ASU Electronic Theses and Dissertations
This collection includes most of the ASU Theses and Dissertations from 2011 to present. ASU Theses and Dissertations are available in downloadable PDF format; however, a small percentage of items are under embargo. Information about the dissertations/theses includes degree information, committee members, an abstract, supporting data or media.
In addition to the electronic theses found in the ASU Digital Repository, ASU Theses and Dissertations can be found in the ASU Library Catalog.
Dissertations and Theses granted by Arizona State University are archived and made available through a joint effort of the ASU Graduate College and the ASU Libraries. For more information or questions about this collection contact or visit the Digital Repository ETD Library Guide or contact the ASU Graduate College at gradformat@asu.edu.
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- All Subjects: Electrical Engineering
Description
Edge networks pose unique challenges for machine learning and network management. The primary objective of this dissertation is to study deep learning and adaptive control aspects of edge networks and to address some of the unique challenges therein. This dissertation explores four particular problems of interest at the intersection of edge intelligence, deep learning and network management. The first problem explores the learning of generative models in edge learning setting. Since the learning tasks in similar environments share model similarity, it is plausible to leverage pre-trained generative models from other edge nodes. Appealing to optimal transport theory tailored towards Wasserstein-1 generative adversarial networks, this part aims to develop a framework which systematically optimizes the generative model learning performance using local data at the edge node while exploiting the adaptive coalescence of pre-trained generative models from other nodes. In the second part, a many-to-one wireless architecture for federated learning at the network edge, where multiple edge devices collaboratively train a model using local data, is considered. The unreliable nature of wireless connectivity, togetherwith the constraints in computing resources at edge devices, dictates that the local updates at edge devices should be carefully crafted and compressed to match the wireless communication resources available and should work in concert with the receiver. Therefore, a Stochastic Gradient Descent based bandlimited coordinate descent algorithm is designed for such settings. The third part explores the adaptive traffic engineering algorithms in a dynamic network environment. The ages of traffic measurements exhibit significant variation due to asynchronization and random communication delays between routers and controllers. Inspired by the software defined networking architecture, a controller-assisted distributed routing scheme with recursive link weight reconfigurations, accounting for the impact of measurement ages and routing instability, is devised. The final part focuses on developing a federated learning based framework for traffic reshaping of electric vehicle (EV) charging. The absence of private EV owner information and scattered EV charging data among charging stations motivates the utilization of a federated learning approach. Federated learning algorithms are devised to minimize peak EV charging demand both spatially and temporarily, while maximizing the charging station profit.
ContributorsDedeoglu, Mehmet (Author) / Zhang, Junshan (Thesis advisor) / Kosut, Oliver (Committee member) / Zhang, Yanchao (Committee member) / Fan, Deliang (Committee member) / Arizona State University (Publisher)
Created2021
Description
In recent years, the proliferation of deep neural networks (DNNs) has revolutionized the field of artificial intelligence, enabling advancements in various domains. With the emergence of efficient learning techniques such as quantization and distributed learning, DNN systems have become increasingly accessible for deployment on edge devices. This accessibility brings significant benefits, including real-time inference on the edge, which mitigates communication latency, and on-device learning, which addresses privacy concerns and enables continuous improvement. However, the resource limitations of edge devices pose challenges in equipping them with robust safety protocols, making them vulnerable to various attacks. Two notable attacks that affect edge DNN systems are Bit-Flip Attacks (BFA) and architecture stealing attacks. BFA compromises the integrity of DNN models, while architecture stealing attacks aim to extract valuable intellectual property by reverse engineering the model's architecture. Furthermore, in Split Federated Learning (SFL) scenarios, where training occurs on distributed edge devices, Model Inversion (MI) attacks can reconstruct clients' data, and Model Extraction (ME) attacks can extract sensitive model parameters. This thesis aims to address these four attack scenarios and develop effective defense mechanisms. To defend against BFA, both passive and active defensive strategies are discussed. Furthermore, for both model inference and training, architecture stealing attacks are mitigated through novel defense techniques, ensuring the integrity and confidentiality of edge DNN systems. In the context of SFL, the thesis showcases defense mechanisms against MI attacks for both supervised and self-supervised learning applications. Additionally, the research investigates ME attacks in SFL and proposes countermeasures to enhance resistance against potential ME attackers. By examining and addressing these attack scenarios, this research contributes to the security and privacy enhancement of edge DNN systems. The proposed defense mechanisms enable safer deployment of DNN models on resource-constrained edge devices, facilitating the advancement of real-time applications, preserving data privacy, and fostering the widespread adoption of edge computing technologies.
