ASU Electronic Theses and Dissertations
This collection includes most of the ASU Theses and Dissertations from 2011 to present. ASU Theses and Dissertations are available in downloadable PDF format; however, a small percentage of items are under embargo. Information about the dissertations/theses includes degree information, committee members, an abstract, supporting data or media.
In addition to the electronic theses found in the ASU Digital Repository, ASU Theses and Dissertations can be found in the ASU Library Catalog.
Dissertations and Theses granted by Arizona State University are archived and made available through a joint effort of the ASU Graduate College and the ASU Libraries. For more information or questions about this collection contact or visit the Digital Repository ETD Library Guide or contact the ASU Graduate College at gradformat@asu.edu.
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Description
The uncertainty and variability associated with stochastic resources, such as wind and solar, coupled with the stringent reliability requirements and constantly changing system operating conditions (e.g., generator and transmission outages) introduce new challenges to power systems. Contemporary approaches to model reserve requirements within the conventional security-constrained unit commitment (SCUC) models may not be satisfactory with increasing penetration levels of stochastic resources; such conventional models pro-cure reserves in accordance with deterministic criteria whose deliverability, in the event of an uncertain realization, is not guaranteed. Smart, well-designed reserve policies are needed to assist system operators in maintaining reliability at least cost.
Contemporary market models do not satisfy the minimum stipulated N-1 mandate for generator contingencies adequately. This research enhances the traditional market practices to handle generator contingencies more appropriately. In addition, this research employs stochastic optimization that leverages statistical information of an ensemble of uncertain scenarios and data analytics-based algorithms to design and develop cohesive reserve policies. The proposed approaches modify the classical SCUC problem to include reserve policies that aim to preemptively anticipate post-contingency congestion patterns and account for resource uncertainty, simultaneously. The hypothesis is to integrate data-mining, reserve requirement determination, and stochastic optimization in a holistic manner without compromising on efficiency, performance, and scalability. The enhanced reserve procurement policies use contingency-based response sets and post-contingency transmission constraints to appropriately predict the influence of recourse actions, i.e., nodal reserve deployment, on critical transmission elements.
This research improves the conventional deterministic models, including reserve scheduling decisions, and facilitates the transition to stochastic models by addressing the reserve allocation issue. The performance of the enhanced SCUC model is compared against con-temporary deterministic models and a stochastic unit commitment model. Numerical results are based on the IEEE 118-bus and the 2383-bus Polish test systems. Test results illustrate that the proposed reserve models consistently outperform the benchmark reserve policies by improving the market efficiency and enhancing the reliability of the market solution at reduced costs while maintaining scalability and market transparency. The proposed approaches require fewer ISO discretionary adjustments and can be employed by present-day solvers with minimal disruption to existing market procedures.
Contemporary market models do not satisfy the minimum stipulated N-1 mandate for generator contingencies adequately. This research enhances the traditional market practices to handle generator contingencies more appropriately. In addition, this research employs stochastic optimization that leverages statistical information of an ensemble of uncertain scenarios and data analytics-based algorithms to design and develop cohesive reserve policies. The proposed approaches modify the classical SCUC problem to include reserve policies that aim to preemptively anticipate post-contingency congestion patterns and account for resource uncertainty, simultaneously. The hypothesis is to integrate data-mining, reserve requirement determination, and stochastic optimization in a holistic manner without compromising on efficiency, performance, and scalability. The enhanced reserve procurement policies use contingency-based response sets and post-contingency transmission constraints to appropriately predict the influence of recourse actions, i.e., nodal reserve deployment, on critical transmission elements.
This research improves the conventional deterministic models, including reserve scheduling decisions, and facilitates the transition to stochastic models by addressing the reserve allocation issue. The performance of the enhanced SCUC model is compared against con-temporary deterministic models and a stochastic unit commitment model. Numerical results are based on the IEEE 118-bus and the 2383-bus Polish test systems. Test results illustrate that the proposed reserve models consistently outperform the benchmark reserve policies by improving the market efficiency and enhancing the reliability of the market solution at reduced costs while maintaining scalability and market transparency. The proposed approaches require fewer ISO discretionary adjustments and can be employed by present-day solvers with minimal disruption to existing market procedures.
