ASU Electronic Theses and Dissertations
This collection includes most of the ASU Theses and Dissertations from 2011 to present. ASU Theses and Dissertations are available in downloadable PDF format; however, a small percentage of items are under embargo. Information about the dissertations/theses includes degree information, committee members, an abstract, supporting data or media.
In addition to the electronic theses found in the ASU Digital Repository, ASU Theses and Dissertations can be found in the ASU Library Catalog.
Dissertations and Theses granted by Arizona State University are archived and made available through a joint effort of the ASU Graduate College and the ASU Libraries. For more information or questions about this collection contact or visit the Digital Repository ETD Library Guide or contact the ASU Graduate College at gradformat@asu.edu.
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Description
This thesis presents approaches to develop micro seismometers and accelerometers based on molecular electronic transducers (MET) technology using MicroElectroMechanical Systems (MEMS) techniques. MET is a technology applied in seismic instrumentation that proves highly beneficial to planetary seismology. It consists of an electrochemical cell that senses the movement of liquid electrolyte between electrodes by converting it to the output current. MET seismometers have advantages of high sensitivity, low noise floor, small size, absence of fragile mechanical moving parts and independence on the direction of sensitivity axis. By using MEMS techniques, a micro MET seismometer is developed with inter-electrode spacing close to 1μm, which improves the sensitivity of fabricated device to above 3000 V/(m/s^2) under operating bias of 600 mV and input acceleration of 400 μG (G=9.81m/s^2) at 0.32 Hz. The lowered hydrodynamic resistance by increasing the number of channels improves the self-noise to -127 dB equivalent to 44 nG/√Hz at 1 Hz. An alternative approach to build the sensing element of MEMS MET seismometer using SOI process is also presented in this thesis. The significantly increased number of channels is expected to improve the noise performance. Inspired by the advantages of combining MET and MEMS technologies on the development of seismometer, a low frequency accelerometer utilizing MET technology with post-CMOS-compatible fabrication processes is developed. In the fabricated accelerometer, the complicated fabrication of mass-spring system in solid-state MEMS accelerometer is replaced with a much simpler post-CMOS-compatible process containing only deposition of a four-electrode MET structure on a planar substrate, and a liquid inertia mass of an electrolyte droplet encapsulated by oil film. The fabrication process does not involve focused ion beam milling which is used in the micro MET seismometer fabrication, thus the cost is lowered. Furthermore, the planar structure and the novel idea of using an oil film as the sealing diaphragm eliminate the complicated three-dimensional packaging of the seismometer. The fabricated device achieves 10.8 V/G sensitivity at 20 Hz with nearly flat response over the frequency range from 1 Hz to 50 Hz, and a low noise floor of 75 μG/√Hz at 20 Hz.
ContributorsHuang, Hai (Author) / Yu, Hongyu (Thesis advisor) / Jiang, Hanqing (Committee member) / Dai, Lenore (Committee member) / Si, Jennie (Committee member) / Arizona State University (Publisher)
Created2014
Description
With growing complexity of power grid interconnections, power systems may become increasingly vulnerable to low frequency oscillations (especially inter-area oscillations) and dependent on stabilizing controls using either local signals or wide-area signals to provide adequate damping. In recent years, the ability and potential to use wide-area signals for control purposes has increased since a significant investment has been made in the U. S. in deploying synchrophasor measurement technology. Fast and reliable communication systems are essential to enable the use of wide-area signals in controls. If wide-area signals find increased applicability in controls the security and reliability of power systems could be vulnerable to disruptions in communication systems. Even though numerous modern techniques have been developed to lower the probability of communication errors, communication networks cannot be designed to be always reliable. Given this background the motivation of this work is to build resiliency in the power grid controls to respond to failures in the communication network when wide-area control signals are used. In addition, this work also deals with the delay uncertainty associated with the wide-area signal transmission. In order to counteract the negative impact of communication failures on control effectiveness, two approaches are proposed and both approaches are motivated by considering the use of a robustly designed supplementary damping control (SDC) framework associated with a static VAr compensator (SVC). When there is no communication failure, the designed controller guarantees enhanced improvement in damping performance. When the wide-area signal in use is lost due to a communication failure, however, the resilient control provides the required damping of the inter-area oscillations by either utilizing another wide-area measurement through a healthy communication route or by simply utilizing an appropriate local control signal. Simulation results prove that with either of the proposed controls included, the system is stabilized regardless of communication failures, and thereby the reliability and sustainability of power systems is improved. The proposed approaches can be extended without loss of generality to the design of any resilient controller in cyber-physical engineering systems.
