ETDs

This collection includes most of the ASU Theses and Dissertations from 2011 to present. ASU Theses and Dissertations are available in downloadable PDF format; however, a small percentage of items are under embargo. Information about the dissertations/theses includes degree information, committee members, an abstract, supporting data or media.

In addition to the electronic theses found in the ASU Digital Repository, ASU Theses and Dissertations can be found in the ASU Library Catalog.

Dissertations and Theses granted by Arizona State University are archived and made available through a joint effort of the ASU Graduate College and the ASU Libraries. For more information or questions about this collection contact or visit the Digital Repository ETD Library Guide or contact the ASU Graduate College at gradformat@asu.edu.

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Understanding Participation in Energy Transitions: Insights from the US and Mexico

Description
Transitioning towards low-carbon energy systems requires participation from a diversity of organizations, governments, and actors. Yet it is still unclear who, when, how much, and what types of participation are needed to realize such transformations. I address this gap by analyzing the role of participation in energy transitions using interviews,…

Transitioning towards low-carbon energy systems requires participation from a diversity of organizations, governments, and actors. Yet it is still unclear who, when, how much, and what types of participation are needed to realize such transformations. I address this gap by analyzing the role of participation in energy transitions using interviews, participant observation, document analyses, and novel visualization approaches deployed in the USA and Mexican contexts. I offer a framework to explore how engagement in energy transitions unfolds over time and deploy the framework to 1) investigate the role of engagement in decreasing the consumption of gas and electricity at municipal and residential levels in 12 US communities during a three-year competition (2014-2017) organized by Georgetown University; and 2) assess the acceptance and longevity of solar projects that grant electricity access to rural and dispersed Indigenous Ralámuli communities in Chihuahua, México. I found that wider and deeper participation does not always secure lower energy consumption in the US case, which highlights the need to tailor participation for specific goals. Results from Ralámuli communities suggest that the benefits of participation reach a limit; that is, when high participation surpassed the budget (in the form of cash/money and time availability) of solar users, participation became detrimental to user satisfaction and technology acceptance. Lastly, the analysis of how participation occurred in solar home systems with longer longevity (more than five years of use) showed that maintenance and operation costs (e.g. battery replacements) are the greatest barriers to longevity, while knowledge and capacity building might be elements driving longer longevity. Recommendations include: (1) offering clear information in the user’s first language about the costs and maintenance of solar systems, (2) seeking ideas from solar users at the early stages of solar programs, and (3) reducing costs through understanding electricity needs and offering collective forms of ownership. My work expands the theoretical understanding of the role of participation in energy transitions and offers practical resources for practitioners and researchers to facilitate a critical reflection on how participation influences desirable outcomes in different contexts, including communities in the global North and South.
ContributorsMorales Guerrero, Jorge (Author) / Karwat, Darshan (Thesis advisor) / Breetz, Hanna (Committee member) / Larson, Kelli (Committee member) / Berbés-Blázquez, Marta (Committee member) / Arizona State University (Publisher)
Created2022
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Innovation Systems for Sustainable Energy: The Case of Mexico

Description
Global decarbonization requires a large-scale shift to sustainable energy sources. Innovation will be a key enabler of this global energy transition. Although the energy transition and innovation literatures overwhelmingly focus on the Global North, energy innovation is arguably even more important for the Global South because it can enable them…

Global decarbonization requires a large-scale shift to sustainable energy sources. Innovation will be a key enabler of this global energy transition. Although the energy transition and innovation literatures overwhelmingly focus on the Global North, energy innovation is arguably even more important for the Global South because it can enable them to grow their energy demand and power their development with sustainable resources. This dissertation examines three aspects of energy innovation, focusing on Mexico, to advance the understanding of innovation systems and identify policy levers for accelerating energy innovation in emerging economies. The first project utilizes econometric models to assess patenting drivers for renewable energy (wind and solar) and enabling technologies (energy storage, high voltage direct current technologies, hydrogen technologies, and fuel cells) across 34 countries, including Mexico. The examination of enabling technologies is a particular contribution, since most research on energy innovation focuses on renewable generation technologies. This research finds that policies have differential effects on renewable technologies versus enabling technology, with innovation in enabling technologies lagging behind the deployment of renewable energy. Although renewable energy policies have some spillover effects on enabling technologies, this research suggests that targeted policy instruments for enabling technologies may be needed for global decarbonization. The second and third projects apply the innovation systems framework to understand energy innovation in Mexico. The second project analyzes the sectoral innovation system (SIS) for wind and solar technologies, using expert interviews to evaluate SIS structure and functions systemically. It finds that this innovation system is susceptible to changes in its structure, specifically institutional modifications, and encounters cultural and social aspects that reduce its performance. Further, it finds that non-government organizations and local governments are trying to support the SIS, but their efforts are hampered by low participation from the federal government. The third project studies the technology innovation system (TIS) for green hydrogen, an emerging industrial opportunity for Latin America. It evaluates this TIS's functionality and identifies 22 initiatives to improve its performance by interviewing green hydrogen experts in Mexico. The most important initiatives for strengthening the green hydrogen TIS are information campaigns, policy and regulation (taxes, subsidies, standards, and industrial policies), pilot or demonstration projects, and professional training. Overall, this dissertation contributes to the nexus of energy transition and innovation studies by advancing the understanding of energy innovation in an emerging economy.
ContributorsAguiar Hernandez, Carlos Gabriel (Author) / Breetz, Hanna (Thesis advisor) / Parker, Nathan (Committee member) / Solis, Dario (Committee member) / Arizona State University (Publisher)
Created2022