ETDs

This collection includes most of the ASU Theses and Dissertations from 2011 to present. ASU Theses and Dissertations are available in downloadable PDF format; however, a small percentage of items are under embargo. Information about the dissertations/theses includes degree information, committee members, an abstract, supporting data or media.

In addition to the electronic theses found in the ASU Digital Repository, ASU Theses and Dissertations can be found in the ASU Library Catalog.

Dissertations and Theses granted by Arizona State University are archived and made available through a joint effort of the ASU Graduate College and the ASU Libraries. For more information or questions about this collection contact or visit the Digital Repository ETD Library Guide or contact the ASU Graduate College at gradformat@asu.edu.

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资本市场开放与企业研发投入--基于沪深港通交易制度的实证研究

Description资本市场开放是新兴市场国家经济发展和金融体系完善的重要举措，本研究探讨了中国沪深港通制度如何影响企业研发支出，以及在高管持股、境内机构持股、契约环境和行业竞争程度的不同水平下，沪深港通制度对企业创新投入影响效果的差异。基于DID双重差分模型和中国A股上市公司数据，本研究验证了沪深港通制度的实施能有效提高企业的研发支出水平，并且在控制企业资产规模和收入规模后，该正向影响依然显著。另外，对于高管持股比例较高、境内机构持股比例较低、契约环境水平较高和行业竞争程度较弱的企业，其研发支出受沪深港通制度的提升激励作用更强。因为高管持股比例高，企业内部管理者能获得更多的创新收益，创新意愿将更强。契约环境水平越高意味着创新资源越充足，公平竞争的市场环境越有效，也会激发企业的创新行为。行业竞争程度较弱的企业，沪深港通制度的引入能激励企业打造长期竞争优势，缓解由缺乏外部竞争而导致的创新动力不足。另外，本研究还进一步分析了由调节变量交互产生的双重调节效应。发现高管持股水平与契约环境水平正向调节沪深港通的积极作用，而与市场竞争程度负向调节。高管持股水平与境内金融机构持股、契约环境水平与行业竞争程度均正向调节沪深港通的积极作用。最重要的是，契约环境是其中最关键的影响因素，良好的契约环境水平有助于强化股权激励、金融机构持股以及市场竞争的作用。 总体来看，沪深港通制度引入了较为成熟的境外投资者，提高了监督作用的同时扩散了鼓励创新的经营理念，能有效缓解企业创新面临的融资约束、信息不对称、创新认知和意愿不足的问题，从而激励企业增加创新投入。本研究验证了沪深港通制度对企业研发支出的正向影响，并且分析了多种内外部情境因素下该影响的差异性。丰富了资本市场开放对企业微观行为影响与机制，一定程度拓展了资本市场开放与企业创新等研究的理论边界。
ContributorsXie, Mingru (Author) / Pei, Ker-Wei (Thesis advisor) / Sun, Jianfei (Thesis advisor) / Shi, Weilei (Committee member) / Arizona State University (Publisher)
Created2022
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中蒙口岸发展的影响因素与策略研究——以新疆老爷庙口岸为例

Description自2013年中国提出“一带一路”国家倡议以来，中蒙贸易发展呈现快速发展的上升趋势，截至到2020年，中国已经连续22年一直位居蒙古最大的国际贸易伙伴国。在两国贸易发展过程中，中蒙口岸发挥着重要作用：第一，能够促进两国加工业的发展，推动物流业、旅游业等现代服务业的发展；第二，能够很大程度上弥补我国经济快速发展所需的能源资源和战略物资的需要；第三，能够有效解决蒙古国靠近中国边境省份的居民生活物资产品的供应短缺问题。然而，中蒙边境口岸发展参差不齐，急需寻找口岸发展的规律和关键因素。本文以中蒙边境15个口岸作为研究对象，通过数据分析对每个口岸的发展现状和发展定位做诊断；其次，通过专家访谈等方法挖掘影响口岸发展的关键因素，并运用AHP层次分析法对影响因素重要性排序，找出口岸发展每个阶段的关键影响因素和优先顺序，同时，我们通过灰色关联法对口岸与所在载体城市经济社会发展进行关联度分析，找出口岸发展的相关规律；最后，对于发展较弱的中蒙新疆口岸，我们以新疆老爷庙口岸为例，对标学习其他发展较快的甘其毛道和策克口岸，提出老爷庙的发展定位和策略。
ContributorsWang, Yuting (Author) / Shao, Benjamin (Thesis advisor) / Zhu, Qingui (Thesis advisor) / Shi, Weilei (Committee member) / Arizona State University (Publisher)
Created2022
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Research on the Relationship between the Importance of Customer Business Requirements and the Business Willingness of Clothing Suppliers in the Context of Digital Transformation

Description
The clothing industry is labor-intensive, with many small and medium-sized enterprises and lack of scale effect; Clothing has a short fashion cycle, long operational process, and lack of independent brands; the proportion of clothing exports is relatively large, and the dependence on foreign trade is high. At present, a considerable…

The clothing industry is labor-intensive, with many small and medium-sized enterprises and lack of scale effect; Clothing has a short fashion cycle, long operational process, and lack of independent brands; the proportion of clothing exports is relatively large, and the dependence on foreign trade is high. At present, a considerable number of domestic clothing processing enterprises (clothing suppliers) still maintain price driven relationships with customers (clothing purchasers or clothing brands). They pay more attention to short-term goals, although they can establish certain business relationships, they do not pay attention to maintaining relationships. Once affected by external adverse factors, this relationship will be easily abandoned. Upstream clothing supplier enterprises do not attach importance to the concept of supply chain management, neglect the establishment of long-term cooperation mechanisms, and excessively pursue short-term benefits, leading to frequent tension in the cooperation relationship between the supply chain。This study found that：1) The higher the customer business requirements, the stronger the supplier's business willingness; 2) The importance of profit contribution (ImProfit), order attractiveness (OrderAttract), and digitalization of cash flow (Digitizec) cannot promote the relationship between customer business requirement importance (ImRequirement) and business willingness, while cooperation attractiveness (Coordination), development expectation (Expectation), communication effectiveness(Communicate), business risk perception (PerceRisk), digitalization of information flow (Digitizea) and Digitization of logistics（Digitizeb）can significantly enhance the relationship between the importance of customer business requirements and business willingness; 3) The effectiveness of communication directly interacts with business intention, not through customer business requirements, but rather through profit contribution, order attraction, cooperation attraction, development expectation, and risk perception. 4) Digitization has both direct and indirect impacts on the business willingness. The role of digitization is comprehensive, with direct impacts being new revolutionary changes and intermediary impacts being benign and innovative changes. The proportion of intermediary impacts is 24.79%, 26.33%, and 25.92%, respectively.
ContributorsSun, Ling (Author) / Li, Hongmin (Thesis advisor) / Jiang, Zhan (Thesis advisor) / Shi, Weilei (Committee member) / Arizona State University (Publisher)
Created2024