This collection includes most of the ASU Theses and Dissertations from 2011 to present. ASU Theses and Dissertations are available in downloadable PDF format; however, a small percentage of items are under embargo. Information about the dissertations/theses includes degree information, committee members, an abstract, supporting data or media.

In addition to the electronic theses found in the ASU Digital Repository, ASU Theses and Dissertations can be found in the ASU Library Catalog.

Dissertations and Theses granted by Arizona State University are archived and made available through a joint effort of the ASU Graduate College and the ASU Libraries. For more information or questions about this collection contact or visit the Digital Repository ETD Library Guide or contact the ASU Graduate College at gradformat@asu.edu.

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Description
Ten regional climate models (RCMs) and atmosphere-ocean generalized model parings from the North America Regional Climate Change Assessment Program were used to estimate the shift of extreme precipitation due to climate change using present-day and future-day climate scenarios. RCMs emulate winter storms and one-day duration events at the sub-regional level.

Ten regional climate models (RCMs) and atmosphere-ocean generalized model parings from the North America Regional Climate Change Assessment Program were used to estimate the shift of extreme precipitation due to climate change using present-day and future-day climate scenarios. RCMs emulate winter storms and one-day duration events at the sub-regional level. Annual maximum series were derived for each model pairing, each modeling period; and for annual and winter seasons. The reliability ensemble average (REA) method was used to qualify each RCM annual maximum series to reproduce historical records and approximate average predictions, because there are no future records. These series determined (a) shifts in extreme precipitation frequencies and magnitudes, and (b) shifts in parameters during modeling periods. The REA method demonstrated that the winter season had lower REA factors than the annual season. For the winter season the RCM pairing of the Hadley regional Model 3 and the Geophysical Fluid-Dynamics Laboratory atmospheric-land generalized model had the lowest REA factors. However, in replicating present-day climate, the pairing of the Abdus Salam International Center for Theoretical Physics' Regional Climate Model Version 3 with the Geophysical Fluid-Dynamics Laboratory atmospheric-land generalized model was superior. Shifts of extreme precipitation in the 24-hour event were measured using precipitation magnitude for each frequency in the annual maximum series, and the difference frequency curve in the generalized extreme-value-function parameters. The average trend of all RCM pairings implied no significant shift in the winter annual maximum series, however the REA-selected models showed an increase in annual-season precipitation extremes: 0.37 inches for the 100-year return period and for the winter season suggested approximately 0.57 inches for the same return period. Shifts of extreme precipitation were estimated using predictions 70 years into the future based on RCMs. Although these models do not provide climate information for the intervening 70 year period, the models provide an assertion on the behavior of future climate. The shift in extreme precipitation may be significant in the frequency distribution function, and will vary depending on each model-pairing condition. The proposed methodology addresses the many uncertainties associated with the current methodologies dealing with extreme precipitation.
ContributorsRiaño, Alejandro (Author) / Mays, Larry W. (Thesis advisor) / Vivoni, Enrique (Committee member) / Huang, Huei-Ping (Committee member) / Arizona State University (Publisher)
Created2013
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Description
The implications of a changing climate have a profound impact on human life, society, and policy making. The need for accurate climate prediction becomes increasingly important as we better understand these implications. Currently, the most widely used climate prediction relies on the synthesis of climate model simulations organized by the

The implications of a changing climate have a profound impact on human life, society, and policy making. The need for accurate climate prediction becomes increasingly important as we better understand these implications. Currently, the most widely used climate prediction relies on the synthesis of climate model simulations organized by the Coupled Model Intercomparison Project (CMIP); these simulations are ensemble-averaged to construct projections for the 21st century climate. However, a significant degree of bias and variability in the model simulations for the 20th century climate is well-known at both global and regional scales. Based on that insight, this study provides an alternative approach for constructing climate projections that incorporates knowledge of model bias. This approach is demonstrated to be a viable alternative which can be easily implemented by water resource managers for potentially more accurate projections. Tests of the new approach are provided on a global scale with an emphasis on semiarid regional studies for their particular vulnerability to water resource changes, using both the former CMIP Phase 3 (CMIP3) and current Phase 5 (CMIP5) model archives. This investigation is accompanied by a detailed analysis of the dynamical processes and water budget to understand the behaviors and sources of model biases. Sensitivity studies of selected CMIP5 models are also performed with an atmospheric component model by testing the relationship between climate change forcings and model simulated response. The information derived from each study is used to determine the progressive quality of coupled climate models in simulating the global water cycle by rigorously investigating sources of model bias related to the moisture budget. As such, the conclusions of this project are highly relevant to model development and potentially may be used to further improve climate projections.
ContributorsBaker, Noel C (Author) / Huang, Huei-Ping (Thesis advisor) / Trimble, Steve (Committee member) / Anderson, James (Committee member) / Clarke, Amanda (Committee member) / Calhoun, Ronald (Committee member) / Arizona State University (Publisher)
Created2013
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Description
This doctoral thesis investigates the predictability characteristics of floods and flash floods by coupling high resolution precipitation products to a distributed hydrologic model. The research hypotheses are tested at multiple watersheds in the Colorado Front Range (CFR) undergoing warm-season precipitation. Rainfall error structures are expected to propagate into hydrologic simulations