ContributorsSinghal, Nikita Ghanshyam (Author) / Hedman, Kory W (Thesis advisor) / Vittal, Vijay (Committee member) / Sankar, Lalitha (Committee member) / Pal, Anamitra (Committee member) / Arizona State University (Publisher)
Created2018
Description
The lifetime of a transformer is essentially determined by the life of its insulation
system which is a time function of the temperature defined by its thermal class. A large
quantity of studies and international standards have been published indicating the
possibility of increasing the thermal class of cellulose based materials when immersed
in natural esters which are superior to traditional mineral oils. Thus, a transformer
having thermally upgraded Kraft paper and natural ester dielectric fluid can be
classified as a high temperature insulation system. Such a transformer can also
operate at temperatures 20C higher than its mineral oil equivalent, holding additional
loading capability without losing life expectancy. This thesis focuses on evaluating
the use of this feature as an additional capability for enhancing the loadability and/or
extending the life of the distribution transformers for the Phoenix based utility - SRP
using FR3 brand natural ester dielectric fluid.
Initially, different transformer design options to use this additional loadability
are compared allowing utilities to select an optimal FR3 filled transformer design
for their application. Yearlong load profiles for SRP distribution transformers, sized
conventionally on peak load demands, are analyzed for their oil temperatures, winding
temperatures and loss of insulation life. It is observed that these load profiles can be
classified into two types: 1) Type-1 profiles with high peak and high average loads,
and 2) Type-2 profiles with comparatively low peak and low average load.
For the Type 1 load profiles, use of FR3 natural ester fluid with the same nominal
rating showed 7.4 times longer life expectation. For the Type 2 load profiles, a new
way of sizing ester filled transformers based on both average and peak load, instead of
only peak load, called “Sustainable Peak Loading” showed smaller size transformers
can handle the same yearly peak loads while maintaining superior insulation lifespan.
It is additionally possible to have reduction in the total energy dissipation over the
year. A net present value cost savings up to US$1200 per transformer quantifying
benefits of the life extension and the total ownership cost savings up to 30% for
sustainable peak loading showed SRP distribution transformers can gain substantial
economic savings when the distribution transformer fleet is replaced with FR3 ester
filled units.
system which is a time function of the temperature defined by its thermal class. A large
quantity of studies and international standards have been published indicating the
possibility of increasing the thermal class of cellulose based materials when immersed
in natural esters which are superior to traditional mineral oils. Thus, a transformer
having thermally upgraded Kraft paper and natural ester dielectric fluid can be
classified as a high temperature insulation system. Such a transformer can also
operate at temperatures 20C higher than its mineral oil equivalent, holding additional
loading capability without losing life expectancy. This thesis focuses on evaluating
the use of this feature as an additional capability for enhancing the loadability and/or
extending the life of the distribution transformers for the Phoenix based utility - SRP
using FR3 brand natural ester dielectric fluid.
Initially, different transformer design options to use this additional loadability
are compared allowing utilities to select an optimal FR3 filled transformer design
for their application. Yearlong load profiles for SRP distribution transformers, sized
conventionally on peak load demands, are analyzed for their oil temperatures, winding
temperatures and loss of insulation life. It is observed that these load profiles can be
classified into two types: 1) Type-1 profiles with high peak and high average loads,
and 2) Type-2 profiles with comparatively low peak and low average load.
For the Type 1 load profiles, use of FR3 natural ester fluid with the same nominal
rating showed 7.4 times longer life expectation. For the Type 2 load profiles, a new
way of sizing ester filled transformers based on both average and peak load, instead of
only peak load, called “Sustainable Peak Loading” showed smaller size transformers
can handle the same yearly peak loads while maintaining superior insulation lifespan.
It is additionally possible to have reduction in the total energy dissipation over the
year. A net present value cost savings up to US$1200 per transformer quantifying
benefits of the life extension and the total ownership cost savings up to 30% for
sustainable peak loading showed SRP distribution transformers can gain substantial
economic savings when the distribution transformer fleet is replaced with FR3 ester
filled units.