ContributorsZhang, Song (Author) / Vittal, Vijay (Thesis advisor) / Heydt, Gerald (Committee member) / Si, Jennie (Committee member) / Undrill, John (Committee member) / Arizona State University (Publisher)
Created2014
Description
Increasing interest in individualized treatment strategies for prevention and treatment of health disorders has created a new application domain for dynamic modeling and control. Standard population-level clinical trials, while useful, are not the most suitable vehicle for understanding the dynamics of dosage changes to patient response. A secondary analysis of intensive longitudinal data from a naltrexone intervention for fibromyalgia examined in this dissertation shows the promise of system identification and control. This includes datacentric identification methods such as Model-on-Demand, which are attractive techniques for estimating nonlinear dynamical systems from noisy data. These methods rely on generating a local function approximation using a database of regressors at the current operating point, with this process repeated at every new operating condition. This dissertation examines generating input signals for data-centric system identification by developing a novel framework of geometric distribution of regressors and time-indexed output points, in the finite dimensional space, to generate sufficient support for the estimator. The input signals are generated while imposing “patient-friendly” constraints on the design as a means to operationalize single-subject clinical trials. These optimization-based problem formulations are examined for linear time-invariant systems and block-structured Hammerstein systems, and the results are contrasted with alternative designs based on Weyl's criterion. Numerical solution to the resulting nonconvex optimization problems is proposed through semidefinite programming approaches for polynomial optimization and nonlinear programming methods. It is shown that useful bounds on the objective function can be calculated through relaxation procedures, and that the data-centric formulations are amenable to sparse polynomial optimization. In addition, input design formulations are formulated for achieving a desired output and specified input spectrum. Numerical examples illustrate the benefits of the input signal design formulations including an example of a hypothetical clinical trial using the drug gabapentin. In the final part of the dissertation, the mixed logical dynamical framework for hybrid model predictive control is extended to incorporate a switching time strategy, where decisions are made at some integer multiple of the sample time, and manipulation of only one input at a given sample time among multiple inputs. These are considerations important for clinical use of the algorithm.
ContributorsDeśapāṇḍe, Sunīla (Author) / Rivera, Daniel E. (Thesis advisor) / Peet, Matthew M. (Committee member) / Si, Jennie (Committee member) / Tsakalis, Konstantinos S. (Committee member) / Arizona State University (Publisher)
Created2014
Description
This thesis addresses the design and control of three phase inverters. Such inverters are
used to produce three-phase sinusoidal voltages and currents from a DC source. They
are critical for injecting power from renewable energy sources into the grid. This is
especially true since many of these sources of energy are DC sources (e.g. solar
photovoltaic) or need to be stored in DC batteries because they are intermittent (e.g. wind
and solar). Two classes of inverters are examined in this thesis. A control-centric design
procedure is presented for each class. The first class of inverters is simple in that they
consist of three decoupled subsystems. Such inverters are characterized by no mutual
inductance between the three phases. As such, no multivariable coupling is present and
decentralized single-input single-output (SISO) control theory suffices to generate
acceptable control designs. For this class of inverters several families of controllers are
addressed in order to examine command following as well as input disturbance and noise
attenuation specifications. The goal here is to illuminate fundamental tradeoffs. Such
tradeoffs include an improvement in the in-band command following and output
disturbance attenuation versus a deterioration in out-of-band noise attenuation.
