures modeling and control under extreme mega drought scenarios. A water supply system (WSS) conveys water from sources (such as lakes, rivers, dams etc.) to the treatment plants and then to users via the water distribution systems (WDS) and/or water supply canal systems (WSCS). Optimization-simulation methodologies are developed for the real-time operation of water supply systems (WSS) under critical conditions of limited electrical energy and/or water availability due to emergencies such as extreme drought conditions, electric grid failure, and other severe conditions including natural and manmade disasters. The coupling between WSS and the power system was done through alternatively exchanging data between the power system and WSS simulations via a program control overlay developed in python.
A new methodology for WDS infrastructural-operational resilience (IOR) computation was developed as a part of this research to assess the real-time performance of the WDS under emergency conditions. The methodology combines operational resilience and component level infrastructural robustness to provide a comprehensive performance assessment tool.
The optimization-simulation and resilience computation methodologies developed were tested for both hypothetical and real example WDS and WSCS, with results depicting improved resilience for operations of the WSS under normal and emergency conditions.
ContributorsKhatavkar, Puneet (Author) / Mays, Larry W. (Thesis advisor) / Vittal, Vijay (Committee member) / Mascaro, Giuseppe (Committee member) / Fox, Peter (Committee member) / Zhang, Junshan (Committee member) / Arizona State University (Publisher)
Created2019
Description
Vegetative filter strips (VFS) are an effective methodology used for storm water management particularly for large urban parking lots. An optimization model for the design of vegetative filter strips that minimizes the amount of land required for stormwater management using the VFS is developed in this study. The resulting optimization model is based upon the kinematic wave equation for overland sheet flow along with equations defining the cumulative infiltration and infiltration rate.
In addition to the stormwater management function, Vegetative filter strips (VFS) are effective mechanisms for control of sediment flow and soil erosion from agricultural and urban lands. Erosion is a major problem associated with areas subjected to high runoffs or steep slopes across the globe. In order to effect economy in the design of grass filter strips as a mechanism for sediment control & stormwater management, an optimization model is required that minimizes the land requirements for the VFS. The optimization model presented in this study includes an intricate system of equations including the equations defining the sheet flow on the paved and grassed area combined with the equations defining the sediment transport over the vegetative filter strip using a non-linear programming optimization model. In this study, the optimization model has been applied using a sensitivity analysis of parameters such as different soil types, rainfall characteristics etc., performed to validate the model
In addition to the stormwater management function, Vegetative filter strips (VFS) are effective mechanisms for control of sediment flow and soil erosion from agricultural and urban lands. Erosion is a major problem associated with areas subjected to high runoffs or steep slopes across the globe. In order to effect economy in the design of grass filter strips as a mechanism for sediment control & stormwater management, an optimization model is required that minimizes the land requirements for the VFS. The optimization model presented in this study includes an intricate system of equations including the equations defining the sheet flow on the paved and grassed area combined with the equations defining the sediment transport over the vegetative filter strip using a non-linear programming optimization model. In this study, the optimization model has been applied using a sensitivity analysis of parameters such as different soil types, rainfall characteristics etc., performed to validate the model
ContributorsKhatavkar, Puneet N (Author) / Mays, Larry W. (Thesis advisor) / Fox, Peter (Committee member) / Wang, Zhihua (Committee member) / Mascaro, Giuseppe (Committee member) / Arizona State University (Publisher)
Created2015
Description
Imagine you live in a place without any storm water or wastewater systems!
Wastewater and storm water systems are two of the most crucial systems for urban infrastructure. Water resources have become more limited and expensive in arid and semi-arid regions. According to the fourth World Water Development Report, over 80% of global wastewater is released into the environment without adequate treatment. Wastewater collection and treatment systems in the Kingdom of Saudi Arabia (KSA) covers about 49% of urban areas; about 25% of treated wastewater is used for landscape and crop irrigation (Ministry of Environment Water and Agriculture [MEWA], 2017). According to Guizani (2016), during each event of flooding, there are fatalities. In 2009, the most deadly flood occurred in Jeddah, KSA within more than 160 lives lost. As a consequence, KSA has set a goal to provide 100% sewage collection and treatment services to every city with a population above 5000 by 2025, where all treated wastewater will be used.
This research explores several optimization models of planning and designing collection systems, such as regional wastewater and stormwater systems, in order to understand and overcome major performance-related disadvantages and high capital costs. The first model (M-1) was developed for planning regional wastewater system, considering minimum costs of location, type, and size sewer network and wastewater treatment plants (WWTPs). The second model (M-2) was developed for designing a regional wastewater system, considering minimum hydraulic design costs, such as pump stations, commercial diameters, excavation costs, and WWTPs. Both models were applied to the Jizan region, KSA.
The third model (M-3) was developed to solve layout and pipe design for storm water systems simultaneously. This model was applied to four different case scenarios, using two approaches for commercial diameters. The fourth model (M-4) was developed to solve the optimum pipe design of a storm sewer system for given layouts. However, M-4 was applied to a storm sewer network published in the literature.
M-1, M-2, and M-3 were developed in the general algebraic modeling system (GAMS) program, which was formulated as a mixed integer nonlinear programming (MINLP) solver, while M-4 was formulated as a nonlinear programming (NLP) procedure.
Wastewater and storm water systems are two of the most crucial systems for urban infrastructure. Water resources have become more limited and expensive in arid and semi-arid regions. According to the fourth World Water Development Report, over 80% of global wastewater is released into the environment without adequate treatment. Wastewater collection and treatment systems in the Kingdom of Saudi Arabia (KSA) covers about 49% of urban areas; about 25% of treated wastewater is used for landscape and crop irrigation (Ministry of Environment Water and Agriculture [MEWA], 2017). According to Guizani (2016), during each event of flooding, there are fatalities. In 2009, the most deadly flood occurred in Jeddah, KSA within more than 160 lives lost. As a consequence, KSA has set a goal to provide 100% sewage collection and treatment services to every city with a population above 5000 by 2025, where all treated wastewater will be used.
This research explores several optimization models of planning and designing collection systems, such as regional wastewater and stormwater systems, in order to understand and overcome major performance-related disadvantages and high capital costs. The first model (M-1) was developed for planning regional wastewater system, considering minimum costs of location, type, and size sewer network and wastewater treatment plants (WWTPs). The second model (M-2) was developed for designing a regional wastewater system, considering minimum hydraulic design costs, such as pump stations, commercial diameters, excavation costs, and WWTPs. Both models were applied to the Jizan region, KSA.
The third model (M-3) was developed to solve layout and pipe design for storm water systems simultaneously. This model was applied to four different case scenarios, using two approaches for commercial diameters. The fourth model (M-4) was developed to solve the optimum pipe design of a storm sewer system for given layouts. However, M-4 was applied to a storm sewer network published in the literature.
M-1, M-2, and M-3 were developed in the general algebraic modeling system (GAMS) program, which was formulated as a mixed integer nonlinear programming (MINLP) solver, while M-4 was formulated as a nonlinear programming (NLP) procedure.
ContributorsAlfaisal, Faisal M (Author) / Mays, Larry W. (Thesis advisor) / Mascaro, Giuseppe (Committee member) / Fox, Peter (Committee member) / Arizona State University (Publisher)
Created2019