ASU Electronic Theses and Dissertations
This collection includes most of the ASU Theses and Dissertations from 2011 to present. ASU Theses and Dissertations are available in downloadable PDF format; however, a small percentage of items are under embargo. Information about the dissertations/theses includes degree information, committee members, an abstract, supporting data or media.
In addition to the electronic theses found in the ASU Digital Repository, ASU Theses and Dissertations can be found in the ASU Library Catalog.
Dissertations and Theses granted by Arizona State University are archived and made available through a joint effort of the ASU Graduate College and the ASU Libraries. For more information or questions about this collection contact or visit the Digital Repository ETD Library Guide or contact the ASU Graduate College at gradformat@asu.edu.
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- All Subjects: Electrical Engineering
- Creators: Weng, Yang
Description
Alternative sources of power generation interconnected at the transmission level have witnessed an increase in investment in the last few years. On the other hand, when the power systems are being operated close to their limits, power system operators and engineers face the challenge of ensuring a safe and reliable supply of electricity. In such a scenario, the reliability of the transmission system is crucial as it ensures secure transfer of uninterrupted power from the generating sources to the load centers. This thesis is aimed at ensuring the reliability of the transmission system from two perspectives. First, this work monitors power system disturbances such as unintentional islanding to ensure prompt detection and implementation of restorative actions and thus, minimizes the extent of damage. Secondly, it investigates power system disturbances such as transmission line outages through reliability evaluation and outage analysis in order to prevent reoccurrence of similar failures.
In this thesis, a passive Wide Area Measurement System (WAMS) based islanding detection scheme called Cumulative Sum of Change in Voltage Phase Angle Difference (CUSPAD) is proposed and tested on a modified 18 bus test system and a modified IEEE 118 bus system with various wind energy penetration levels. Comparative analysis between accuracies of the proposed approach and the conventional relative angle difference approach in presence of measurement errors indicate a superior performance of the former. Results obtained from the proposed approach also reveal that power system disturbances such as unintentional island formations are accurately detected in wind integrated transmission systems.
Quantitative evaluation of the transmission system reliability aids in the assessment of the existing system performance. Further, post-mortem analysis of failures is an important step in minimizing recurrent failures. Reliability evaluation and outage analysis of transmission line outages carried out in this thesis have revealed chronological trends in the system performance. A new index called Outage Impact Index (OII) is also been proposed which can identify and prioritize outages based on their severity. This would serve as a baselining index for assessing and monitoring future transmission system performances and will facilitate implementation of reliability improvement measures if found necessary.
In this thesis, a passive Wide Area Measurement System (WAMS) based islanding detection scheme called Cumulative Sum of Change in Voltage Phase Angle Difference (CUSPAD) is proposed and tested on a modified 18 bus test system and a modified IEEE 118 bus system with various wind energy penetration levels. Comparative analysis between accuracies of the proposed approach and the conventional relative angle difference approach in presence of measurement errors indicate a superior performance of the former. Results obtained from the proposed approach also reveal that power system disturbances such as unintentional island formations are accurately detected in wind integrated transmission systems.
Quantitative evaluation of the transmission system reliability aids in the assessment of the existing system performance. Further, post-mortem analysis of failures is an important step in minimizing recurrent failures. Reliability evaluation and outage analysis of transmission line outages carried out in this thesis have revealed chronological trends in the system performance. A new index called Outage Impact Index (OII) is also been proposed which can identify and prioritize outages based on their severity. This would serve as a baselining index for assessing and monitoring future transmission system performances and will facilitate implementation of reliability improvement measures if found necessary.
