ASU Electronic Theses and Dissertations
This collection includes most of the ASU Theses and Dissertations from 2011 to present. ASU Theses and Dissertations are available in downloadable PDF format; however, a small percentage of items are under embargo. Information about the dissertations/theses includes degree information, committee members, an abstract, supporting data or media.
In addition to the electronic theses found in the ASU Digital Repository, ASU Theses and Dissertations can be found in the ASU Library Catalog.
Dissertations and Theses granted by Arizona State University are archived and made available through a joint effort of the ASU Graduate College and the ASU Libraries. For more information or questions about this collection contact or visit the Digital Repository ETD Library Guide or contact the ASU Graduate College at gradformat@asu.edu.
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Description
The smart grid initiative is the impetus behind changes that are expected to culminate into an enhanced distribution system with the communication and control infrastructure to support advanced distribution system applications and resources such as distributed generation, energy storage systems, and price responsive loads. This research proposes a distribution-class analog of the transmission LMP (DLMP) as an enabler of the advanced applications of the enhanced distribution system. The DLMP is envisioned as a control signal that can incentivize distribution system resources to behave optimally in a manner that benefits economic efficiency and system reliability and that can optimally couple the transmission and the distribution systems. The DLMP is calculated from a two-stage optimization problem; a transmission system OPF and a distribution system OPF. An iterative framework that ensures accurate representation of the distribution system's price sensitive resources for the transmission system problem and vice versa is developed and its convergence problem is discussed. As part of the DLMP calculation framework, a DCOPF formulation that endogenously captures the effect of real power losses is discussed. The formulation uses piecewise linear functions to approximate losses. This thesis explores, with theoretical proofs, the breakdown of the loss approximation technique when non-positive DLMPs/LMPs occur and discusses a mixed integer linear programming formulation that corrects the breakdown. The DLMP is numerically illustrated in traditional and enhanced distribution systems and its superiority to contemporary pricing mechanisms is demonstrated using price responsive loads. Results show that the impact of the inaccuracy of contemporary pricing schemes becomes significant as flexible resources increase. At high elasticity, aggregate load consumption deviated from the optimal consumption by up to about 45 percent when using a flat or time-of-use rate. Individual load consumption deviated by up to 25 percent when using a real-time price. The superiority of the DLMP is more pronounced when important distribution network conditions are not reflected by contemporary prices. The individual load consumption incentivized by the real-time price deviated by up to 90 percent from the optimal consumption in a congested distribution network. While the DLMP internalizes congestion management, the consumption incentivized by the real-time price caused overloads.
ContributorsAkinbode, Oluwaseyi Wemimo (Author) / Hedman, Kory W (Thesis advisor) / Heydt, Gerald T (Committee member) / Zhang, Muhong (Committee member) / Arizona State University (Publisher)
Created2013
Description
As renewable energy becomes more prevalent in transmission and distribution systems, it is vital to understand the uncertainty and variability that accompany these resources. Microgrids have the potential to mitigate the effects of resource uncertainty. With the ability to exist in either an islanded mode or maintain connections with the main-grid, a microgrid can increase reliability, defer T&D; infrastructure and effectively utilize demand response. This study presents a co-optimization framework for a microgrid with solar photovoltaic generation, emergency generation, and transmission switching. Today unit commitment models ensure reliability with deterministic criteria, which are either insufficient to ensure reliability or can degrade economic efficiency for a microgrid that uses a large penetration of variable renewable resources. A stochastic mixed integer linear program for day-ahead unit commitment is proposed to account for uncertainty inherent in PV generation. The model incorporates the ability to trade energy and ancillary services with the main-grid, including the designation of firm and non-firm imports, which captures the ability to allow for reserve sharing between the two systems. In order to manage the computational complexities, a Benders' decomposition approach is utilized. The commitment schedule was validated with solar scenario analysis, i.e., Monte-Carlo simulations are conducted to test the proposed dispatch solution. For this test case, there were few deviations to power imports, 0.007% of solar was curtailed, no load shedding occurred in the main-grid, and 1.70% load shedding occurred in the microgrid.