ContributorsVaidya, Chinmay Vishwas (Author) / Holbert, Keith E. (Thesis advisor) / Ayyanar, Raja (Committee member) / Pal, Anamitra (Committee member) / Arizona State University (Publisher)
Created2018
Description
On-line dynamic security assessment (DSA) analysis has been developed and applied in several power dispatching control centers. Existing applications of DSA systems are limited by the assumption of the present system operating conditions and computational speeds. To overcome these obstacles, this research developed a novel two-stage DSA system to provide periodic security prediction in real time. The major contribution of this research is to develop an open source on-line DSA system incorporated with Phasor Measurement Unit (PMU) data and forecast load. The pre-fault prediction of the system can provide more accurate assessment of the system and minimize the disadvantage of a low computational speed of time domain simulation.
This Thesis describes the development of the novel two-stage on-line DSA scheme using phasor measurement and load forecasting data. The computational scheme of the new system determines the steady state stability and identifies endangerments in a small time frame near real time. The new on-line DSA system will periodically examine system status and predict system endangerments in the near future every 30 minutes. System real-time operating conditions will be determined by state estimation using phasor measurement data. The assessment of transient stability is carried out by running the time-domain simulation using a forecast working point as the initial condition. The forecast operating point is calculated by DC optimal power flow based on forecast load.
This Thesis describes the development of the novel two-stage on-line DSA scheme using phasor measurement and load forecasting data. The computational scheme of the new system determines the steady state stability and identifies endangerments in a small time frame near real time. The new on-line DSA system will periodically examine system status and predict system endangerments in the near future every 30 minutes. System real-time operating conditions will be determined by state estimation using phasor measurement data. The assessment of transient stability is carried out by running the time-domain simulation using a forecast working point as the initial condition. The forecast operating point is calculated by DC optimal power flow based on forecast load.
ContributorsWang, Qiushi (Author) / Karady, George G. (Thesis advisor) / Pal, Anamitra (Committee member) / Holbert, Keith E. (Committee member) / Arizona State University (Publisher)
Created2017
Description
After a major disturbance, the power system response is highly dependent on protection schemes and system dynamics. Improving power systems situational awareness requires proper and simultaneous modeling of both protection schemes and dynamic characteristics in power systems analysis tools. Historical information and ex-post analysis of blackouts reaffirm the critical role of protective devices in cascading events, thereby confirming the necessity to represent protective functions in transient stability studies. This dissertation is aimed at studying the importance of representing protective relays in power system dynamic studies. Although modeling all of the protective relays within transient stability studies may result in a better estimation of system behavior, representing, updating, and maintaining the protection system data becomes an insurmountable task. Inappropriate or outdated representation of the relays may result in incorrect assessment of the system behavior. This dissertation presents a systematic method to determine essential relays to be modeled in transient stability studies. The desired approach should identify protective relays that are critical for various operating conditions and contingencies. The results of the transient stability studies confirm that modeling only the identified critical protective relays is sufficient to capture system behavior for various operating conditions and precludes the need to model all of the protective relays. Moreover, this dissertation proposes a method that can be implemented to determine the appropriate location of out-of-step blocking relays. During unstable power swings, a generator or group of generators may accelerate or decelerate leading to voltage depression at the electrical center along with generator tripping. This voltage depression may cause protective relay mis-operation and unintentional separation of the system. In order to avoid unintentional islanding, the potentially mis-operating relays should be blocked from tripping with the use of out-of-step blocking schemes. Blocking these mis-operating relays, combined with an appropriate islanding scheme, help avoid a system wide collapse. The proposed method is tested on data from the Western Electricity Coordinating Council. A triple line outage of the California-Oregon Intertie is studied. The results show that the proposed method is able to successfully identify proper locations of out-of-step blocking scheme.
ContributorsHedman, Mojdeh Khorsand (Author) / Vittal, Vijay (Thesis advisor) / Ayyanar, Raja (Committee member) / Pal, Anamitra (Committee member) / Qin, Jiangchao (Committee member) / Arizona State University (Publisher)
Created2017
Description
The holomorphic embedding method (HEM) applied to the power-flow problem (HEPF) has been used in the past to obtain the voltages and flows for power systems. The incentives for using this method over the traditional Newton-Raphson based nu-merical methods lie in the claim that the method is theoretically guaranteed to converge to the operable solution, if one exists.