A fundamental deficiency associated with such inverters is their large size. This can be
remedied by designing a smaller core. This naturally leads to the second class of inverters
considered in this work. These inverters are characterized by significant mutual
inductances and multivariable coupling. As such, SISO control theory is generally not
adequate and multiple-input multiple-output (MIMO) theory becomes essential for
controlling these inverters.
used to produce three-phase sinusoidal voltages and currents from a DC source. They
are critical for injecting power from renewable energy sources into the grid. This is
especially true since many of these sources of energy are DC sources (e.g. solar
photovoltaic) or need to be stored in DC batteries because they are intermittent (e.g. wind
and solar). Two classes of inverters are examined in this thesis. A control-centric design
procedure is presented for each class. The first class of inverters is simple in that they
consist of three decoupled subsystems. Such inverters are characterized by no mutual
inductance between the three phases. As such, no multivariable coupling is present and
decentralized single-input single-output (SISO) control theory suffices to generate
acceptable control designs. For this class of inverters several families of controllers are
addressed in order to examine command following as well as input disturbance and noise
attenuation specifications. The goal here is to illuminate fundamental tradeoffs. Such
tradeoffs include an improvement in the in-band command following and output
disturbance attenuation versus a deterioration in out-of-band noise attenuation.
A fundamental deficiency associated with such inverters is their large size. This can be
remedied by designing a smaller core. This naturally leads to the second class of inverters
considered in this work. These inverters are characterized by significant mutual
inductances and multivariable coupling. As such, SISO control theory is generally not
adequate and multiple-input multiple-output (MIMO) theory becomes essential for
controlling these inverters.
ContributorsSarkar, Aratrik (Author) / Rodriguez, Armando A. (Thesis advisor) / Si, Jennie (Committee member) / Tsakalis, Konstantinos (Committee member) / Arizona State University (Publisher)
Created2015
Description
This thesis addresses control design for fixed-wing air-breathing aircraft. Four aircraft with distinct dynamical properties are considered: a scram-jet powered hypersonic (100foot long, X-43 like, wedge shaped) aircraft with flexible modes operating near Mach 8, 85k ft, a NASA HiMAT (Highly Maneuverable Aircraft Technology) F-18 aircraft,
a McDonnell Douglas AV-8A Harrier aircraft, and a Vought F-8 Crusader aircraft. A two-input two-output (TITO) longitudinal LTI (linear time invariant) dynamical model is used for each aircraft. Control design trade studies are conducted for each of the aircraft. Emphasis is placed on the hypersonic vehicle because of its complex nonlinear (unstable, non-minimum phase, flexible) dynamics and uncertainty associated with hypersonic flight (Mach $>$ 5, shocks and high temperatures on leading edges). Two plume models are used for the hypersonic vehicle – an old plume model and a new plume model. The old plume model is simple and assumes a typical decaying pressure distribution for aft nozzle. The new plume model uses Newtonian impact theory and a nonlinear solver to compute the aft nozzle pressure distribution. Multivariable controllers were generated using standard weighted $H_{\inf}$ mixed-sensitivity optimization as well as a new input disturbance weighted mixed-sensitivity framework that attempts to achieve good multivariable properties at both the controls (plant inputs) as well as the errors (plant outputs). Classical inner-outer (PD-PI) structures (partially centralized and decentralized) were also used. It is shown that while these classical (sometimes partially centralized PD-PI) structures could be used to generate comparable results to the multivariable controllers (e.g. for the hypersonic vehicle, Harrier, F-8), considerable tuning (iterative optimization) is often essential. This is especially true for the highly coupled hypersonic vehicle – thus justifying the need for a good multivariable control design tool. Fundamental control design tradeoffs for each aircraft are presented – comprehensively for the hypersonic aircraft. In short, the thesis attempts to shed light on when complex controllers are essential and when simple structures are sufficient for achieving control designs with good multivariable loop properties at both the errors (plant outputs) and the controls (plant inputs).