This doctoral thesis investigates the predictability characteristics of floods and flash floods by coupling high resolution precipitation products to a distributed hydrologic model. The research hypotheses are tested at multiple watersheds in the Colorado Front Range (CFR) undergoing warm-season precipitation. Rainfall error structures are expected to propagate into hydrologic simulations with added uncertainties by model parameters and initial conditions. Specifically, the following science questions are addressed: (1) What is the utility of Quantitative Precipitation Estimates (QPE) for high resolution hydrologic forecasts in mountain watersheds of the CFR?, (2) How does the rainfall-reflectivity relation determine the magnitude of errors when radar observations are used for flood forecasts?, and (3) What are the spatiotemporal limits of flood forecasting in mountain basins when radar nowcasts are used into a distributed hydrological model?. The methodology consists of QPE evaluations at the site (i.e., rain gauge location), basin-average and regional scales, and Quantitative Precipitation Forecasts (QPF) assessment through regional grid-to-grid verification techniques and ensemble basin-averaged time series. The corresponding hydrologic responses that include outlet discharges, distributed runoff maps, and streamflow time series at internal channel locations, are used in light of observed and/or reference data to diagnose the suitability of fusing precipitation forecasts into a distributed model operating at multiple catchments. Results reveal that radar and multisensor QPEs lead to an improved hydrologic performance compared to simulations driven with rain gauge data only. In addition, hydrologic performances attained by satellite products preserve the fundamental properties of basin responses, including a simple scaling relation between the relative spatial variability of runoff and its magnitude. Overall, the spatial variations contained in gridded QPEs add value for warm-season flood forecasting in mountain basins, with sparse data even if those products contain some biases. These results are encouraging and open new avenues for forecasting in regions with limited access and sparse observations. Regional comparisons of different reflectivity -rainfall (Z-R) relations during three summer seasons, illustrated significant rainfall variability across the region. Consistently, hydrologic errors introduced by the distinct Z-R relations, are significant and proportional (in the log-log space) to errors in precipitation estimations and stream flow magnitude. The use of operational Z-R relations without prior calibration may lead to wrong estimation of precipitation, runoff magnitude and increased flood forecasting errors. This suggests that site-specific Z-R relations, prior to forecasting procedures, are desirable in complex terrain regions. Nowcasting experiments show the limits of flood forecasting and its dependence functions of lead time and basin scale. Across the majority of the basins, flood forecasting skill decays with lead time, but the functional relation depends on the interactions between watershed properties and rainfall characteristics. Both precipitation and flood forecasting skills are noticeably reduced for lead times greater than 30 minutes. Scale dependence of hydrologic forecasting errors demonstrates reduced predictability at intermediate-size basins, the typical scale of convective storm systems. Overall, the fusion of high resolution radar nowcasts and the convenient parallel capabilities of the distributed hydrologic model provide an efficient framework for generating accurate real-time flood forecasts suitable for operational environments.
ContributorsMoreno Ramirez, Hernan (Author) / Vivoni, Enrique R. (Thesis advisor) / Ruddell, Benjamin L. (Committee member) / Gochis, David J. (Committee member) / Mays, Larry W. (Committee member) / Huang, Huei-Ping (Committee member) / Arizona State University (Publisher)
Created2012
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Description
The hydrologic cycle in drylands is complex with large spatiotemporal variationsacross scales and is particularly vulnerable to changes in climate and land cover. To address the challenges posed by hydrologic changes, a synergistic approach that combines numerical models, ground and remotely sensed observations, and data analysis is crucial. This dissertation uses innovative detection