ContributorsHytowitz, Robin Broder (Author) / Hedman, Kory W (Thesis advisor) / Heydt, Gerald T (Committee member) / Ayyanar, Raja (Committee member) / Arizona State University (Publisher)
Created2013
Description
With the power system being increasingly operated near its limits, there is an increasing need for a power-flow (PF) solution devoid of convergence issues. Traditional iterative methods are extremely initial-estimate dependent and not guaranteed to converge to the required solution. Holomorphic Embedding (HE) is a novel non-iterative procedure for solving the PF problem. While the theory behind a restricted version of the method is well rooted in complex analysis, holomorphic functions and algebraic curves, the practical implementation of the method requires going beyond the published details and involves numerical issues related to Taylor's series expansion, Padé approximants, convolution and solving linear matrix equations.
The HE power flow was developed by a non-electrical engineer with language that is foreign to most engineers. One purpose of this document to describe the approach using electric-power engineering parlance and provide an understanding rooted in electric power concepts. This understanding of the methodology is gained by applying the approach to a two-bus dc PF problem and then gradually from moving from this simple two-bus dc PF problem to the general ac PF case.
Software to implement the HE method was developed using MATLAB and numerical tests were carried out on small and medium sized systems to validate the approach. Implementation of different analytic continuation techniques is included and their relevance in applications such as evaluating the voltage solution and estimating the bifurcation point (BP) is discussed. The ability of the HE method to trace the PV curve of the system is identified.
The HE power flow was developed by a non-electrical engineer with language that is foreign to most engineers. One purpose of this document to describe the approach using electric-power engineering parlance and provide an understanding rooted in electric power concepts. This understanding of the methodology is gained by applying the approach to a two-bus dc PF problem and then gradually from moving from this simple two-bus dc PF problem to the general ac PF case.
Software to implement the HE method was developed using MATLAB and numerical tests were carried out on small and medium sized systems to validate the approach. Implementation of different analytic continuation techniques is included and their relevance in applications such as evaluating the voltage solution and estimating the bifurcation point (BP) is discussed. The ability of the HE method to trace the PV curve of the system is identified.
ContributorsSubramanian, Muthu Kumar (Author) / Tylavsky, Daniel J (Thesis advisor) / Undrill, John M (Committee member) / Heydt, Gerald T (Committee member) / Arizona State University (Publisher)
Created2014
Description
Switching surges are a common type of phenomenon that occur on any sort of power system network. These are more pronounced on long transmission lines and in high voltage substations. The problem with switching surges is encountered when a lot of power is transmitted across a transmission line
etwork, typically from a concentrated generation node to a concentrated load. The problem becomes significantly worse when the transmission line is long and when the voltage levels are high, typically above 400 kV. These overvoltage transients occur following any type of switching action such as breaker operation, fault occurrence/clearance and energization, and they pose a very real danger to weakly interconnected systems. At EHV levels, the insulation coordination of such lines is mainly dictated by the peak level of switching surges, the most dangerous of which include three phase line energization and single-phase reclosing. Switching surges can depend on a number of independent and inter-dependent factors like voltage level, line length, tower construction, location along the line, and presence of other equipment like shunt/series reactors and capacitors.
This project discusses the approaches taken and methods applied to observe and tackle the problems associated with switching surges on a long transmission line. A detailed discussion pertaining to different aspects of switching surges and their effects is presented with results from various studies published in IEEE journals and conference papers. Then a series of simulations are presented to determine an arrangement of substation equipment with respect to incoming transmission lines; that correspond to the lowest surge levels at that substation.
etwork, typically from a concentrated generation node to a concentrated load. The problem becomes significantly worse when the transmission line is long and when the voltage levels are high, typically above 400 kV. These overvoltage transients occur following any type of switching action such as breaker operation, fault occurrence/clearance and energization, and they pose a very real danger to weakly interconnected systems. At EHV levels, the insulation coordination of such lines is mainly dictated by the peak level of switching surges, the most dangerous of which include three phase line energization and single-phase reclosing. Switching surges can depend on a number of independent and inter-dependent factors like voltage level, line length, tower construction, location along the line, and presence of other equipment like shunt/series reactors and capacitors.
