This collection includes most of the ASU Theses and Dissertations from 2011 to present. ASU Theses and Dissertations are available in downloadable PDF format; however, a small percentage of items are under embargo. Information about the dissertations/theses includes degree information, committee members, an abstract, supporting data or media.

In addition to the electronic theses found in the ASU Digital Repository, ASU Theses and Dissertations can be found in the ASU Library Catalog.

Dissertations and Theses granted by Arizona State University are archived and made available through a joint effort of the ASU Graduate College and the ASU Libraries. For more information or questions about this collection contact or visit the Digital Repository ETD Library Guide or contact the ASU Graduate College at gradformat@asu.edu.

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This dissertation introduces stochastic ordering of instantaneous channel powers of fading channels as a general method to compare the performance of a communication system over two different channels, even when a closed-form expression for the metric may not be available. Such a comparison is with respect to a variety of

This dissertation introduces stochastic ordering of instantaneous channel powers of fading channels as a general method to compare the performance of a communication system over two different channels, even when a closed-form expression for the metric may not be available. Such a comparison is with respect to a variety of performance metrics such as error rates, outage probability and ergodic capacity, which share common mathematical properties such as monotonicity, convexity or complete monotonicity. Complete monotonicity of a metric, such as the symbol error rate, in conjunction with the stochastic Laplace transform order between two fading channels implies the ordering of the two channels with respect to the metric. While it has been established previously that certain modulation schemes have convex symbol error rates, there is no study of the complete monotonicity of the same, which helps in establishing stronger channel ordering results. Toward this goal, the current research proves for the first time, that all 1-dimensional and 2-dimensional modulations have completely monotone symbol error rates. Furthermore, it is shown that the frequently used parametric fading distributions for modeling line of sight exhibit a monotonicity in the line of sight parameter with respect to the Laplace transform order. While the Laplace transform order can also be used to order fading distributions based on the ergodic capacity, there exist several distributions which are not Laplace transform ordered, although they have ordered ergodic capacities. To address this gap, a new stochastic order called the ergodic capacity order has been proposed herein, which can be used to compare channels based on the ergodic capacity. Using stochastic orders, average performance of systems involving multiple random variables are compared over two different channels. These systems include diversity combining schemes, relay networks, and signal detection over fading channels with non-Gaussian additive noise. This research also addresses the problem of unifying fading distributions. This unification is based on infinite divisibility, which subsumes almost all known fading distributions, and provides simplified expressions for performance metrics, in addition to enabling stochastic ordering.
ContributorsRajan, Adithya (Author) / Tepedelenlioğlu, Cihan (Thesis advisor) / Papandreou-Suppappola, Antonia (Committee member) / Bliss, Daniel (Committee member) / Kosut, Oliver (Committee member) / Arizona State University (Publisher)
Created2014
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Description
Recently, the location of the nodes in wireless networks has been modeled as point processes. In this dissertation, various scenarios of wireless communications in large-scale networks modeled as point processes are considered. The first part of the dissertation considers signal reception and detection problems with symmetric alpha stable noise which

Recently, the location of the nodes in wireless networks has been modeled as point processes. In this dissertation, various scenarios of wireless communications in large-scale networks modeled as point processes are considered. The first part of the dissertation considers signal reception and detection problems with symmetric alpha stable noise which is from an interfering network modeled as a Poisson point process. For the signal reception problem, the performance of space-time coding (STC) over fading channels with alpha stable noise is studied. We derive pairwise error probability (PEP) of orthogonal STCs. For general STCs, we propose a maximum-likelihood (ML) receiver, and its approximation. The resulting asymptotically optimal receiver (AOR) does not depend on noise parameters and is computationally simple, and close to the ML performance. Then, signal detection in coexisting wireless sensor networks (WSNs) is considered. We define a binary hypothesis testing problem for the signal detection in coexisting WSNs. For the problem, we introduce the ML detector and simpler alternatives. The proposed mixed-fractional lower order moment (FLOM) detector is computationally simple and close to the ML performance. Stochastic orders are binary relations defined on probability. The second part of the dissertation introduces stochastic ordering of interferences in large-scale networks modeled as point processes. Since closed-form results for the interference distributions for such networks are only available in limited cases, it is of interest to compare network interferences using stochastic. In this dissertation, conditions on the fading distribution and path-loss model are given to establish stochastic ordering between interferences. Moreover, Laplace functional (LF) ordering is defined between point processes and applied for comparing interference. Then, the LF orderings of general classes of point processes are introduced. It is also shown that the LF ordering is preserved when independent operations such as marking, thinning, random translation, and superposition are applied. The LF ordering of point processes is a useful tool for comparing spatial deployments of wireless networks and can be used to establish comparisons of several performance metrics such as coverage probability, achievable rate, and resource allocation even when closed form expressions for such metrics are unavailable.
ContributorsLee, Junghoon (Author) / Tepedelenlioğlu, Cihan (Thesis advisor) / Spanias, Andreas (Committee member) / Reisslein, Martin (Committee member) / Kosut, Oliver (Committee member) / Arizona State University (Publisher)
Created2014
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Description
Both two-way relays (TWR) and full-duplex (FD) radios are spectrally efficient, and their integration shows great potential to further improve the spectral efficiency, which offers a solution to the fifth generation wireless systems. High quality channel state information (CSI) are the key components for the implementation and the performance of