a McDonnell Douglas AV-8A Harrier aircraft, and a Vought F-8 Crusader aircraft. A two-input two-output (TITO) longitudinal LTI (linear time invariant) dynamical model is used for each aircraft. Control design trade studies are conducted for each of the aircraft. Emphasis is placed on the hypersonic vehicle because of its complex nonlinear (unstable, non-minimum phase, flexible) dynamics and uncertainty associated with hypersonic flight (Mach $>$ 5, shocks and high temperatures on leading edges). Two plume models are used for the hypersonic vehicle – an old plume model and a new plume model. The old plume model is simple and assumes a typical decaying pressure distribution for aft nozzle. The new plume model uses Newtonian impact theory and a nonlinear solver to compute the aft nozzle pressure distribution. Multivariable controllers were generated using standard weighted $H_{\inf}$ mixed-sensitivity optimization as well as a new input disturbance weighted mixed-sensitivity framework that attempts to achieve good multivariable properties at both the controls (plant inputs) as well as the errors (plant outputs). Classical inner-outer (PD-PI) structures (partially centralized and decentralized) were also used. It is shown that while these classical (sometimes partially centralized PD-PI) structures could be used to generate comparable results to the multivariable controllers (e.g. for the hypersonic vehicle, Harrier, F-8), considerable tuning (iterative optimization) is often essential. This is especially true for the highly coupled hypersonic vehicle – thus justifying the need for a good multivariable control design tool. Fundamental control design tradeoffs for each aircraft are presented – comprehensively for the hypersonic aircraft. In short, the thesis attempts to shed light on when complex controllers are essential and when simple structures are sufficient for achieving control designs with good multivariable loop properties at both the errors (plant outputs) and the controls (plant inputs).
ContributorsMondal, Kaustav (Author) / Rodriguez, Armando Antonio (Thesis advisor) / Tsakalis, Kostas (Committee member) / Si, Jennie (Committee member) / Arizona State University (Publisher)
Created2015
Description
The purpose of this dissertation is to develop a design technique for fractional PID controllers to achieve a closed loop sensitivity bandwidth approximately equal to a desired bandwidth using frequency loop shaping techniques. This dissertation analyzes the effect of the order of a fractional integrator which is used as a target on loop shaping, on stability and performance robustness. A comparison between classical PID controllers and fractional PID controllers is presented. Case studies where fractional PID controllers have an advantage over classical PID controllers are discussed. A frequency-domain loop shaping algorithm is developed, extending past results from classical PID’s that have been successful in tuning controllers for a variety of practical systems.
ContributorsSaleh, Khalid M (Author) / Tsakalis, Konstantinos (Thesis advisor) / Rodriguez, Armando (Committee member) / Si, Jennie (Committee member) / Artemiadis, Panagiotis (Committee member) / Arizona State University (Publisher)
Created2017
Description
This work is concerned with how best to reconstruct images from limited angle tomographic measurements. An introduction to tomography and to limited angle tomography will be provided and a brief overview of the many fields to which this work may contribute is given.
The traditional tomographic image reconstruction approach involves Fourier domain representations. The classic Filtered Back Projection algorithm will be discussed and used for comparison throughout the work. Bayesian statistics and information entropy considerations will be described. The Maximum Entropy reconstruction method will be derived and its performance in limited angular measurement scenarios will be examined.
Many new approaches become available once the reconstruction problem is placed within an algebraic form of Ax=b in which the measurement geometry and instrument response are defined as the matrix A, the measured object as the column vector x, and the resulting measurements by b. It is straightforward to invert A. However, for the limited angle measurement scenarios of interest in this work, the inversion is highly underconstrained and has an infinite number of possible solutions x consistent with the measurements b in a high dimensional space.
The algebraic formulation leads to the need for high performing regularization approaches which add constraints based on prior information of what is being measured. These are constraints beyond the measurement matrix A added with the goal of selecting the best image from this vast uncertainty space. It is well established within this work that developing satisfactory regularization techniques is all but impossible except for the simplest pathological cases. There is a need to capture the "character" of the objects being measured.