This project discusses the approaches taken and methods applied to observe and tackle the problems associated with switching surges on a long transmission line. A detailed discussion pertaining to different aspects of switching surges and their effects is presented with results from various studies published in IEEE journals and conference papers. Then a series of simulations are presented to determine an arrangement of substation equipment with respect to incoming transmission lines; that correspond to the lowest surge levels at that substation.
ContributorsShaikh, Mohammed Mubashir (Author) / Qin, Jiangchao (Thesis advisor) / Heydt, Gerald T (Committee member) / Lei, Qin (Committee member) / Arizona State University (Publisher)
Created2018
Description
The past decades have seen a significant shift in the expectations and requirements re-lated to power system analysis tools. Investigations into major power grid disturbances have suggested the need for more comprehensive assessment methods. Accordingly, sig-nificant research in recent years has focused on the development of better power system models and efficient techniques for analyzing power system operability. The work done in this report focusses on two such topics
1. Analysis of load model parameter uncertainty and sensitivity based pa-rameter estimation for power system studies
2. A systematic approach to n-1-1 analysis for power system security as-sessment
To assess the effect of load model parameter uncertainty, a trajectory sensitivity based approach is proposed in this work. Trajectory sensitivity analysis provides a sys-tematic approach to study the impact of parameter uncertainty on power system re-sponse to disturbances. Furthermore, the non-smooth nature of the composite load model presents some additional challenges to sensitivity analysis in a realistic power system. Accordingly, the impact of the non-smooth nature of load models on the sensitivity analysis is addressed in this work. The study was performed using the Western Electrici-ty Coordinating Council (WECC) system model. To address the issue of load model pa-rameter estimation, a sensitivity based load model parameter estimation technique is presented in this work. A detailed discussion on utilizing sensitivities to improve the ac-curacy and efficiency of the parameter estimation process is also presented in this work.
Cascading outages can have a catastrophic impact on power systems. As such, the NERC transmission planning (TPL) standards requires utilities to plan for n¬-1-1 out-ages. However, such analyses can be computationally burdensome for any realistic pow-er system owing to the staggering number of possible n-1-1 contingencies. To address this problem, the report proposes a systematic approach to analyze n-1-1 contingencies in a computationally tractable manner for power system security assessment. The pro-posed approach addresses both static and dynamic security assessment. The proposed methods have been tested on the WECC system.
1. Analysis of load model parameter uncertainty and sensitivity based pa-rameter estimation for power system studies
2. A systematic approach to n-1-1 analysis for power system security as-sessment
To assess the effect of load model parameter uncertainty, a trajectory sensitivity based approach is proposed in this work. Trajectory sensitivity analysis provides a sys-tematic approach to study the impact of parameter uncertainty on power system re-sponse to disturbances. Furthermore, the non-smooth nature of the composite load model presents some additional challenges to sensitivity analysis in a realistic power system. Accordingly, the impact of the non-smooth nature of load models on the sensitivity analysis is addressed in this work. The study was performed using the Western Electrici-ty Coordinating Council (WECC) system model. To address the issue of load model pa-rameter estimation, a sensitivity based load model parameter estimation technique is presented in this work. A detailed discussion on utilizing sensitivities to improve the ac-curacy and efficiency of the parameter estimation process is also presented in this work.
Cascading outages can have a catastrophic impact on power systems. As such, the NERC transmission planning (TPL) standards requires utilities to plan for n¬-1-1 out-ages. However, such analyses can be computationally burdensome for any realistic pow-er system owing to the staggering number of possible n-1-1 contingencies. To address this problem, the report proposes a systematic approach to analyze n-1-1 contingencies in a computationally tractable manner for power system security assessment. The pro-posed approach addresses both static and dynamic security assessment. The proposed methods have been tested on the WECC system.