ContributorsLi, Jingtao (Author) / Chakrabarti, Chaitali (Thesis advisor) / Fan, Deliang (Committee member) / Cao, Yu (Committee member) / Trieu, Ni (Committee member) / Arizona State University (Publisher)
Created2023
Description
Convolutional neural networks(CNNs) achieve high accuracy on large datasets but requires significant computation and storage requirement for training/testing. While many applications demand low latency and energy-efficient processing of the images, deploying these complex algorithms on the hardware is a challenging task. This dissertation first presents a compiler-based CNN training accelerator using DDR3 and HBM2 memory. An optimized RTL library is implemented to perform training-specific tasks and an RTL compiler is developed to generate FPGA-synthesizable RTL based on user-defined constraints. High Bandwidth Memory(HBM) provides efficient off-chip communication and improves the training performance. The impact of HBM2 on CNN training workloads is analyzed and compressively compared with DDR3. For training ResNet-20/VGG-like CNNs for the CIFAR-10 dataset, the proposed CNN training accelerator on Stratix-10 GX FPGA(DDR3) demonstrates 479 GOPS performance, and on Stratix-10 MX FPGA(HBM) shows 4.5/9.7 X energy-efficiency improvement compared to Tesla V100 GPU. Next, the FPGA online learning accelerator is presented. Adopting model segmentation techniques from Progressive Segmented Training(PST), the online learning accelerator achieved a 4.2X reduction in training latency. Furthermore, this dissertation presents an 8-bit floating-point (FP8) training processor which implements (1) Highly parallel tensor cores that maintain high PE utilization, (2) Hardware-efficient channel gating for dynamic output activation sparsity (3) Dynamic weight sparsity based on group Lasso (4) Gradient skipping based on FP prediction error. The 28nm prototype chip demonstrates significant improvements in FLOPs reduction (7.3×), energy efficiency (16.4 TFLOPS/W), and overall training latency speedup (4.7×) for both supervised training and self-supervised training tasks. In addition to the training accelerators, this dissertation also presents a CNN inference accelerator on ASIC(FixyNN) and FPGA(FixyFPGA). FixyNN consists of a fixed-weight feature extractor that generates ubiquitous CNN features and a conventional programmable CNN accelerator. In the fixed-weight feature extractor, the network weights are hard-coded into hardware and used as a fixed operand for the multiplication. Experimental results demonstrate FixyNN can achieve very high energy efficiencies up to 26.6 TOPS/W, and FixyFPGA achieves $2.34\times$ higher GOPS on ImageNet classification. In summary, this dissertation comprehensively discusses novel architectures of high-performance and energy-efficient ASIC/FPGA CNN inference/training accelerators.