ContributorsBarkakati, Meghna (Author) / Pal, Anamitra (Thesis advisor) / Holbert, Keith E. (Committee member) / Weng, Yang (Committee member) / Arizona State University (Publisher)
Created2018
Description
Distributed energy resources have experienced dramatic growth and are beginning to support a significant amount of customer loads. Power electronic converters are the primary interface between the grid and the distributed energy resources/storage and offer several advantages including fast control, flexibility and high efficiency. The efficiency and the power density by volume are important performance metrics of a power converter. Compact and high efficiency power converter is beneficial to the cost-effectiveness of the converter interfaced generations. In this thesis, a soft-switching technique is proposed to reduce the size of passive components in a grid-connected converter while maintaining a high power conversion efficiency. The dynamic impact of the grid-connected converters on the power system is causing concerns as the penetration level of the converter interfaced generation increases, necessitating a detailed dynamic analysis. The unbalanced nature of distribution systems makes the conventional transient stability simulation based on positive sequence components unsuitable for this purpose. Methods suitable for the dynamic simulation of grid-connected converters in large scale unbalanced and single-phase systems are presented in this thesis to provide an effective way to study the dynamic interactions between the grid and the converters. Dynamic-link library (DLL) of converter dynamic models are developed by which converter dynamic simulations can be easily conducted in OpenDSS. To extend the converter controls testing beyond pure simulation, real-time simulation can be utilized where partial realistic scenarios can be created by including realistic components in the simulation loop. In this work, a multi-platform, real-time simulation testbed including actual digital controller platforms, communication networks and inverters has been developed for validating the microgrid concepts and implementations. A hierarchical converted based microgrid control scheme is proposed which enables the islanded microgrid operation with 100% penetration level of converter interfaced generation. Impact of the load side dynamic modeling on the converter response is also discussed in this thesis.
ContributorsYu, Ziwei (Author) / Ayyanar, Raja (Thesis advisor) / Vittal, Vijay (Committee member) / Qin, Jiangchao (Committee member) / Weng, Yang (Committee member) / Arizona State University (Publisher)
Created2018
Description
Nowadays, the widespread introduction of distributed generators (DGs) brings great challenges to the design, planning, and reliable operation of the power system. Therefore, assessing the capability of a distribution network to accommodate renewable power generations is urgent and necessary. In this respect, the concept of hosting capacity (HC) is generally accepted by engineers to evaluate the reliability and sustainability of the system with high penetration of DGs. For HC calculation, existing research provides simulation-based methods which are not able to find global optimal. Others use OPF (optimal power flow) based methods where
too many constraints prevent them from obtaining the solution exactly. They also can not get global optimal solution. Due to this situation, I proposed a new methodology to overcome the shortcomings. First, I start with an optimization problem formulation and provide a flexible objective function to satisfy different requirements. Power flow equations are the basic rule and I transfer them from the commonly used polar coordinate to the rectangular coordinate. Due to the operation criteria, several constraints are
incrementally added. I aim to preserve convexity as much as possible so that I can obtain optimal solution. Second, I provide the geometric view of the convex problem model. The process to find global optimal can be visualized clearly. Then, I implement segmental optimization tool to speed up the computation. A large network is able to be divided into segments and calculated in parallel computing where the results stay the same. Finally, the robustness of my methodology is demonstrated by doing extensive simulations regarding IEEE distribution networks (e.g. 8-bus, 16-bus, 32-bus, 64-bus, 128-bus). Thus, it shows that the proposed method is verified to calculate accurate hosting capacity and ensure to get global optimal solution.
too many constraints prevent them from obtaining the solution exactly. They also can not get global optimal solution. Due to this situation, I proposed a new methodology to overcome the shortcomings. First, I start with an optimization problem formulation and provide a flexible objective function to satisfy different requirements. Power flow equations are the basic rule and I transfer them from the commonly used polar coordinate to the rectangular coordinate. Due to the operation criteria, several constraints are
incrementally added. I aim to preserve convexity as much as possible so that I can obtain optimal solution. Second, I provide the geometric view of the convex problem model. The process to find global optimal can be visualized clearly. Then, I implement segmental optimization tool to speed up the computation. A large network is able to be divided into segments and calculated in parallel computing where the results stay the same. Finally, the robustness of my methodology is demonstrated by doing extensive simulations regarding IEEE distribution networks (e.g. 8-bus, 16-bus, 32-bus, 64-bus, 128-bus). Thus, it shows that the proposed method is verified to calculate accurate hosting capacity and ensure to get global optimal solution.