The hydrologic cycle in drylands is complex with large spatiotemporal variationsacross scales and is particularly vulnerable to changes in climate and land cover. To address the challenges posed by hydrologic changes, a synergistic approach that combines numerical models, ground and remotely sensed observations, and data analysis is crucial. This dissertation uses innovative detection and modeling techniques to assess key hydrologic variables in drylands, including irrigated water use, streamflow, and snowpack conditions, answering following research questions that also have broad societal implications: (1) What are the individual and combined effects of future climate and land use change on irrigation water use (IWU) in the Phoenix Metropolitan Area (PMA)?; (2) How can temporal changes in streamflow and the impacts of flash flooding be detected in dryland rivers?; and (3) What are the impacts of rainfall-snow partitioning on future snowpack and streamflow in the Colorado River Basin (CRB)? Firstly, I conducted a scenario modeling using the Variable Infiltration Capacity (VIC) model under future climate and land use change scenarios. Results showed that future IWU will change from -0.5% to +6.8% in the far future (2071-2100) relative to the historical period (1981-2010). Secondly, I employed CubeSat imagery to map streamflow presence in the Hassayampa River of Arizona, finding that the imaging capacity of CubeSats enabled the detection of ephemeral flow events using the surface reflectance of the near-infrared (NIR) band. Results showed that 12% of reaches were classified as intermittent, with the remaining as ephemeral. Finally, I implemented a physically-based rainfall-snow partitioning scheme in the VIC model that estimates snowfall fraction from the wet-bulb temperature using a sigmoid function. The new scheme predicts more significant declines in snowfall (-8 to -11%) and streamflow (-14 to -27%) by the end of the 21st century over the CRB, relative to historical conditions. Overall, this dissertation demonstrates how innovative technologies can enhance the understanding of dryland hydrologic changes and inform decision-making of water resources management. The findings offer important insights for policymakers, water managers, and researchers who seek to ensure water resources sustainability under the effects of climate and land use change.
ContributorsWang, Zhaocheng (Author) / Vivoni, Enrique R (Thesis advisor) / White, Dave D (Committee member) / Mascaro, Giuseppe (Committee member) / Huang, Huei-Ping (Committee member) / Wang, Zhihua (Committee member) / Arizona State University (Publisher)
Created2023
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Description
This dissertation introduces FARCOM (Fortran Adaptive Refiner for Cartesian Orthogonal Meshes), a new general library for adaptive mesh refinement (AMR) based on an unstructured hexahedral mesh framework. As a result of the underlying unstructured formulation, the refinement and coarsening operators of the library operate on a single-cell basis and perform

This dissertation introduces FARCOM (Fortran Adaptive Refiner for Cartesian Orthogonal Meshes), a new general library for adaptive mesh refinement (AMR) based on an unstructured hexahedral mesh framework. As a result of the underlying unstructured formulation, the refinement and coarsening operators of the library operate on a single-cell basis and perform in-situ replacement of old mesh elements. This approach allows for h-refinement without the memory and computational expense of calculating masked coarse grid cells, as is done in traditional patch-based AMR approaches, and enables unstructured flow solvers to have access to the automated domain generation capabilities usually only found in tree AMR formulations.

The library is written to let the user determine where to refine and coarsen through custom refinement selector functions for static mesh generation and dynamic mesh refinement, and can handle smooth fields (such as level sets) or localized markers (e.g. density gradients). The library was parallelized with the use of the Zoltan graph-partitioning library, which provides interfaces to both a graph partitioner (PT-Scotch) and a partitioner based on Hilbert space-filling curves. The partitioned adjacency graph, mesh data, and solution variable data is then packed and distributed across all MPI ranks in the simulation, which then regenerate the mesh, generate domain decomposition ghost cells, and create communication caches.

Scalability runs were performed using a Leveque wave propagation scheme for solving the Euler equations. The results of simulations on up to 1536 cores indicate that the parallel performance is highly dependent on the graph partitioner being used, and differences between the partitioners were analyzed. FARCOM is found to have better performance if each MPI rank has more than 60,000 cells.
ContributorsBallesteros, Carlos Alberto (Author) / Herrmann, Marcus (Thesis advisor) / Adrian, Ronald (Committee member) / Chen, Kangping (Committee member) / Huang, Huei-Ping (Committee member) / Lopez, Juan (Committee member) / Arizona State University (Publisher)
Created2019
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Description
Land surface fluxes of energy and mass developed over heterogeneous mountain landscapes are fundamental to atmospheric processes. However, due to their high complexity and the lack of spatial observations, land surface processes and land-atmosphere interactions are not fully understood in mountain regions. This thesis investigates land surface processes and their