ContributorsKolala Venkataramaniah, Shreyas (Author) / Seo, Jae-Sun (Thesis advisor) / Cao, Yu (Committee member) / Chakrabarti, Chaitali (Committee member) / Fan, Deliang (Committee member) / Arizona State University (Publisher)
Created2022
Description
Many of the advanced integrated circuits in the past used monolithic grade die due to power, performance and cost considerations. Today, heterogenous integration of multiple dies into a single package is possible because of the advancement in packaging. These heterogeneous multi-chiplet systems provide high performance at minimum fabrication cost. The main challenge is to interconnect these chiplets while keeping the power and performance closer to monolithic grade. Intel’s Advanced Interface Bus (AIB) is a short reach interface that offers high bandwidth, power efficient, low latency, and cost effective on-package connectivity between chiplets. It supports flexible interconnection of the chiplets with high speed data transfer. Specifically, it is a die to die parallel interface implemented with multiple configurable channels, routed between micro-bumps. In this work, the AIB model is synthesized in 65nm technology node and a performancemodel is generated. This model generates area, power and latency results for multiple technology nodes using technology scaling methods. For all nodes, the area, power and latency values increase linearly with frequency and number of channels. The bandwidth also increases linearly with the number of input/output lanes, which is a function of the micro-bump pitch. Next, the AIB performance model is integrated with the benchmarking simulator, Scalable In-Memory Acceleration With Mesh (SIAM), to realize a scalable chipletbased end-to-end system. The Ground-Referenced Signaling (GRS) driver model in SIAM is replaced with the AIB model and an end-to-end evaluation of Deep Neural Network (DNN) performance is carried out for two contemporary DNN models. Comparative analysis between SIAM with GRS and SIAM with AIB show that while the area of AIB transmitter is less compared to GRS transmitter, the AIB transmitter offers higher bandwidth than GRS transmitter at the expense of higher energy. Furthermore, SIAM with AIB provides more realistic timing numbers since the NoP driver latency is also taken into consideration.
ContributorsCHERIAN, NINOO SUSAN (Author) / Chakrabarti, Chaitali (Thesis advisor) / Cao, Yu (Committee member) / Fan, Deliang (Committee member) / Arizona State University (Publisher)
Created2022
Description
Technological advances in low power wearable electronics and energy optimization techniques
make motion energy harvesting a viable energy source. However, it has not been
widely adopted due to bulky energy harvester designs that are uncomfortable to wear. This
work addresses this problem by analyzing the feasibility of powering low wearable power
devices using piezoelectric energy generated at the human knee. We start with a novel
mathematical model for estimating the power generated from human knee joint movements.
This thesis’s major contribution is to analyze the feasibility of human motion energy harvesting
and validating this analytical model using a commercially available piezoelectric
module. To this end, we implemented an experimental setup that replicates a human knee.
Then, we performed experiments at different excitation frequencies and amplitudes with
two commercially available Macro Fiber Composite (MFC) modules. These experimental
results are used to validate the analytical model and predict the energy harvested as a function
of the number of steps taken in a day. The model estimates that 13μWcan be generated
on an average while walking with a 4.8% modeling error. The obtained results show that
piezoelectricity is indeed a viable approach for powering low-power wearable devices.
make motion energy harvesting a viable energy source. However, it has not been
widely adopted due to bulky energy harvester designs that are uncomfortable to wear. This
work addresses this problem by analyzing the feasibility of powering low wearable power
devices using piezoelectric energy generated at the human knee. We start with a novel
mathematical model for estimating the power generated from human knee joint movements.
This thesis’s major contribution is to analyze the feasibility of human motion energy harvesting
and validating this analytical model using a commercially available piezoelectric
module. To this end, we implemented an experimental setup that replicates a human knee.
Then, we performed experiments at different excitation frequencies and amplitudes with
two commercially available Macro Fiber Composite (MFC) modules. These experimental
results are used to validate the analytical model and predict the energy harvested as a function
of the number of steps taken in a day. The model estimates that 13μWcan be generated
on an average while walking with a 4.8% modeling error. The obtained results show that
piezoelectricity is indeed a viable approach for powering low-power wearable devices.