ContributorsYuan, Jingyi (Author) / Weng, Yang (Thesis advisor) / Lei, Qin (Committee member) / Khorsand, Mojdeh (Committee member) / Arizona State University (Publisher)
Created2018
Description
High Voltage Direct Current (HVDC) Technology has several features that make it particularly attractive for specific transmission applications. Recent years have witnessed an unprecedented growth in the number of the HVDC projects, which demonstrates a heightened interest in the HVDC technology. In parallel, the use of renewable energy sources has dramatically increased. For instance, Kuwait has recently announced a renewable project to be completed in 2035; this project aims to produce 15% of the countrys energy consumption from renewable sources. However, facilities that use renewable sources, such as solar and wind, to provide clean energy, are mostly placed in remote areas, as their installation requires a massive space of free land. Consequently, considerable challenges arise in terms of transmitting power generated from renewable sources of energy in remote areas to urban areas for further consumption.
The present thesis investigates different transmission line systems for transmitting bulk energy from renewable sources. Specifically, two systems will be focused on: the high-voltage alternating current (HVAC) system and the high-voltage direct current (HVDC) system. In order to determine the most efficient way of transmitting bulk energy from renewable sources, different aspects of the aforementioned two types of systems are analyzed. Limitations inherent in both HVAC and HVDC systems have been discussed.
At present, artificial intelligence plays an important role in power system control and monitoring. Consequently, in this thesis, the fault issue has been analyzed in transmission systems, with a specific consideration of machine learning tools that can help monitor transmission systems by detecting fault locations. These tools, called models, are used to analyze the collected data. In the present thesis, a focus on such models as linear regression (LR), K-nearest neighbors (KNN), linear support vector machine (LSVM) , and adaptive boost (AdaBoost). Finally, the accuracy of each model is evaluated and discussed. The machine learning concept introduced in the present thesis lays down the foundation for future research in this area so that to enable further research on the efficient ways to improve the performance of transmission line components and power systems.
The present thesis investigates different transmission line systems for transmitting bulk energy from renewable sources. Specifically, two systems will be focused on: the high-voltage alternating current (HVAC) system and the high-voltage direct current (HVDC) system. In order to determine the most efficient way of transmitting bulk energy from renewable sources, different aspects of the aforementioned two types of systems are analyzed. Limitations inherent in both HVAC and HVDC systems have been discussed.
At present, artificial intelligence plays an important role in power system control and monitoring. Consequently, in this thesis, the fault issue has been analyzed in transmission systems, with a specific consideration of machine learning tools that can help monitor transmission systems by detecting fault locations. These tools, called models, are used to analyze the collected data. In the present thesis, a focus on such models as linear regression (LR), K-nearest neighbors (KNN), linear support vector machine (LSVM) , and adaptive boost (AdaBoost). Finally, the accuracy of each model is evaluated and discussed. The machine learning concept introduced in the present thesis lays down the foundation for future research in this area so that to enable further research on the efficient ways to improve the performance of transmission line components and power systems.
ContributorsAlbannai, Bassam Ahmad (Author) / Weng, Yang (Thesis advisor) / Wu, Meng (Committee member) / Dahal, Som (Committee member) / Arizona State University (Publisher)
Created2019
Description
In recent years, conventional convolutional neural network (CNN) has achieved outstanding performance in image and speech processing applications. Unfortunately, the pooling operation in CNN ignores important spatial information which is an important attribute in many applications. The recently proposed capsule network retains spatial information and improves the capabilities of traditional CNN. It uses capsules to describe features in multiple dimensions and dynamic routing to increase the statistical stability of the network.
In this work, we first use capsule network for overlapping digit recognition problem. We evaluate the performance of the network with respect to recognition accuracy, convergence and training time per epoch. We show that capsule network achieves higher accuracy when training set size is small. When training set size is larger, capsule network and conventional CNN have comparable recognition accuracy. The training time per epoch for capsule network is longer than conventional CNN because of the dynamic routing algorithm. An analysis of the GPU timing shows that adjusting the capsule structure can help decrease the time complexity of the dynamic routing algorithm significantly.