Both two-way relays (TWR) and full-duplex (FD) radios are spectrally efficient, and their integration shows great potential to further improve the spectral efficiency, which offers a solution to the fifth generation wireless systems. High quality channel state information (CSI) are the key components for the implementation and the performance of the FD TWR system, making channel estimation in FD TWRs crucial.

The impact of channel estimation on spectral efficiency in half-duplex multiple-input-multiple-output (MIMO) TWR systems is investigated. The trade-off between training and data energy is proposed. In the case that two sources are symmetric in power and number of antennas, a closed-form for the optimal ratio of data energy to total energy is derived. It can be shown that the achievable rate is a monotonically increasing function of the data length. The asymmetric case is discussed as well.

Efficient and accurate training schemes for FD TWRs are essential for profiting from the inherent spectrally efficient structures of both FD and TWRs. A novel one-block training scheme with a maximum likelihood (ML) estimator is proposed to estimate the channels between the nodes and the residual self-interference (RSI) channel simultaneously. Baseline training schemes are also considered to compare with the one-block scheme. The Cramer-Rao bounds (CRBs) of the training schemes are derived and analyzed by using the asymptotic properties of Toeplitz matrices. The benefit of estimating the RSI channel is shown analytically in terms of Fisher information.

To obtain fundamental and analytic results of how the RSI affects the spectral efficiency, one-way FD relay systems are studied. Optimal training design and ML channel estimation are proposed to estimate the RSI channel. The CRBs are derived and analyzed in closed-form so that the optimal training sequence can be found via minimizing the CRB. Extensions of the training scheme to frequency-selective channels and multiple relays are also presented.

Simultaneously sensing and transmission in an FD cognitive radio system with MIMO is considered. The trade-off between the transmission rate and the detection accuracy is characterized by the sum-rate of the primary and the secondary users. Different beamforming and combining schemes are proposed and compared.
ContributorsLi, Xiaofeng (Author) / Tepedelenlioğlu, Cihan (Thesis advisor) / Papandreou-Suppappola, Antonia (Committee member) / Bliss, Daniel W (Committee member) / Kosut, Oliver (Committee member) / Arizona State University (Publisher)
Created2018
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Description
Multiple-input multiple-output systems have gained focus in the last decade due to the benefits they provide in enhancing the quality of communications. On the other hand, full-duplex communication has attracted remarkable attention due to its ability to improve the spectral efficiency compared to the existing half-duplex systems. Using full-duplex communications

Multiple-input multiple-output systems have gained focus in the last decade due to the benefits they provide in enhancing the quality of communications. On the other hand, full-duplex communication has attracted remarkable attention due to its ability to improve the spectral efficiency compared to the existing half-duplex systems. Using full-duplex communications on MIMO co-operative networks can provide us solutions that can completely outperform existing systems with simultaneous transmission and reception at high data rates.

This thesis considers a full-duplex MIMO relay which amplifies and forwards the received signals, between a source and a destination that do not a have line of sight. Full-duplex mode raises the problem of self-interference. Though all the links in the system undergo frequency flat fading, the end-to-end effective channel is frequency selective. This is due to the imperfect cancellation of the self-interference at the relay and this residual self-interference acts as intersymbol interference at the destination which is treated by equalization. This also leads to complications in form of recursive equations to determine the input-output relationship of the system. This also leads to complications in the form of recursive equations to determine the input-output relationship of the system.