ContributorsBandyopadhyay, Shiva (Author) / Ogras, Umit Y. (Thesis advisor) / Fan, Deliang (Committee member) / Trichopoulos, Georgios (Committee member) / Arizona State University (Publisher)
Created2020
Description
Edge computing applications have recently gained prominence as the world of internet-of-things becomes increasingly embedded into people's lives. Performing computations at the edge addresses multiple issues, such as memory bandwidth-latency bottlenecks, exposure of sensitive data to external attackers, etc. It is important to protect the data collected and processed by edge devices, and also to prevent unauthorized access to such data. It is also important to ensure that the computing hardware fits well within the tight energy and area budgets for the edge devices which are being progressively scaled-down in size. Firstly, a novel low-power smart security prototype chip that combines multiple entropy sources, such as real-time electrocardiogram (ECG) data, and SRAM-based physical unclonable functions (PUF), for authentication and cryptography applications is proposed. Up to ~12X improvement in the equal error rate compared to a prior ECG-only authentication system is achieved by combining feature vectors obtained from ECG, heart rate variability, and SRAM PUF. The resulting vectors can also be utilized for secure cryptography applications. Secondly, a novel in-memory computing (IMC) hardware noise-aware training algorithms that make DNNs more robust to hardware noise is developed and evaluated. Up to 17% accuracy was recovered in deep neural networks (DNNs) deployed on IMC prototype hardware. The noise-aware training principles are also used to improve the adversarial robustness of DNNs, and successfully defend against both adversarial input and weight attacks. Up to ~10\% improvement in robustness against adversarial input attacks, and up to 33% improvement in robustness against adversarial weight attacks are achieved. Finally, a DNN training algorithm that pursues and optimises both activation and weight sparsity simultaneously is proposed and evaluated to obtain highly compressed DNNs. This lead to up to 4.7x reduction in the total number of flops required to perform complex image recognition tasks. A custom sparse inference accelerator is designed and synthesized to evaluate the benefits of the above flop reduction. A speedup of 4.24x is achieved. In summary, this dissertation contains innovative algorithm and hardware design techniques aided by machine learning, which enhance the security and efficiency of edge computing applications.
ContributorsCherupally, Sai Kiran (Author) / Seo, Jae-Sun (Thesis advisor) / Chakrabarti, Chaitali (Committee member) / Cao, Yu (Kevin) (Committee member) / Fan, Deliang (Committee member) / Arizona State University (Publisher)
Created2022
Description
Artificial Intelligence (AI) and Machine Learning (ML) techniques have come a long way since their inception and have been used to build intelligent systems for a wide range of applications in everyday life. However they are very computationintensive and require transfer of large volume of data from memory to the computation units. This memory access time constitute significant part of the computational latency and a performance bottleneck. To address this limitation and the ever-growing demand for implementation in hand-held and edge-devices, In-memory computing (IMC) based AI/ML hardware accelerators have emerged. First, the dissertation presents an IMC static random access memory (SRAM) based hardware modeling and optimization framework. A unified systematic study closely models the IMC hardware, and investigates how a number of design variables and non-idealities (e.g. device mismatch and ADC quantization) affect the Deep Neural Network (DNN) accuracy of the IMC design. The framework allows co-optimized selection of different design variables accounting for sources of noise in IMC hardware and robust implementation of a high accuracy DNN. Next, it presents a kNN hardware accelerator in 65nm Complementary Metal-Oxide-Semiconductor (CMOS) technology. The accelerator combines an IMC SRAM that is developed for binarized deep neural networks and other digital hardware that performs top-k sorting. The simulated k Nearest Neighbor accelerator design processes up to 17.9 million query vectors per second while consuming 11.8 mW, demonstrating >4.8× energy-efficiency improvement over prior works. This dissertation also presents a novel floating-point precision IMC (FP-IMC) macro with a hybrid architecture that configurably supports two Floating Point (FP) precisions. Implementing FP precision MAC has been a challenge owing to its complexity. The design is implemented on 28nm CMOS, and taped-out on chip demonstrating 12.1 TFLOPS/W and 66.1 TFLOPS/W for 8-bit Floating Point (FP8) and Block Floating point (BF8) respectively. Finally, another iteration of the FP design is presented that is modeled to support multiple precision modes from FP8 up to FP32. Two approaches to the architectural design were compared illustrating the throughput-area overhead trade-off. The simulated design shows a 2.1 × normalized energy-efficiency compared to the on-chip implementation of the FP-IMC.