Next, we design a capsule network for speech recognition, specifically, overlapping word recognition. We use both capsule network and conventional CNN to recognize 2 overlapping words in speech files created from 5 word classes. We show that capsule network achieves a considerably higher recognition accuracy (96.92%) compared to conventional CNN (85.19%). Our results show that capsule network recognizes overlapping word by recognizing each individual word in the speech. We also verify the scalability of capsule network by increasing the number of word classes from 5 to 10. Capsule network still shows a high recognition accuracy of 95.42% in case of 10 words while the accuracy of conventional CNN decreases sharply to 73.18%.
In this work, we first use capsule network for overlapping digit recognition problem. We evaluate the performance of the network with respect to recognition accuracy, convergence and training time per epoch. We show that capsule network achieves higher accuracy when training set size is small. When training set size is larger, capsule network and conventional CNN have comparable recognition accuracy. The training time per epoch for capsule network is longer than conventional CNN because of the dynamic routing algorithm. An analysis of the GPU timing shows that adjusting the capsule structure can help decrease the time complexity of the dynamic routing algorithm significantly.
Next, we design a capsule network for speech recognition, specifically, overlapping word recognition. We use both capsule network and conventional CNN to recognize 2 overlapping words in speech files created from 5 word classes. We show that capsule network achieves a considerably higher recognition accuracy (96.92%) compared to conventional CNN (85.19%). Our results show that capsule network recognizes overlapping word by recognizing each individual word in the speech. We also verify the scalability of capsule network by increasing the number of word classes from 5 to 10. Capsule network still shows a high recognition accuracy of 95.42% in case of 10 words while the accuracy of conventional CNN decreases sharply to 73.18%.
ContributorsXiong, Yan (Author) / Chakrabarti, Chaitali (Thesis advisor) / Berisha, Visar (Thesis advisor) / Weng, Yang (Committee member) / Arizona State University (Publisher)
Created2018
Description
Voltage Source Inverter (VSI) is an integral component that converts DC voltage to AC voltage suitable for driving the electric motor in Electric Vehicles/Hybrid Electric Vehicles (EVs/HEVs) and integration with electric grid in grid-connected photovoltaic (PV) converter. Performance of VSI is significantly impacted by the type of Pulse Width Modulation (PWM) method used.In this work, a new PWM method called 240° Clamped Space Vector PWM (240CPWM) is studied extensively. 240CPWM method has the major advantages of clamping a phase to the positive or negative rail for 240° in a fundamental period, clamping of two phases simultaneously at any given instant, and use of only active states, completely eliminating the zero states. These characteristics lead to a significant reduction in switching losses of the inverter and lower DC link capacitor current stress as compared to Conventional Space Vector PWM. A unique six pulse dynamically varying DC link voltage is required for 240CPWM instead of constant DC link voltage to maintain sinusoidal output voltage. Voltage mode control of DC-DC stage with Smith predictor is developed for shaping the dynamic DC link voltage that meets the requirements for fast control.
Experimental results from a 10 kW hardware prototype with 10 kHz switching frequency validate the superior performance of 240CPWM in EV/HEV traction inverters focusing on loss reduction and DC link capacitor currents. Full load efficiency with the proposed 240CPWM for the DC-AC stage even with conventional Silicon devices exceeds 99%.
Performance of 240CPWM is evaluated in three phase grid-connected PV converter. It is verified experimentally that 240CPWM performs well under adverse grid conditions like sag/swell and unbalance in grid voltages, and under a wide range of power factor. Undesired low frequency harmonics in inverter currents are minimized using the Harmonic Compensator that results in Total Harmonic Distortion (THD) of 3.5% with 240CPWM in compliance with grid interconnection standards. A new, combined performance index is proposed to compare the performance of different PWM schemes in terms of switching loss, THD, DC link current stress, Common Mode Voltage and leakage current. 240CPWM achieves the best value for this index among the PWM methods studied.