To overcome this, a signal flow graph approach using Mason's gain formula is proposed, where the effective channel is analyzed with keen notice to every loop and path the signal traverses. This gives a clear understanding and awareness about the orders of the polynomials involved in the transfer function, from which desired conclusions can be drawn. But the complexity of Mason's gain formula increases with the number of antennas at relay which can be overcome by the proposed linear algebraic method. Input-output relationship derived using simple concepts of linear algebra can be generalized to any number of antennas and the computation complexity is comparatively very low.

For a full-duplex amplify-and-forward MIMO relay system, assuming equalization at the destination, new mechanisms have been implemented at the relay that can compensate the effect of residual self-interference namely equal-gain transmission and antenna selection. Though equal-gain transmission does not perform better than the maximal ratio transmission, a trade-off can be made between performance and implementation complexity. Using the proposed antenna selection strategy, one pair of transmit-receive antennas at the relay is selected based on four selection criteria discussed. Outage probability analysis is performed for all the strategies presented and detailed comparison has been established. Considering minimum mean-squared error decision feedback equalizer at the destination, a bound on the outage probability has been obtained for the antenna selection case and is used for comparisons. A cross-over point is observed while comparing the outage probabilities of equal-gain transmission and antenna selection techniques, as the signal-to-noise ratio increases and from that point antenna selection outperforms equal-gain transmission and this is explained by the fact of reduced residual self-interference in antenna selection method.
ContributorsJonnalagadda, Geeta Sankar Kalyan (Author) / Tepedelenlioğlu, Cihan (Thesis advisor) / Bliss, Daniel (Committee member) / Kosut, Oliver (Committee member) / Arizona State University (Publisher)
Created2018
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Description
Cognitive radio (CR) and device-to-device (D2D) systems are two promising dynamic spectrum access schemes in wireless communication systems to provide improved quality-of-service, and efficient spectrum utilization. This dissertation shows that both CR and D2D systems benefit from properly designed cooperation scheme.

In underlay CR systems, where secondary users (SUs)

Cognitive radio (CR) and device-to-device (D2D) systems are two promising dynamic spectrum access schemes in wireless communication systems to provide improved quality-of-service, and efficient spectrum utilization. This dissertation shows that both CR and D2D systems benefit from properly designed cooperation scheme.

In underlay CR systems, where secondary users (SUs) transmit simultaneously with primary users (PUs), reliable communication is by all means guaranteed for PUs, which likely deteriorates SUs’ performance. To overcome this issue, cooperation exclusively among SUs is achieved through multi-user diversity (MUD), where each SU is subject to an instantaneous interference constraint at the primary receiver. Therefore, the active number of SUs satisfying this constraint is random. Under different user distributions with the same mean number of SUs, the stochastic ordering of SU performance metrics including bit error rate (BER), outage probability, and ergodic capacity are made possible even without observing closed form expressions. Furthermore, a cooperation is assumed between primary and secondary networks, where those SUs exceeding the interference constraint facilitate PU’s transmission by relaying its signal. A fundamental performance trade-off between primary and secondary networks is observed, and it is illustrated that the proposed scheme outperforms non-cooperative underlay CR systems in the sense of system overall BER and sum achievable rate.

Similar to conventional cellular networks, CR systems suffer from an overloaded receiver having to manage signals from a large number of users. To address this issue, D2D communications has been proposed, where direct transmission links are established between users in close proximity to offload the system traffic. Several new cooperative spectrum access policies are proposed allowing coexistence of multiple D2D pairs in order to improve the spectral efficiency. Despite the additional interference, it is shown that both the cellular user’s (CU) and the individual D2D user's achievable rates can be improved simultaneously when the number of D2D pairs is below a certain threshold, resulting in a significant multiplexing gain in the sense of D2D sum rate. This threshold is quantified for different policies using second order approximations for the average achievable rates for both the CU and the individual D2D user.
ContributorsZeng, Ruochen (Author) / Tepedelenlioğlu, Cihan (Thesis advisor) / Papandreou-Suppappola, Antonia (Committee member) / Bliss, Daniel (Committee member) / Kosut, Oliver (Committee member) / Arizona State University (Publisher)
Created2017
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Description
RF convergence of radar and communications users is rapidly becoming an issue for a multitude of stakeholders. To hedge against growing spectral congestion, research into cooperative radar and communications systems has been identified as a critical necessity for the United States and other countries. Further, the joint sensing-communicating paradigm appears