Land surface fluxes of energy and mass developed over heterogeneous mountain landscapes are fundamental to atmospheric processes. However, due to their high complexity and the lack of spatial observations, land surface processes and land-atmosphere interactions are not fully understood in mountain regions. This thesis investigates land surface processes and their impact on convective precipitation by conducting numerical modeling experiments at multiple scales over the North American Monsoon (NAM) region. Specifically, the following scientific questions are addressed: (1) how do land surface conditions evolve during the monsoon season, and what are their main controls?, (2) how do the diurnal cycles of surface energy fluxes vary during the monsoon season for the major ecosystems?, and (3) what are the impacts of surface soil moisture and vegetation condition on convective precipitation?

Hydrologic simulation using the TIN-based Real-time Integrated Basin Simulator (tRIBS) is firstly carried out to examine the seasonal evolution of land surface conditions. Results reveal that the spatial heterogeneity of land surface temperature and soil moisture increases dramatically with the onset of monsoon, which is related to seasonal changes in topographic and vegetation controls. Similar results are found at regional basin scale using the uncoupled WRF-Hydro model. Meanwhile, the diurnal cycles of surface energy fluxes show large variation between the major ecosystems. Differences in both the peak magnitude and peak timing of plant transpiration induce mesoscale heterogeneity in land surface conditions. Lastly, this dissertation examines the upscale effect of land surface heterogeneity on atmospheric condition through fully-coupled WRF-Hydro simulations. A series of process-based experiments were conducted to identify the pathways of soil moisture-rainfall feedback mechanism over the NAM region. While modeling experiments confirm the existence of positive soil moisture/vegetation-rainfall feedback, their exact pathways are slightly different. Interactions between soil moisture, vegetation cover, and rainfall through a series of land surface and atmospheric boundary layer processes highlight the strong land-atmosphere coupling in the NAM region, and have important implications on convective rainfall prediction. Overall, this dissertation advances the study of complex land surface processes over the NAM region, and made important contributions in linking complex hydrologic, ecologic and atmospheric processes through numerical modeling.
ContributorsXiang, Tiantian (Author) / Vivoni, Enrique R (Thesis advisor) / Gochis, David J (Committee member) / Huang, Huei-Ping (Committee member) / Mascaro, Giuseppe (Committee member) / Wang, Zhihua (Committee member) / Arizona State University (Publisher)
Created2016
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Description
Compressible fluid flows involving multiple physical states of matter occur in both nature and technical applications such as underwater explosions and implosions, cavitation-induced bubble collapse in naval applications and Richtmyer-Meshkov type instabilities in inertial confinement fusion. Of particular interest is the atomization of fuels that enable shock-induced mixing of fuel

Compressible fluid flows involving multiple physical states of matter occur in both nature and technical applications such as underwater explosions and implosions, cavitation-induced bubble collapse in naval applications and Richtmyer-Meshkov type instabilities in inertial confinement fusion. Of particular interest is the atomization of fuels that enable shock-induced mixing of fuel and oxidizer in supersonic combustors. Due to low residence times and varying length scales, providing insight through physical experiments is both technically challenging and sometimes unfeasible. Numerical simulations can help provide detailed insight and aid in the engineering design of devices that can harness these physical phenomena.

In this research, computational methods were developed to accurately simulate phase interfaces in compressible fluid flows with a focus on targeting primary atomization. Novel numerical methods which treat the phase interface as a discontinuity, and as a smeared region were developed using low-dissipation, high-order schemes. The resulting methods account for the effects of compressibility, surface tension and viscosity. To aid with the varying length scales and high-resolution requirements found in atomization applications, an adaptive mesh refinement (AMR) framework is used to provide high-resolution only in regions of interest. The developed methods were verified with test cases involving strong shocks, high density ratios, surface tension effects and jumps in the equations of state, in one-, two- and three dimensions, obtaining good agreement with theoretical and experimental results. An application case of the primary atomization of a liquid jet injected into a Mach 2 supersonic crossflow of air is performed with the methods developed.
ContributorsKannan, Karthik (Author) / Herrmann, Marcus (Thesis advisor) / Huang, Huei-Ping (Committee member) / Lopez, Juan (Committee member) / Peet, Yulia (Committee member) / Wang, Liping (Committee member) / Arizona State University (Publisher)
Created2020