The novel result of this effort will be in developing a reconstruction approach that will match whatever reconstruction approach has proven best for the types of objects being measured given full angular coverage. However, when confronted with limited angle tomographic situations or early in a series of measurements, the approach will rely on a prior understanding of the "character" of the objects measured. This understanding will be learned by a parallel Deep Neural Network from examples.
The traditional tomographic image reconstruction approach involves Fourier domain representations. The classic Filtered Back Projection algorithm will be discussed and used for comparison throughout the work. Bayesian statistics and information entropy considerations will be described. The Maximum Entropy reconstruction method will be derived and its performance in limited angular measurement scenarios will be examined.
Many new approaches become available once the reconstruction problem is placed within an algebraic form of Ax=b in which the measurement geometry and instrument response are defined as the matrix A, the measured object as the column vector x, and the resulting measurements by b. It is straightforward to invert A. However, for the limited angle measurement scenarios of interest in this work, the inversion is highly underconstrained and has an infinite number of possible solutions x consistent with the measurements b in a high dimensional space.
The algebraic formulation leads to the need for high performing regularization approaches which add constraints based on prior information of what is being measured. These are constraints beyond the measurement matrix A added with the goal of selecting the best image from this vast uncertainty space. It is well established within this work that developing satisfactory regularization techniques is all but impossible except for the simplest pathological cases. There is a need to capture the "character" of the objects being measured.
The novel result of this effort will be in developing a reconstruction approach that will match whatever reconstruction approach has proven best for the types of objects being measured given full angular coverage. However, when confronted with limited angle tomographic situations or early in a series of measurements, the approach will rely on a prior understanding of the "character" of the objects measured. This understanding will be learned by a parallel Deep Neural Network from examples.
ContributorsDallmann, Nicholas A. (Author) / Tsakalis, Konstantinos (Thesis advisor) / Hardgrove, Craig (Committee member) / Rodriguez, Armando (Committee member) / Si, Jennie (Committee member) / Arizona State University (Publisher)
Created2020
Description
Daily collaborative tasks like pushing a table or a couch require haptic communication between the people doing the task. To design collaborative motion planning algorithms for such applications, it is important to understand human behavior. Collaborative tasks involve continuous adaptations and intent recognition between the people involved in the task. This thesis explores the coordination between the human-partners through a virtual setup involving continuous visual feedback. The interaction and coordination are modeled as a two-step process: 1) Collecting data for a collaborative couch-pushing task, where both the people doing the task have complete information about the goal but are unaware of each other's cost functions or intentions and 2) processing the emergent behavior from complete information and fitting a model for this behavior to validate a mathematical model of agent-behavior in multi-agent collaborative tasks. The baseline model is updated using different approaches to resemble the trajectories generated by these models to human trajectories. All these models are compared to each other. The action profiles of both the agents and the position and velocity of the manipulated object during a goal-oriented task is recorded and used as expert-demonstrations to fit models resembling human behaviors. Analysis through hypothesis teasing is also performed to identify the difference in behaviors when there are complete information and information asymmetry among agents regarding the goal position.
ContributorsShintre, Pallavi Shrinivas (Author) / Zhang, Wenlong (Thesis advisor) / Si, Jennie (Committee member) / Ren, Yi (Committee member) / Arizona State University (Publisher)
Created2020
Description
Physical activity helps in reducing the risk of many chronic diseases, and plays a key role in maintaining good health of an individual. Just Walk is an intensively adaptive physical activity intervention, which has been designed based on system identification and control engineering principles. The goal of Just Walk is to design interventions that are responsive to an individual's changing needs, and thus encourage the individual to increase the number of steps walked.
Regularization is widely used in the field of machine learning. The goal of this thesis is to see how classical system identification principles in combination with machine learning methods like regularization help towards getting improved model estimates for complex systems. Estimating individual behavioral models using traditional prediction error methods can be done using an order selection. However, this method is can be computationally expensive due to the extensive search performed on a large set of order combination. If order selection is not done properly, it can cause bias (low order) and variance (high order) issues. In such cases regularization plays an important role in addressing the bias-variance trade-off.