RF convergence of radar and communications users is rapidly becoming an issue for a multitude of stakeholders. To hedge against growing spectral congestion, research into cooperative radar and communications systems has been identified as a critical necessity for the United States and other countries. Further, the joint sensing-communicating paradigm appears imminent in several technological domains. In the pursuit of co-designing radar and communications systems that work cooperatively and benefit from each other's existence, joint radar-communications metrics are defined and bounded as a measure of performance. Estimation rate is introduced, a novel measure of radar estimation information as a function of time. Complementary to communications data rate, the two systems can now be compared on the same scale. An information-centric approach has a number of advantages, defining precisely what is gained through radar illumination and serves as a measure of spectral efficiency. Bounding radar estimation rate and communications data rate jointly, systems can be designed as a joint optimization problem.
ContributorsPaul, Bryan (Author) / Bliss, Daniel W. (Thesis advisor) / Berisha, Visar (Committee member) / Kosut, Oliver (Committee member) / Tepedelenlioğlu, Cihan (Committee member) / Arizona State University (Publisher)
Created2017
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Description
In this dissertation, I propose potential techniques to improve the quality-of-service (QoS) of real-time applications in cognitive radio (CR) systems. Unlike best-effort applications, real-time applications, such as audio and video, have a QoS that need to be met. There are two different frameworks that are used to study the QoS

In this dissertation, I propose potential techniques to improve the quality-of-service (QoS) of real-time applications in cognitive radio (CR) systems. Unlike best-effort applications, real-time applications, such as audio and video, have a QoS that need to be met. There are two different frameworks that are used to study the QoS in the literature, namely, the average-delay and the hard-deadline frameworks. In the former, the scheduling algorithm has to guarantee that the packet's average delay is below a prespecified threshold while the latter imposes a hard deadline on each packet in the system. In this dissertation, I present joint power allocation and scheduling algorithms for each framework and show their applications in CR systems which are known to have strict power limitations so as to protect the licensed users from interference.

A common aspect of the two frameworks is the packet service time. Thus, the effect of multiple channels on the service time is studied first. The problem is formulated as an optimal stopping rule problem where it is required to decide at which channel the SU should stop sensing and begin transmission. I provide a closed-form expression for this optimal stopping rule and the optimal transmission power of secondary user (SU).

The average-delay framework is then presented in a single CR channel system with a base station (BS) that schedules the SUs to minimize the average delay while protecting the primary users (PUs) from harmful interference. One of the contributions of the proposed algorithm is its suitability for heterogeneous-channels systems where users with statistically low channel quality suffer worse delay performances. The proposed algorithm guarantees the prespecified delay performance to each SU without violating the PU's interference constraint.

Finally, in the hard-deadline framework, I propose three algorithms that maximize the system's throughput while guaranteeing the required percentage of packets to be transmitted by their deadlines. The proposed algorithms work in heterogeneous systems where the BS is serving different types of users having real-time (RT) data and non-real-time (NRT) data. I show that two of the proposed algorithms have the low complexity where the power policies of both the RT and NRT users are in closed-form expressions and a low-complexity scheduler.
ContributorsEwaisha, Ahmed Emad (Author) / Tepedelenlioğlu, Cihan (Thesis advisor) / Ying, Lei (Committee member) / Bliss, Daniel (Committee member) / Kosut, Oliver (Committee member) / Arizona State University (Publisher)
Created2016
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Description
The presence of strategic agents can pose unique challenges to data collection and distributed learning. This dissertation first explores the social network dimension of data collection markets, and then focuses on how the strategic agents can be efficiently and effectively incentivized to cooperate in distributed machine learning frameworks. The first problem