ContributorsMitra, Parag (Author) / Vittal, Vijay (Thesis advisor) / Heydt, Gerald T (Committee member) / Ayyanar, Raja (Committee member) / Qin, Jiangchao (Committee member) / Arizona State University (Publisher)
Created2016
Description
This research mainly focuses on improving the utilization of photovoltaic (PV) re-sources in distribution systems by reducing their variability and uncertainty through the integration of distributed energy storage (DES) devices, like batteries, and smart PV in-verters. The adopted theoretical tools include statistical analysis and convex optimization. Operational issues have been widely reported in distribution systems as the penetration of PV resources has increased. Decision-making processes for determining the optimal allo-cation and scheduling of DES, and the optimal placement of smart PV inverters are con-sidered. The alternating current (AC) power flow constraints are used in these optimiza-tion models. The first two optimization problems are formulated as quadratically-constrained quadratic programming (QCQP) problems while the third problem is formu-lated as a mixed-integer QCQP (MIQCQP) problem. In order to obtain a globally opti-mum solution to these non-convex optimization problems, convex relaxation techniques are introduced. Considering that the costs of the DES are still very high, a procedure for DES sizing based on OpenDSS is proposed in this research to avoid over-sizing.
Some existing convex relaxations, e.g. the second order cone programming (SOCP) relaxation and semidefinite programming (SDP) relaxation, which have been well studied for the optimal power flow (OPF) problem work unsatisfactorily for the DES and smart inverter optimization problems. Several convex constraints that can approximate the rank-1 constraint X = xxT are introduced to construct a tighter SDP relaxation which is referred to as the enhanced SDP (ESDP) relaxation using a non-iterative computing framework. Obtaining the convex hull of the AC power flow equations is beneficial for mitigating the non-convexity of the decision-making processes in power systems, since the AC power flow constraints exist in many of these problems. The quasi-convex hull of the quadratic equalities in the AC power bus injection model (BIM) and the exact convex hull of the quadratic equality in the AC power branch flow model (BFM) are proposed respectively in this thesis. Based on the convex hull of BFM, a novel convex relaxation of the DES optimizations is proposed. The proposed approaches are tested on a real world feeder in Arizona and several benchmark IEEE radial feeders.
Some existing convex relaxations, e.g. the second order cone programming (SOCP) relaxation and semidefinite programming (SDP) relaxation, which have been well studied for the optimal power flow (OPF) problem work unsatisfactorily for the DES and smart inverter optimization problems. Several convex constraints that can approximate the rank-1 constraint X = xxT are introduced to construct a tighter SDP relaxation which is referred to as the enhanced SDP (ESDP) relaxation using a non-iterative computing framework. Obtaining the convex hull of the AC power flow equations is beneficial for mitigating the non-convexity of the decision-making processes in power systems, since the AC power flow constraints exist in many of these problems. The quasi-convex hull of the quadratic equalities in the AC power bus injection model (BIM) and the exact convex hull of the quadratic equality in the AC power branch flow model (BFM) are proposed respectively in this thesis. Based on the convex hull of BFM, a novel convex relaxation of the DES optimizations is proposed. The proposed approaches are tested on a real world feeder in Arizona and several benchmark IEEE radial feeders.
ContributorsLi, Qifeng (Author) / Vittal, Vijay (Thesis advisor) / Heydt, Gerald T (Committee member) / Mittelmann, Hans D (Committee member) / Ayyanar, Raja (Committee member) / Arizona State University (Publisher)
Created2016
Description
With the penetration of distributed renewable energy and the development of
semiconductor technology, power electronic devices could be utilized to interface re-
newable energy generation and the distribution power grid. However, when directly
connected to the power grid, the semiconductors inside the power electronic devices
could be vulnerable to the power system transient, especially to lightning strikes.
The work of this research focuses on the insulation coordination of power elec-
tronic devices connected directly to the power distribution system. The Solid State
Transformer (SST) in Future Renewable Electric Energy Delivery and Management
(FREEDM) system could be a good example for grid connected power electronic
devices. Simulations were conducted in Power Systems Computer Aided Design
(PSCAD) software. A simulation done to the FREEDM SST showed primary re-
sults which were then compare to simulation done to the grid-connected operating
Voltage Source Converter (VSC) to get more objective results.
