ASU Electronic Theses and Dissertations
This collection includes most of the ASU Theses and Dissertations from 2011 to present. ASU Theses and Dissertations are available in downloadable PDF format; however, a small percentage of items are under embargo. Information about the dissertations/theses includes degree information, committee members, an abstract, supporting data or media.
In addition to the electronic theses found in the ASU Digital Repository, ASU Theses and Dissertations can be found in the ASU Library Catalog.
Dissertations and Theses granted by Arizona State University are archived and made available through a joint effort of the ASU Graduate College and the ASU Libraries. For more information or questions about this collection contact or visit the Digital Repository ETD Library Guide or contact the ASU Graduate College at gradformat@asu.edu.
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Description
Signal processing techniques have been used extensively in many engineering problems and in recent years its application has extended to non-traditional research fields such as biological systems. Many of these applications require extraction of a signal or parameter of interest from degraded measurements. One such application is mass spectrometry immunoassay (MSIA) which has been one of the primary methods of biomarker discovery techniques. MSIA analyzes protein molecules as potential biomarkers using time of flight mass spectrometry (TOF-MS). Peak detection in TOF-MS is important for biomarker analysis and many other MS related application. Though many peak detection algorithms exist, most of them are based on heuristics models. One of the ways of detecting signal peaks is by deploying stochastic models of the signal and noise observations. Likelihood ratio test (LRT) detector, based on the Neyman-Pearson (NP) lemma, is an uniformly most powerful test to decision making in the form of a hypothesis test. The primary goal of this dissertation is to develop signal and noise models for the electrospray ionization (ESI) TOF-MS data. A new method is proposed for developing the signal model by employing first principles calculations based on device physics and molecular properties. The noise model is developed by analyzing MS data from careful experiments in the ESI mass spectrometer. A non-flat baseline in MS data is common. The reasons behind the formation of this baseline has not been fully comprehended. A new signal model explaining the presence of baseline is proposed, though detailed experiments are needed to further substantiate the model assumptions. Signal detection schemes based on these signal and noise models are proposed. A maximum likelihood (ML) method is introduced for estimating the signal peak amplitudes. The performance of the detection methods and ML estimation are evaluated with Monte Carlo simulation which shows promising results. An application of these methods is proposed for fractional abundance calculation for biomarker analysis, which is mathematically robust and fundamentally different than the current algorithms. Biomarker panels for type 2 diabetes and cardiovascular disease are analyzed using existing MS analysis algorithms. Finally, a support vector machine based multi-classification algorithm is developed for evaluating the biomarkers' effectiveness in discriminating type 2 diabetes and cardiovascular diseases and is shown to perform better than a linear discriminant analysis based classifier.
ContributorsBuddi, Sai (Author) / Taylor, Thomas (Thesis advisor) / Cochran, Douglas (Thesis advisor) / Nelson, Randall (Committee member) / Duman, Tolga (Committee member) / Arizona State University (Publisher)
Created2012
Description
In this thesis, a Built-in Self Test (BiST) based testing solution is proposed to measure linear and non-linear impairments in the RF Transmitter path using analytical approach. Design issues and challenges with the impairments modeling and extraction in transmitter path are discussed. Transmitter is modeled for I/Q gain & phase mismatch, system non-linearity and DC offset using Matlab. BiST architecture includes a peak detector which includes a self mode mixer and 200 MHz filter. Self Mode mixing operation with filtering removes the high frequency signal contents and allows performing analysis on baseband frequency signals. Transmitter impairments were calculated using spectral analysis of output from the BiST circuitry using an analytical method. Matlab was used to simulate the system with known test impairments and impairment values from simulations were calculated based on system modeling in Mathematica. Simulated data is in good correlation with input test data along with very fast test time and high accuracy. The key contribution of the work is that, system impairments are extracted from transmitter response at baseband frequency using envelope detector hence eliminating the need of expensive high frequency ATE (Automated Test Equipments).
ContributorsGoyal, Nitin (Author) / Ozev, Sule (Thesis advisor) / Duman, Tolga (Committee member) / Bakkaloglu, Bertan (Committee member) / Arizona State University (Publisher)
Created2011
Description
A unique feature, yet a challenge, in cognitive radio (CR) networks is the user hierarchy: secondary users (SU) wishing for data transmission must defer in the presence of active primary users (PUs), whose priority to channel access is strictly higher.Under a common thread of characterizing and improving Quality of Service (QoS) for the SUs, this dissertation is progressively organized under two main thrusts: the first thrust focuses on SU's throughput by exploiting the underlying properties of the PU spectrum to perform effective scheduling algorithms; and the second thrust aims at another important QoS performance of the SUs, namely delay, subject to the impact of PUs' activities, and proposes enhancement and control mechanisms. More specifically, in the first thrust, opportunistic spectrum scheduling for SU is first considered by jointly exploiting the memory in PU's occupancy and channel fading. In particular, the underexplored scenario where PU occupancy presents a {long} temporal memory is taken into consideration. By casting the problem as a partially observable Markov decision process, a set of {multi-tier} tradeoffs are quantified and illustrated. Next, a spectrum shaping framework is proposed by leveraging network coding as a {spectrum shaper} on the PU's traffic. Such shaping effect brings in predictability of the primary spectrum, which is utilized by the SUs to carry out adaptive channel sensing by prioritizing channel access order, and hence significantly improve their throughput. On the other hand, such predictability can make wireless channels more susceptible to jamming attacks. As a result, caution must be taken in designing wireless systems to balance the throughput and the jamming-resistant capability. The second thrust turns attention to an equally important performance metric, i.e., delay performance. Specifically, queueing delay analysis is conducted for SUs employing random access over the PU channels. Fluid approximation is taken and Poisson driven stochastic differential equations are applied to characterize the moments of the SUs' steady-state queueing delay. Then, dynamic packet generation control mechanisms are developed to meet the given delay requirements for SUs.