ContributorsQamar, Haleema (Author) / Ayyanar, Raja (Thesis advisor) / Yu, Hongbin (Committee member) / Lei, Qin (Committee member) / Weng, Yang (Committee member) / Arizona State University (Publisher)
Created2022
Description
Transmission line capacity is an obstacle for the utilities because there is a load increment annually, and new power plants are being connected, which requires an update. Energy router (ER) is a device that provides an additional degree of freedom to the utilities by controlling the reactive power. The ER reactive power injection is demonstrated by changing the line's reactance value to increase its capacity and give the utility a deferral time for the project upgrade date. Changing the reactance manually and attaching Smart Wire's device to the branches have effectively solved the overload in three locations of a local utility in Arizona (LUA) system.
Furthermore, electric vehicle charging stations (EVCSs) have been increasing to meet EV needs, which calls for an optimal planning model to maximize the profits. The model must consider both the transportation and power systems to avoid damages and costly operation. Instead of coupling the transportation and power systems, EVCS records have been analyzed to fill the gap of EV demand. For example, by accessing charging station records, the moment knowledge of EV demand, especially in the lower order, can be found. Theoretically, the obtained low-order moment knowledge of EV demand is equivalent to a second-order cone constraint, which is proved. Based on such characteristics, a chance-constrained (CC) stochastic integer program for the planning problem is formulated. For planning EV charging stations with ER, this method develops a simple ER model to investigate the interaction between the mobile placement of power flow controller and the daily pattern of EV power demand.
Furthermore, electric vehicle charging stations (EVCSs) have been increasing to meet EV needs, which calls for an optimal planning model to maximize the profits. The model must consider both the transportation and power systems to avoid damages and costly operation. Instead of coupling the transportation and power systems, EVCS records have been analyzed to fill the gap of EV demand. For example, by accessing charging station records, the moment knowledge of EV demand, especially in the lower order, can be found. Theoretically, the obtained low-order moment knowledge of EV demand is equivalent to a second-order cone constraint, which is proved. Based on such characteristics, a chance-constrained (CC) stochastic integer program for the planning problem is formulated. For planning EV charging stations with ER, this method develops a simple ER model to investigate the interaction between the mobile placement of power flow controller and the daily pattern of EV power demand.
ContributorsAlali, Yousef (Author) / Weng, Yang (Thesis advisor) / Cui, Qiushi (Committee member) / Holbert, Keith E. (Committee member) / Arizona State University (Publisher)
Created2020
Description
The past few years have witnessed a significant growth of distributed energy resources (DERs) in power systems at the customer level. Such growth challenges the traditional centralized model of conventional synchronous generation, making a transition to a decentralized network with a significant increase of DERs. This decentralized network requires a paradigm change in modeling distribution systems in more detail to maintain the reliability and efficiency while accommodating a high level of DERs. Accurate models of distribution feeders, including the secondary network, loads, and DER components must be developed and validated for system planning and operation and to examine the distribution system performance. In this work, a detailed model of an actual feeder with high penetration of DERs from an electrical utility in Arizona is developed. For the primary circuit, distribution transformers, and cables are modeled. For the secondary circuit, actual conductors to each house, as well as loads and photovoltaic (PV) units at each premise are represented. An automated tool for secondary network topology construction for load feeder topology assignation is developed. The automated tool provides a more accurate feeder topology for power flow calculation purposes. The input data for this tool consists of parcel geographic information system (GIS) delimitation data, and utility secondary feeder topology database. Additionally, a highly automated, novel method to enhance the accuracy of utility distribution feeder models to capture their performance by matching simulation results with corresponding field measurements is presented. The method proposed uses advanced metering infrastructure (AMI) voltage and derived active power measurements at the customer level, data acquisition systems (DAS) measurements at the feeder-head, in conjunction with an AC optimal power flow (ACOPF) to estimate customer active and reactive power consumption over a time horizon, while accounting for unmetered loads. The method proposed estimates both voltage magnitude and angle for each phase at the unbalanced distribution substation. The accuracy of the method developed by comparing the time-series power flow results obtained from the enhancement algorithm with OpenDSS results and with the field measurements available. The proposed approach seamlessly manages the data available from the optimization procedure through the final model verification.