Based on the simulation results, voltage surges caused by lightning strikes could
result in damage on the grid-connected electronic devices. Placing Metal Oxide Surge
Arresers (MOSA, also known as Metal Oxide Surge Varistor, MOV) at the front lter
could provide eective protection for those devices from power transient. Part of this
research work was published as a conference paper and was presented at CIGRE US
National Conference: Grid of the Future Symposium [1] and North American Power
Symposium [2].
semiconductor technology, power electronic devices could be utilized to interface re-
newable energy generation and the distribution power grid. However, when directly
connected to the power grid, the semiconductors inside the power electronic devices
could be vulnerable to the power system transient, especially to lightning strikes.
The work of this research focuses on the insulation coordination of power elec-
tronic devices connected directly to the power distribution system. The Solid State
Transformer (SST) in Future Renewable Electric Energy Delivery and Management
(FREEDM) system could be a good example for grid connected power electronic
devices. Simulations were conducted in Power Systems Computer Aided Design
(PSCAD) software. A simulation done to the FREEDM SST showed primary re-
sults which were then compare to simulation done to the grid-connected operating
Voltage Source Converter (VSC) to get more objective results.
Based on the simulation results, voltage surges caused by lightning strikes could
result in damage on the grid-connected electronic devices. Placing Metal Oxide Surge
Arresers (MOSA, also known as Metal Oxide Surge Varistor, MOV) at the front lter
could provide eective protection for those devices from power transient. Part of this
research work was published as a conference paper and was presented at CIGRE US
National Conference: Grid of the Future Symposium [1] and North American Power
Symposium [2].
ContributorsRong, Xuening (Author) / Karady, George G. (Thesis advisor) / Heydt, Gerald T (Committee member) / Ayyanar, Raja (Committee member) / Arizona State University (Publisher)
Created2017
Description
Optical Instrument Transformers (OIT) have been developed as an alternative to traditional instrument transformers (IT). The question "Can optical instrument transformers substitute for the traditional transformers?" is the main motivation of this study. Finding the answer for this question and developing complete models are the contributions of this work. Dedicated test facilities are developed so that the steady state and transient performances of analog outputs of a magnetic current transformer (CT) and a magnetic voltage transformer (VT) are compared with that of an optical current transformer (OCT) and an optical voltage transformer (OVT) respectively. Frequency response characteristics of OIT outputs are obtained. Comparison results show that OITs have a specified accuracy of 0.3% in all cases. They are linear, and DC offset does not saturate the systems. The OIT output signal has a 40~60 μs time delay, but this is typically less than the equivalent phase difference permitted by the IEEE and IEC standards for protection applications. Analog outputs have significantly higher bandwidths (adjustable to 20 to 40 kHz) than the IT. The digital output signal bandwidth (2.4 kHz) of an OCT is significantly lower than the analog signal bandwidth (20 kHz) due to the sampling rates involved. The OIT analog outputs may have significant white noise of 6%, but the white noise does not affect accuracy or protection performance. Temperatures up to 50oC do not adversely affect the performance of the OITs. Three types of models are developed for analog outputs: analog, digital, and complete models. Well-known mathematical methods, such as network synthesis and Jones calculus methods are applied. The developed models are compared with experiment results and are verified with simulation programs. Results show less than 1.5% for OCT and 2% for OVT difference and that the developed models can be used for power system simulations and the method used for the development can be used to develop models for all other brands of optical systems. The communication and data transfer between the all-digital protection systems is investigated by developing a test facility for all digital protection systems. Test results show that different manufacturers' relays and transformers based on the IEC standard can serve the power system successfully.