In this report, HEPF will be used for two power system analysis purposes:
a. Estimating the saddle-node bifurcation point (SNBP) of a system
b. Developing reduced-order network equivalents for distribution systems.
Typically, the continuation power flow (CPF) is used to estimate the SNBP of a system, which involves solving multiple power-flow problems. One of the advantages of HEPF is that the solution is obtained as an analytical expression of the embedding parameter, and using this property, three of the proposed HEPF-based methods can es-timate the SNBP of a given power system without solving multiple power-flow prob-lems (if generator VAr limits are ignored). If VAr limits are considered, the mathemat-ical representation of the power-flow problem changes and thus an iterative process would have to be performed in order to estimate the SNBP of the system. This would typically still require fewer power-flow problems to be solved than CPF in order to estimate the SNBP.
Another proposed application is to develop reduced order network equivalents for radial distribution networks that retain the nonlinearities of the eliminated portion of the network and hence remain more accurate than traditional Ward-type reductions (which linearize about the given operating point) when the operating condition changes.
Different ways of accelerating the convergence of the power series obtained as a part of HEPF, are explored and it is shown that the eta method is the most efficient of all methods tested.
The local-measurement-based methods of estimating the SNBP are studied. Non-linear Thévenin-like networks as well as multi-bus networks are built using model data to estimate the SNBP and it is shown that the structure of these networks can be made arbitrary by appropriately modifying the nonlinear current injections, which can sim-plify the process of building such networks from measurements.
In this report, HEPF will be used for two power system analysis purposes:
a. Estimating the saddle-node bifurcation point (SNBP) of a system
b. Developing reduced-order network equivalents for distribution systems.
Typically, the continuation power flow (CPF) is used to estimate the SNBP of a system, which involves solving multiple power-flow problems. One of the advantages of HEPF is that the solution is obtained as an analytical expression of the embedding parameter, and using this property, three of the proposed HEPF-based methods can es-timate the SNBP of a given power system without solving multiple power-flow prob-lems (if generator VAr limits are ignored). If VAr limits are considered, the mathemat-ical representation of the power-flow problem changes and thus an iterative process would have to be performed in order to estimate the SNBP of the system. This would typically still require fewer power-flow problems to be solved than CPF in order to estimate the SNBP.
Another proposed application is to develop reduced order network equivalents for radial distribution networks that retain the nonlinearities of the eliminated portion of the network and hence remain more accurate than traditional Ward-type reductions (which linearize about the given operating point) when the operating condition changes.
Different ways of accelerating the convergence of the power series obtained as a part of HEPF, are explored and it is shown that the eta method is the most efficient of all methods tested.
The local-measurement-based methods of estimating the SNBP are studied. Non-linear Thévenin-like networks as well as multi-bus networks are built using model data to estimate the SNBP and it is shown that the structure of these networks can be made arbitrary by appropriately modifying the nonlinear current injections, which can sim-plify the process of building such networks from measurements.