One of the most important applications of identifying individual behavioral models is to understand what factors impact most the behavior of the person. Here "factors" can be considered as inputs (designed or environmental) to the participant over the course of the study, and the "behavior" is the step count of the participant under study. This is done by estimating models with different input combinations and then seeing which combinations of inputs (influence behavior most) give the best model estimate (best describe behavior of the person). As a part of this thesis, it is studied how regularized models can give a better estimation of personalized behavioral models, for the Just Walk study, which can further help in designing personalized interventions.
Regularization is widely used in the field of machine learning. The goal of this thesis is to see how classical system identification principles in combination with machine learning methods like regularization help towards getting improved model estimates for complex systems. Estimating individual behavioral models using traditional prediction error methods can be done using an order selection. However, this method is can be computationally expensive due to the extensive search performed on a large set of order combination. If order selection is not done properly, it can cause bias (low order) and variance (high order) issues. In such cases regularization plays an important role in addressing the bias-variance trade-off.
One of the most important applications of identifying individual behavioral models is to understand what factors impact most the behavior of the person. Here "factors" can be considered as inputs (designed or environmental) to the participant over the course of the study, and the "behavior" is the step count of the participant under study. This is done by estimating models with different input combinations and then seeing which combinations of inputs (influence behavior most) give the best model estimate (best describe behavior of the person). As a part of this thesis, it is studied how regularized models can give a better estimation of personalized behavioral models, for the Just Walk study, which can further help in designing personalized interventions.
ContributorsMandal, Tarunima (Author) / Rivera, Daniel E (Thesis advisor) / Si, Jennie (Committee member) / Tsakalis, Konstantinos (Committee member) / Arizona State University (Publisher)
Created2020
Description
Vertical take-off and landing (VTOL) systems have become a crucial component of aeronautical and commercial applications alike. Quadcopter systems are rather convenient to analyze and design controllers for, owing to symmetry in body dynamics. In this work, a quadcopter model at hover equilibrium is derived, using both high and low level control. The low level control system is designed to track reference Euler angles (roll, pitch and yaw) as shown in previous work [1],[2]. The high level control is designed to track reference X, Y, and Z axis states [3].
The objective of this paper is to model, design and simulate platooning (separation) control for a fleet of 6 quadcopter units, each comprising of high and low level control systems, using a leader-follower approach. The primary motivation of this research is to examine the ”accordion effect”, a phenomenon observed in leader-follower systems due to which positioning or spacing errors arise in follower vehicles due to sudden changes in lead vehicle velocity. It is proposed that the accordion effect occurs when lead vehicle information is not directly communicated with the rest of the
system [4][5]
.
In this paper, the effect of leader acceleration feedback is observed for the quadcopter platoon. This is performed by first designing a classical platoon controller for a nominal case, where communication within the system is purely ad-hoc (i.e from one quadcopter to it’s immediate successor in the fleet). Steady state separation/positioning errors for each member of the fleet are observed and documented during simulation. Following this analysis, lead vehicle acceleration is provided to the controller (as a feed forward term), to observe the extent of it’s effect on steady state separation, specifically along tight maneuvers. Thus the key contribution of this work is a controller that stabilizes a platoon of quadcopters in the presence of the accordion effect, when employing a leader-follower approach. The modeling shown in this paper builds on previous research to design a low costquadcopter platform, the Mark 3 copter [1]. Prior to each simulation, model nonlinearities and hardware constants are measured or derived from the Mark 3 model, in an effort to observe the working of the system in the presence of realistic hardware constraints. The system is designed in compliance with Robot Operating System (ROS) and the Micro Air Vehicle Link (MAVLINK) communication protocol.
ContributorsSrinivasan, Anshuman (Author) / Rodriguez, Armando A. (Thesis advisor) / Si, Jennie (Committee member) / Tsakalis, Konstantinos (Committee member) / Arizona State University (Publisher)
Created2021