ContributorsWang, Shanshan (Author) / Zhang, Junshan (Thesis advisor) / Xue, Guoliang (Committee member) / Hui, Joseph (Committee member) / Duman, Tolga (Committee member) / Arizona State University (Publisher)
Created2012
Description
This thesis aims to investigate the capacity and bit error rate (BER) performance of multi-user diversity systems with random number of users and considers its application to cognitive radio systems. Ergodic capacity, normalized capacity, outage capacity, and average bit error rate metrics are studied. It has been found that the randomization of the number of users will reduce the ergodic capacity. A stochastic ordering framework is adopted to order user distributions, for example, Laplace transform ordering. The ergodic capacity under different user distributions will follow their corresponding Laplace transform order. The scaling law of ergodic capacity with mean number of users under Poisson and negative binomial user distributions are studied for large mean number of users and these two random distributions are ordered in Laplace transform ordering sense. The ergodic capacity per user is defined and is shown to increase when the total number of users is randomized, which is the opposite to the case of unnormalized ergodic capacity metric. Outage probability under slow fading is also considered and shown to decrease when the total number of users is randomized. The bit error rate (BER) in a general multi-user diversity system has a completely monotonic derivative, which implies that, according to the Jensen's inequality, the randomization of the total number of users will decrease the average BER performance. The special case of Poisson number of users and Rayleigh fading is studied. Combining with the knowledge of regular variation, the average BER is shown to achieve tightness in the Jensen's inequality. This is followed by the extension to the negative binomial number of users, for which the BER is derived and shown to be decreasing in the number of users. A single primary user cognitive radio system with multi-user diversity at the secondary users is proposed. Comparing to the general multi-user diversity system, there exists an interference constraint between secondary and primary users, which is independent of the secondary users' transmission. The secondary user with high- est transmitted SNR which also satisfies the interference constraint is selected to communicate. The active number of secondary users is a binomial random variable. This is then followed by a derivation of the scaling law of the ergodic capacity with mean number of users and the closed form expression of average BER under this situation. The ergodic capacity under binomial user distribution is shown to outperform the Poisson case. Monte-Carlo simulations are used to supplement our analytical results and compare the performance of different user distributions.
ContributorsZeng, Ruochen (Author) / Tepedelenlioğlu, Cihan (Thesis advisor) / Duman, Tolga (Committee member) / Papandreou-Suppappola, Antonia (Committee member) / Arizona State University (Publisher)
Created2012
Description
In this thesis, an integrated waveform-agile multi-modal tracking-beforedetect sensing system is investigated and the performance is evaluated using an experimental platform. The sensing system of adapting asymmetric multi-modal sensing operation platforms using radio frequency (RF) radar and electro-optical (EO) sensors allows for integration of complementary information from different sensors. However, there are many challenges to overcome, including tracking low signal-to-noise ratio (SNR) targets, waveform configurations that can optimize tracking performance and statistically dependent measurements. Address some of these challenges, a particle filter (PF) based recursive waveformagile track-before-detect (TBD) algorithm is developed to avoid information loss caused by conventional detection under low SNR environments. Furthermore, a waveform-agile selection technique is integrated into the PF-TBD to allow for adaptive waveform configurations. The embedded exponential family (EEF) approach is used to approximate distributions of parameters of dependent RF and EO measurements and to further improve target detection rate and tracking performance. The performance of the integrated algorithm is evaluated using real data from three experimental scenarios.