ContributorsRao, Shruti Dwarkanath (Author) / Tylavsky, Daniel J (Thesis advisor) / Undrill, John (Committee member) / Vittal, Vijay (Committee member) / Pal, Anamitra (Committee member) / Arizona State University (Publisher)
Created2017
Description
Brushless DC (BLDC) motors are becoming increasingly common in various industrial and commercial applications such as micromobility and robotics due to their high torque density and efficiency. A BLDC Motor is a three-phase synchronous motor that is very similar to a non-salient Permanent Magnet Synchronous Motor (PMSM) with key differences lying in the non-ideal characteristics of the motor; the most prominent of these is BLDC motors have trapezoidal-shaped Back-Electromotive Force (BEMF). Despite their advantages, a present weakness of BLDC motors is the difficulty controlling these motors at standstill and low-speed conditions that require high torque. These operating conditions are common in the target applications and almost always necessitate the use of external sensors which introduce additional costs and points of failure. As such, sensorless based methods of position estimation would serve to improve system reliability, cost, and efficiency. High Frequency (HF) pulsating voltage injection in the direct axis is a popular method of sensorless control of salient-pole Interior-mount Permanent Magnet Synchronous Motors (IPMSM); however, existing methods are not sufficiently robust for use in BLDC and small Surface-mount Permanent Magnet Synchronous Motors (SPMSM) and are accompanied by other issues, such as acoustic noise. This thesis proposes novel improvements to the method of High Frequency Voltage Injection to allow for practical use in BLDC Motors and small SPMSM. Proposed improvements include 1) a hybrid frequency generator which allows for dynamic frequency scaling to improve tracking and eliminate acoustic noise, 2) robust error calculation that is stable despite the non-ideal characteristics of BLDC Motors, 3) gain engineering of Proportional-Integral (PI) type Phase-Locked-Loop (PLL) trackers that further lend stability, 4) observer decoupling mechanism to allow for seamless transition into state-of-the-art BEMF sensing methods at high speed, and 5) saliency boosting that allows for continuous tracking of saliency under high torque load. Experimental tests with a quadrature encoder and torque efficiency calculations on a dynamometer verify the practicality of the proposed algorithm and improvements.
ContributorsYin, Kai (Author) / Vrudhula, Sarma (Thesis advisor) / Chickamenahalli, Shamala (Thesis advisor) / Pal, Anamitra (Committee member) / Arizona State University (Publisher)
Created2021
Description
The grand transition of electric grids from conventional fossil fuel resources to intermittent bulk renewable resources and distributed energy resources (DERs) has initiated a paradigm shift in power system operation. Distributed energy resources (i.e. rooftop solar photovoltaic, battery storage, electric vehicles, and demand response), communication infrastructures, and smart measurement devices provide the opportunity for electric utility customers to play an active role in power system operation and even benefit financially from this opportunity. However, new operational challenges have been introduced due to the intrinsic characteristics of DERs such as intermittency of renewable resources, distributed nature of these resources, variety of DERs technologies and human-in-the-loop effect. Demand response (DR) is one of DERs and is highly influenced by human-in-the-loop effect. A data-driven based analysis is implemented to analyze and reveal the customers price responsiveness, and human-in-the-loop effect. The results confirm the critical impact of demographic characteristics of customers on their interaction with smart grid and their quality of service (QoS). The proposed framework is also applicable to other types of DERs. A chance-constraint based second-order-cone programming AC optimal power flow (SOCP-ACOPF) is utilized to dispatch DERs in distribution grid with knowing customers price responsiveness and energy output distribution. The simulation shows that the reliability of distribution gird can be improved by using chance-constraint.
ContributorsHe, Mingyue (Author) / Khorsand, Mojdeh (Thesis advisor) / Vittal, Vijay (Committee member) / Pal, Anamitra (Committee member) / Arizona State University (Publisher)
Created2019
Description
This report studies the optimal mechanisms for the vertically integrated utility to dispatch and incentivize the third-party demand response (DR) providers in its territory. A framework is proposed, with three-layer coupled Stackelberg and simultaneous games, to study the interactions and competitions among the pro t-seeking process of the utility, the third-party DR providers, and the individual end users (EUs) in the DR programs. Two coupled single-leader-multiple-followers Stackelberg games with a three-layer structure are proposed to capture the interactions among the utility (modeled in the upper layer), the third-party DR providers (modeled in the middle layer), and the EUs in each DR program (modeled in the lower layer). The competitions among the EUs in each DR program is captured through a non-cooperative simultaneous game. An inconvenience cost function is proposed to model the DR provision willingness and capacity of different EUs. The Stackelberg game between the middle-layer DR provider and the lower-layer EUs is solved by converting the original bi-level programming to a single level programming. This converted single level programming is embedded in an iterative algorithm toward solving the entire coupled games framework. Case studies are performed on IEEE 34-bus and IEEE69-bus test systems to illustrate the application of the proposed framework.