ContributorsSaikia, Jyotishman (Author) / Seo, Jae-Sun (Thesis advisor) / Chakrabarti, Chaitali (Thesis advisor) / Fan, Deliang (Committee member) / Cao, Yu (Committee member) / Arizona State University (Publisher)
Created2023
Description
With the proliferation of mobile computing and Internet-of-Things (IoT), billions of mobile and IoT devices are connected to the Internet, generating zillions of Bytes of data at the network edge. Driving by this trend, there is an urgent need to push the artificial intelligence (AI) frontiers to the network edge to unleash the potential of the edge big data fully. This dissertation aims to comprehensively study collaborative learning and optimization algorithms to build a foundation of edge intelligence. Under this common theme, this dissertation is broadly organized into three parts. The first part of this study focuses on model learning with limited data and limited computing capability at the network edge. A global model initialization is first obtained by running federated learning (FL) across many edge devices, based on which a semi-supervised algorithm is devised for an edge device to carry out quick adaptation, aiming to address the insufficiency of labeled data and to learn a personalized model efficiently. In the second part of this study, collaborative learning between the edge and the cloud is studied to achieve real-time edge intelligence. More specifically, a distributionally robust optimization (DRO) approach is proposed to enable the synergy between local data processing and cloud knowledge transfer. Two attractive uncertainty models are investigated corresponding to the cloud knowledge transfer: the distribution uncertainty set based on the cloud data distribution and the prior distribution of the edge model conditioned on the cloud model. Collaborative learning algorithms are developed along this line. The final part focuses on developing an offline model-based safe Inverse Reinforcement Learning (IRL) algorithm for connected Autonomous Vehicles (AVs). A reward penalty is introduced to penalize unsafe states, and a risk-measure-based approach is proposed to mitigate the model uncertainty introduced by offline training. The experimental results demonstrate the improvement of the proposed algorithm over the existing baselines in terms of cumulative rewards.
ContributorsZhang, Zhaofeng (Author) / Zhang, Junshan (Thesis advisor) / Zhang, Yanchao (Thesis advisor) / Dasarathy, Gautam (Committee member) / Fan, Deliang (Committee member) / Arizona State University (Publisher)
Created2023
Description
Machine learning techniques have found extensive application in dynamic fields like drones, self-driving vehicles, surveillance, and more. Their effectiveness stems from meticulously crafted deep neural networks (DNNs), extensive data gathering efforts, and resource-intensive model training processes. However, due to the unpredictable nature of the environment, these systems will inevitably encounter input samples that deviate from the distribution of their original training data, resulting in instability and performance degradation.To effectively detect the emergence of out-of-distribution (OOD) data, this dissertation first proposes a novel, self-supervised approach that evaluates the Mahalanobis distance between the in-distribution (ID) and OOD in gradient space. A binary classifier is then introduced to guide the label selection for gradients calculation, which further boosts the detection performance.
Next, to continuously adapt the new OOD into the existing knowledge base, an unified framework for novelty detection and continual learning is proposed. The binary classifier, trained to distinguish OOD data from ID, is connected sequentially with the pre-trained model to form a “N + 1” classifier, where “N” represents prior knowledge which contains N classes and “1” refers to the newly arrival OOD. This continual learning process continues as “N+1+1+1+...”, assimilating the knowledge of each new OOD instance into the system.
Finally, this dissertation demonstrates the practical implementation of novelty detection and continual learning within the domain of thermal analysis. To rapidly address the impact of voids in thermal interface material (TIM), a continuous adaptation approach is proposed, which integrates trainable nodes into the graph at the locations where abnormal thermal behaviors are detected. With minimal training overhead, the model can quickly adapts to the change caused by the defects and regenerate accurate thermal prediction.
In summary, this dissertation proposes several algorithms and practical applications in continual learning aimed at enhancing the stability and adaptability of the system. All proposed algorithms are validated through extensive experiments conducted on benchmark datasets such as CIFAR-10, CIFAR-100, TinyImageNet for continual learning, and real thermal data for thermal analysis.
ContributorsSun, Jingbo (Author) / Cao, Yu (Thesis advisor) / Chhabria, Vidya (Thesis advisor) / Chakrabarti, Chaitali (Committee member) / Fan, Deliang (Committee member) / Seo, Jae-Sun (Committee member) / Arizona State University (Publisher)
Created2024