ContributorsMontano-Martinez, Karen Vanessa (Author) / Vittal, Vijay (Thesis advisor) / Ayyanar, Raja (Committee member) / Weng, Yang (Committee member) / Pal, Anamitra (Committee member) / Arizona State University (Publisher)
Created2022
Description
The increase in the photovoltaic (PV) generation on distribution grids may cause reverse power flows and challenges such as service voltage violations and transformer overloading. To resolve these issues, utilities need situational awareness, e.g., PV-feeder mapping to identify the potential back-feeding feeders and meter-transformer mapping for transformer overloading. As circuit schematics are outdated, this work relies on data. In cases where the advanced metering infrastructure (AMI) data is unavailable, e.g., analog meters or bandwidth limitation, the dissertation proposes to use feeder measurements from utilities and solar panel measurements from solar companies to identify PV-feeder mapping. Several sequentially improved methods based on quantitative association rule mining (QARM) are proposed, where a lower bound for performance guarantee is also provided. However, binning data in QARM leads to information loss. So, bands are designed to replace bins for increased robustness. For cases where AMI data is available but solar PV data is unavailable, the AMI voltage data and location data are used for situational awareness, i.e., meter-transformer mapping, to resolve voltage violation and transformer overloading. A density-based clustering method is proposed that leverages AMI voltage data and geographical information to efficiently segment utility meters such that the segments comprise meters of few transformers only. Although it is helpful for utilities, it may not directly recover the meter-transformer connectivity, which requires transformer-wise segmentation. The proposed density-based method and other past methods ignore two common scenarios, e.g., having large distance between a meter and parent transformer or high similarity of a meter's consumption pattern to a non-parent transformer's meters. However, going from meter-meter can lead to the parent transformer group meters due to the usual observation that the similarity of intra-cluster meter voltages is usually stronger than the similarity of inter-cluster meter voltages. Therefore, performance guarantee is provided via spectral embedding with voltage data under reasonable assumption. Moreover, the assumption is partially relaxed using location data. It will benefit the utility in many ways, e.g., mitigating voltage violations by transformer tap settings and identifying overloaded transformers.
ContributorsSaleem, Muhammad Bilal (Author) / Weng, Yang (Thesis advisor) / Lanchier, Nicolas (Committee member) / Wu, Meng (Committee member) / Cook, Elizabeth (Committee member) / Arizona State University (Publisher)
Created2022
Description
The high uncertainty of renewables introduces more dynamics to power systems. The conventional way of monitoring and controlling power systems is no longer reliable. New strategies are needed to ensure the stability and reliability of power systems. This work aims to assess the use of machine learning methods in analyzing data from renewable integrated power systems to aid the decisionmaking of electricity market participants. Specifically, the work studies the cases of electricity price forecast, solar panel detection, and how to constrain the machine learning methods to obey domain knowledge.Chapter 2 proposes to diversify the data source to ensure a more accurate electricity price forecast. Specifically, the proposed two-stage method, namely the rerouted method, learns two types of mapping rules: the mapping between the historical wind power and the historical price and the forecasting rule for wind generation. Based on the two rules, we forecast the price via the forecasted generation and the learned mapping between power and price. The massive numerical comparison gives guidance for choosing proper machine learning methods and proves the effectiveness of the proposed method.
Chapter 3 proposes to integrate advanced data compression techniques into machine learning algorithms to either improve the predicting accuracy or accelerate the computation speed. New semi-supervised learning and one-class classification methods are proposed based on autoencoders to compress the data while refining the nonlinear data representation of human behavior and solar behavior. The numerical results show robust detection accuracy, laying down the foundation for managing distributed energy resources in distribution grids. Guidance is also provided to determine the proper machine learning methods for the solar detection problem.
Chapter 4 proposes to integrate different types of domain knowledge-based constraints into basic neural networks to guide the model selection and enhance interpretability. A hybrid model is proposed to penalize derivatives and alter the structure to improve the performance of a neural network. We verify the performance improvement of introducing prior knowledge-based constraints on both synthetic and real data sets.
ContributorsLuo, Shuman (Author) / Weng, Yang (Thesis advisor) / Lei, Qin (Committee member) / Fricks, John (Committee member) / Qin, Jiangchao (Committee member) / Arizona State University (Publisher)
Created2022