ContributorsLiu, Shubo (Author) / Papandreou-Suppappola, Antonia (Thesis advisor) / Duman, Tolga (Committee member) / Kovvali, Narayan (Committee member) / Arizona State University (Publisher)
Created2012
Description
This dissertation builds a clear understanding of the role of information in wireless networks, and devises adaptive strategies to optimize the overall performance. The meaning of information ranges from channel
etwork states to the structure of the signal itself. Under the common thread of characterizing the role of information, this dissertation investigates opportunistic scheduling, relaying and multicast in wireless networks. To assess the role of channel state information, the problem of opportunistic distributed opportunistic scheduling (DOS) with incomplete information is considered for ad-hoc networks in which many links contend for the same channel using random access. The objective is to maximize the system throughput. In practice, link state information is noisy, and may result in throughput degradation. Therefore, refining the state information by additional probing can improve the throughput, but at the cost of further probing. Capitalizing on optimal stopping theory, the optimal scheduling policy is shown to be threshold-based and is characterized by either one or two thresholds, depending on network settings. To understand the benefits of side information in cooperative relaying scenarios, a basic model is explored for two-hop transmissions of two information flows which interfere with each other. While the first hop is a classical interference channel, the second hop can be treated as an interference channel with transmitter side information. Various cooperative relaying strategies are developed to enhance the achievable rate. In another context, a simple sensor network is considered, where a sensor node acts as a relay, and aids fusion center in detecting an event. Two relaying schemes are considered: analog relaying and digital relaying. Sufficient conditions are provided for the optimality of analog relaying over digital relaying in this network. To illustrate the role of information about the signal structure in joint source-channel coding, multicast of compressible signals over lossy channels is studied. The focus is on the network outage from the perspective of signal distortion across all receivers. Based on extreme value theory, the network outage is characterized in terms of key parameters. A new method using subblock network coding is devised, which prioritizes resource allocation based on the signal information structure.
etwork states to the structure of the signal itself. Under the common thread of characterizing the role of information, this dissertation investigates opportunistic scheduling, relaying and multicast in wireless networks. To assess the role of channel state information, the problem of opportunistic distributed opportunistic scheduling (DOS) with incomplete information is considered for ad-hoc networks in which many links contend for the same channel using random access. The objective is to maximize the system throughput. In practice, link state information is noisy, and may result in throughput degradation. Therefore, refining the state information by additional probing can improve the throughput, but at the cost of further probing. Capitalizing on optimal stopping theory, the optimal scheduling policy is shown to be threshold-based and is characterized by either one or two thresholds, depending on network settings. To understand the benefits of side information in cooperative relaying scenarios, a basic model is explored for two-hop transmissions of two information flows which interfere with each other. While the first hop is a classical interference channel, the second hop can be treated as an interference channel with transmitter side information. Various cooperative relaying strategies are developed to enhance the achievable rate. In another context, a simple sensor network is considered, where a sensor node acts as a relay, and aids fusion center in detecting an event. Two relaying schemes are considered: analog relaying and digital relaying. Sufficient conditions are provided for the optimality of analog relaying over digital relaying in this network. To illustrate the role of information about the signal structure in joint source-channel coding, multicast of compressible signals over lossy channels is studied. The focus is on the network outage from the perspective of signal distortion across all receivers. Based on extreme value theory, the network outage is characterized in terms of key parameters. A new method using subblock network coding is devised, which prioritizes resource allocation based on the signal information structure.
ContributorsPaataguppe Suryanarayan Bhat, Chandrashekhar Thejaswi (Author) / Zhang, Junshan (Thesis advisor) / Cochran, Douglas (Committee member) / Duman, Tolga (Committee member) / Hui, Yu (Committee member) / Taylor, Thomas (Committee member) / Arizona State University (Publisher)
Created2011
Description
Distributed inference has applications in fields as varied as source localization, evaluation of network quality, and remote monitoring of wildlife habitats. In this dissertation, distributed inference algorithms over multiple-access channels are considered. The performance of these algorithms and the effects of wireless communication channels on the performance are studied. In a first class of problems, distributed inference over fading Gaussian multiple-access channels with amplify-and-forward is considered. Sensors observe a phenomenon and transmit their observations using the amplify-and-forward scheme to a fusion center (FC). Distributed estimation is considered with a single antenna at the FC, where the performance is evaluated using the asymptotic variance of the estimator. The loss in performance due to varying assumptions on the limited amounts of channel information at the sensors is quantified. With multiple antennas at the FC, a distributed detection problem is also considered, where the error exponent is used to evaluate performance. It is shown that for zero-mean channels between the sensors and the FC when there is no channel information at the sensors, arbitrarily large gains in the error exponent can be obtained with sufficient increase in the number of antennas at the FC. In stark contrast, when there is channel information at the sensors, the gain in error exponent due to having multiple antennas at the FC is shown to be no more than a factor of 8/π for Rayleigh fading channels between the sensors and the FC, independent of the number of antennas at the FC, or correlation among noise samples across sensors. In a second class of problems, sensor observations are transmitted to the FC using constant-modulus phase modulation over Gaussian multiple-access-channels. The phase modulation scheme allows for constant transmit power and estimation of moments other than the mean with a single transmission from the sensors. Estimators are developed for the mean, variance and signal-to-noise ratio (SNR) of the sensor observations. The performance of these estimators is studied for different distributions of the observations. It is proved that the estimator of the mean is asymptotically efficient if and only if the distribution of the sensor observations is Gaussian.
ContributorsBanavar, Mahesh Krishna (Author) / Tepedelenlioğlu, Cihan (Thesis advisor) / Spanias, Andreas (Thesis advisor) / Papandreou-Suppappola, Antonia (Committee member) / Duman, Tolga (Committee member) / Zhang, Junshan (Committee member) / Arizona State University (Publisher)
Created2010