ContributorsSajjadi, Sayyid Mohssen (Author) / Wu, Meng (Thesis advisor) / Hedman, Mojdeh (Committee member) / Pal, Anamitra (Committee member) / Arizona State University (Publisher)
Created2023
Description
The past few years have witnessed a significant growth of distributed energy resources (DERs) in power systems at the customer level. Such growth challenges the traditional centralized model of conventional synchronous generation, making a transition to a decentralized network with a significant increase of DERs. This decentralized network requires a paradigm change in modeling distribution systems in more detail to maintain the reliability and efficiency while accommodating a high level of DERs. Accurate models of distribution feeders, including the secondary network, loads, and DER components must be developed and validated for system planning and operation and to examine the distribution system performance. In this work, a detailed model of an actual feeder with high penetration of DERs from an electrical utility in Arizona is developed. For the primary circuit, distribution transformers, and cables are modeled. For the secondary circuit, actual conductors to each house, as well as loads and photovoltaic (PV) units at each premise are represented. An automated tool for secondary network topology construction for load feeder topology assignation is developed. The automated tool provides a more accurate feeder topology for power flow calculation purposes. The input data for this tool consists of parcel geographic information system (GIS) delimitation data, and utility secondary feeder topology database. Additionally, a highly automated, novel method to enhance the accuracy of utility distribution feeder models to capture their performance by matching simulation results with corresponding field measurements is presented. The method proposed uses advanced metering infrastructure (AMI) voltage and derived active power measurements at the customer level, data acquisition systems (DAS) measurements at the feeder-head, in conjunction with an AC optimal power flow (ACOPF) to estimate customer active and reactive power consumption over a time horizon, while accounting for unmetered loads. The method proposed estimates both voltage magnitude and angle for each phase at the unbalanced distribution substation. The accuracy of the method developed by comparing the time-series power flow results obtained from the enhancement algorithm with OpenDSS results and with the field measurements available. The proposed approach seamlessly manages the data available from the optimization procedure through the final model verification.
ContributorsMontano-Martinez, Karen Vanessa (Author) / Vittal, Vijay (Thesis advisor) / Ayyanar, Raja (Committee member) / Weng, Yang (Committee member) / Pal, Anamitra (Committee member) / Arizona State University (Publisher)
Created2022
Description
In recent years, there has been an increasing need for effective voltage controls in power systems due to the growing complexity and dynamic nature of practical power grid operations. Deep reinforcement learning (DRL) techniques now have been widely explored and applied to various electric power operation analyses under different control structures. With massive data available from phasor measurement units (PMU), it is possible to explore the application of DRL to ensure that electricity is delivered reliably.For steady-state power system voltage regulation and control, this study proposed a novel deep reinforcement learning (DRL) based method to provide voltage control that can quickly remedy voltage violations under different operating conditions. Multiple types of devices, adjustable voltage ratio (AVR) and switched shunts, are considered as controlled devices. A modified deep deterministic policy gradient (DDPG) algorithm is applied to accommodate both the continuous and discrete control action spaces of different devices. A case study conducted on the WECC 240-Bus system validates the effectiveness of the proposed method.
System dynamic stability and performance after serious disturbances using DRL are further discussed in this study. A real-time voltage control method is proposed based on DRL, which continuously regulates the excitation system in response to system disturbances. Dynamic performance is considered by incorporating historical voltage data, voltage rate of change, voltage deviation, and regulation amount. A versatile transmission-level power system dynamic training and simulation platform is developed by integrating the simulation software PSS/E and a user-written DRL agent code developed in Python. The platform developed facilitates the training and testing of various power system algorithms and power grids in dynamic simulations with all the modeling capabilities available within PSS/E. The efficacy of the proposed method is evaluated based on the developed platform.
To enhance the controller's resilience in addressing communication failures, a dynamic voltage control method employing the Multi-agent DDPG algorithm is proposed. The algorithm follows the principle of centralized training and decentralized execution. Each agent has independent actor neural networks and critic neural networks. Simulation outcomes underscore the method’s efficacy, showcasing its capability in providing voltage support and handling communication failures among agents.
ContributorsWang, Yuling (Author) / Vittal, Vijay (Thesis advisor) / Ayyanar, Raja (Committee member) / Pal, Anamitra (Committee member) / Hedman, Mojdeh (Committee member) / Arizona State University (Publisher)
Created2024