The presence of strategic agents can pose unique challenges to data collection and distributed learning. This dissertation first explores the social network dimension of data collection markets, and then focuses on how the strategic agents can be efficiently and effectively incentivized to cooperate in distributed machine learning frameworks. The first problem explores the impact of social learning in collecting and trading unverifiable information where a data collector purchases data from users through a payment mechanism. Each user starts with a personal signal which represents the knowledge about the underlying state the data collector desires to learn. Through social interactions, each user also acquires additional information from his neighbors in the social network. It is revealed that both the data collector and the users can benefit from social learning which drives down the privacy costs and helps to improve the state estimation for a given total payment budget. In the second half, a federated learning scheme to train a global learning model with strategic agents, who are not bound to contribute their resources unconditionally, is considered. Since the agents are not obliged to provide their true stochastic gradient updates and the server is not capable of directly validating the authenticity of reported updates, the learning process may reach a noncooperative equilibrium. First, the actions of the agents are assumed to be binary: cooperative or defective. If the cooperative action is taken, the agent sends a privacy-preserved version of stochastic gradient signal. If the defective action is taken, the agent sends an arbitrary uninformative noise signal. Furthermore, this setup is extended into the scenarios with more general actions spaces where the quality of the stochastic gradient updates have a range of discrete levels. The proposed methodology evaluates each agent's stochastic gradient according to a reference gradient estimate which is constructed from the gradients provided by other agents, and rewards the agent based on that evaluation.
ContributorsAkbay, Abdullah Basar (Author) / Tepedelenlioğlu, Cihan (Thesis advisor) / Spanias, Andreas (Committee member) / Kosut, Oliver (Committee member) / Ewaisha, Ahmed (Committee member) / Arizona State University (Publisher)
Created2023
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Description
I propose a new communications scheme where signature signals are used to carry digital data by suitably modulating the signal parameters with information bits. One possible application for the proposed scheme is in underwater acoustic (UWA) communications; with this motivation, I demonstrate how it can be applied in UWA communications.

I propose a new communications scheme where signature signals are used to carry digital data by suitably modulating the signal parameters with information bits. One possible application for the proposed scheme is in underwater acoustic (UWA) communications; with this motivation, I demonstrate how it can be applied in UWA communications. In order to do that, I exploit existing parameterized models for mammalian sounds by using them as signature signals. Digital data is transmitted by mapping vectors of information bits to a carefully designed set of parameters with values obtained from the biomimetic signal models. To complete the overall system design, I develop appropriate receivers taking into account the specific UWA channel models. I present some numerical results from the analysis of data recorded during the Kauai Acomms MURI 2011 (KAM11) UWA communications experiment.

It is shown that the proposed communication scheme results in approximate channel models with amplitude-limited inputs and signal-dependent additive noise. Motivated by this observation, I study capacity of amplitude-limited channels under different transmission scenarios. Specifically, I consider fading channels, signal-dependent additive Gaussian noise channels, multiple-input multiple-output (MIMO) systems and parallel Gaussian channels under peak power constraints.

I also consider practical channel coding problems for channels with signal-dependent noise. I consider two specific models; signal-dependent additive Gaussian noise channels and Z-channels which serve as binary-input binary-output approximations to the Gaussian case. I propose a new upper bound on the probability of error, and utilize it for design of codes. I illustrate the tightness of the derived bounds and the performance of the designed codes via examples.
ContributorsElMoslimany, Ahmad (Author) / Duman, Tolga M. (Thesis advisor) / Papandreou-Suppappola, Antonia (Committee member) / Tepedelenlioğlu, Cihan (Committee member) / Kosut, Oliver (Committee member) / Arizona State University (Publisher)
Created2015
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Description
An analysis is presented of a network of distributed receivers encumbered by strong in-band interference. The structure of information present across such receivers and how they might collaborate to recover a signal of interest is studied. Unstructured (random coding) and structured (lattice coding) strategies are studied towards this purpose for

An analysis is presented of a network of distributed receivers encumbered by strong in-band interference. The structure of information present across such receivers and how they might collaborate to recover a signal of interest is studied. Unstructured (random coding) and structured (lattice coding) strategies are studied towards this purpose for a certain adaptable system model. Asymptotic performances of these strategies and algorithms to compute them are developed. A jointly-compressed lattice code with proper configuration performs best of all strategies investigated.
ContributorsChapman, Christian Douglas (Author) / Bliss, Daniel W (Thesis advisor) / Richmond, Christ D (Committee member) / Kosut, Oliver (Committee member) / Tepedelenlioğlu, Cihan (Committee member) / Arizona State University (Publisher)
Created2019