ContributorsKucuksari, Sadik (Author) / Karady, George G. (Thesis advisor) / Heydt, Gerald T (Committee member) / Holbert, Keith E. (Committee member) / Ayyanar, Raja (Committee member) / Farmer, Richard (Committee member) / Arizona State University (Publisher)
Created2010
Description
Hydropower generation is one of the clean renewable energies which has received great attention in the power industry. Hydropower has been the leading source of renewable energy. It provides more than 86% of all electricity generated by renewable sources worldwide. Generally, the life span of a hydropower plant is considered as 30 to 50 years. Power plants over 30 years old usually conduct a feasibility study of rehabilitation on their entire facilities including infrastructure. By age 35, the forced outage rate increases by 10 percentage points compared to the previous year. Much longer outages occur in power plants older than 20 years. Consequently, the forced outage rate increases exponentially due to these longer outages. Although these long forced outages are not frequent, their impact is immense. If reasonable timing of rehabilitation is missed, an abrupt long-term outage could occur and additional unnecessary repairs and inefficiencies would follow. On the contrary, too early replacement might cause the waste of revenue. The hydropower plants of Korea Water Resources Corporation (hereafter K-water) are utilized for this study. Twenty-four K-water generators comprise the population for quantifying the reliability of each equipment. A facility in a hydropower plant is a repairable system because most failures can be fixed without replacing the entire facility. The fault data of each power plant are collected, within which only forced outage faults are considered as raw data for reliability analyses. The mean cumulative repair functions (MCF) of each facility are determined with the failure data tables, using Nelson's graph method. The power law model, a popular model for a repairable system, can also be obtained to represent representative equipment and system availability. The criterion-based analysis of HydroAmp is used to provide more accurate reliability of each power plant. Two case studies are presented to enhance the understanding of the availability of each power plant and represent economic evaluations for modernization. Also, equipment in a hydropower plant is categorized into two groups based on their reliability for determining modernization timing and their suitable replacement periods are obtained using simulation.
ContributorsKwon, Ogeuk (Author) / Holbert, Keith E. (Thesis advisor) / Heydt, Gerald T (Committee member) / Pan, Rong (Committee member) / Arizona State University (Publisher)
Created2011
Description
Market acceptability of distributed energy resource (DER) technologies and the gradual and consistent increase in their depth of penetration have generated significant interest over the past few years. In particular, in Arizona and several other states there has been a substantial in-crease in distributed photovoltaic (PV) generation interfaced to the power distribution systems, and is expected to continue to grow at a significant rate. This has made integration, control and optimal operation of DER units a main area of focus in the design and operation of distribution systems. Grid-connected, distributed PV covers a wide range of power levels ranging from small, single phase residential roof-top systems to large three-phase, multi-megawatt systems. The focus of this work is on analyzing large, three-phase systems, with the power distribution system of the Arizona State University (ASU) Tempe campus used as the test bed for analysis and simulation. The Tempe campus of ASU has presently 4.5 MW of installed PV capacity, with another 4.5 MW expected to be added by 2011, which will represent about 22% of PV penetration. The PV systems are interfaced to the grid invariably by a power electronic inverter. Many of the important characteristics of the PV generation are influenced by the design and performance of the inverter, and hence suitable models of the inverter are needed to analyze PV systems. Several models of distributed generation (DG), including switching and average models, suitable for different study objectives, and different control modes of the inverter have been described in this thesis. A critical function of the inverters is to quickly detect and eliminate unintentional islands during grid failure. In this thesis, many active anti-islanding techniques with voltage and frequency positive feedback have been studied. Effectiveness of these techniques in terms of the tripping times specified in IEEE Std. 1547 for interconnecting distributed resources with electric power systems has been analyzed. The impact of distributed PV on the voltage profile of a distribution system has been ana-lyzed with ASU system as the test bed using power systems analysis tools namely PowerWorld and CYMDIST. The present inverters complying with IEEE 1547 do not regulate the system vol-tage. However, the future inverters especially at higher power levels are expected to perform sev-eral grid support functions including voltage regulation and reactive power support. Hence, the impact of inverters with the reactive power support capabilities is also analyzed. Various test sce-narios corresponding to different grid conditions are simulated and it is shown that distributed PV improves the voltage profile of the system. The improvements are more significant when the PV generators are capable of reactive power support. Detailed short circuit analyses are also per-formed on the system, and the impact of distributed PV on the fault current magnitude, with and without reactive power injection, have been studied.
ContributorsNarayanan, Anand (Author) / Ayyanar, Raja (Thesis advisor) / Vittal, Vijay (Committee member) / Heydt, Gerald T (Committee member) / Arizona State University (Publisher)
Created2010