ASU Electronic Theses and Dissertations
This collection includes most of the ASU Theses and Dissertations from 2011 to present. ASU Theses and Dissertations are available in downloadable PDF format; however, a small percentage of items are under embargo. Information about the dissertations/theses includes degree information, committee members, an abstract, supporting data or media.
In addition to the electronic theses found in the ASU Digital Repository, ASU Theses and Dissertations can be found in the ASU Library Catalog.
Dissertations and Theses granted by Arizona State University are archived and made available through a joint effort of the ASU Graduate College and the ASU Libraries. For more information or questions about this collection contact or visit the Digital Repository ETD Library Guide or contact the ASU Graduate College at gradformat@asu.edu.
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Description
In this thesis, I investigate the C*-algebras and related constructions that arise from combinatorial structures such as directed graphs and their generalizations. I give a complete characterization of the C*-correspondences associated to directed graphs as well as results about obstructions to a similar characterization of these objects for generalizations of directed graphs. Viewing the higher-dimensional analogues of directed graphs through the lens of product systems, I give a rigorous proof that topological k-graphs are essentially product systems over N^k of topological graphs. I introduce a "compactly aligned" condition for such product systems of graphs and show that this coincides with the similarly-named conditions for topological k-graphs and for the associated product systems over N^k of C*-correspondences. Finally I consider the constructions arising from topological dynamical systems consisting of a locally compact Hausdorff space and k commuting local homeomorphisms. I show that in this case, the associated topological k-graph correspondence is isomorphic to the product system over N^k of C*-correspondences arising from a related Exel-Larsen system. Moreover, I show that the topological k-graph C*-algebra has a crossed product structure in the sense of Larsen.
ContributorsPatani, Nura (Author) / Kaliszewski, Steven (Thesis advisor) / Quigg, John (Thesis advisor) / Bremner, Andrew (Committee member) / Kawski, Matthias (Committee member) / Spielberg, John (Committee member) / Arizona State University (Publisher)
Created2011
Description
The theory of geometric quantum mechanics describes a quantum system as a Hamiltonian dynamical system, with a projective Hilbert space regarded as the phase space. This thesis extends the theory by including some aspects of the symplectic topology of the quantum phase space. It is shown that the quantum mechanical uncertainty principle is a special case of an inequality from J-holomorphic map theory, that is, J-holomorphic curves minimize the difference between the quantum covariance matrix determinant and a symplectic area. An immediate consequence is that a minimal determinant is a topological invariant, within a fixed homology class of the curve. Various choices of quantum operators are studied with reference to the implications of the J-holomorphic condition. The mean curvature vector field and Maslov class are calculated for a lagrangian torus of an integrable quantum system. The mean curvature one-form is simply related to the canonical connection which determines the geometric phases and polarization linear response. Adiabatic deformations of a quantum system are analyzed in terms of vector bundle classifying maps and related to the mean curvature flow of quantum states. The dielectric response function for a periodic solid is calculated to be the curvature of a connection on a vector bundle.
ContributorsSanborn, Barbara (Author) / Suslov, Sergei K (Thesis advisor) / Suslov, Sergei (Committee member) / Spielberg, John (Committee member) / Quigg, John (Committee member) / Menéndez, Jose (Committee member) / Jones, Donald (Committee member) / Arizona State University (Publisher)
Created2011
Description
In 1959, Iwasawa proved that the size of the $p$-part of the class groups of a $\mathbb{Z}_p$-extension grows as a power of $p$ with exponent ${\mu}p^m+{\lambda}\,m+\nu$ for $m$ sufficiently large. Broadly, I construct conditions to verify if a given $m$ is indeed sufficiently large. More precisely, let $CG_m^i$ (class group) be the $\epsilon_i$-eigenspace component of the $p$-Sylow subgroup of the class group of the field at the $m$-th level in a $\mathbb{Z}_p$-extension; and let $IACG^i_m$ (Iwasawa analytic class group) be ${\mathbb{Z}_p[[T]]/((1+T)^{p^m}-1,f(T,\omega^{1-i}))}$, where $f$ is the associated Iwasawa power series. It is expected that $CG_m^i$ and $IACG^i_m$ be isomorphic, providing us with a powerful connection between algebraic and analytic techniques; however, as of yet, this isomorphism is unestablished in general. I consider the existence and the properties of an exact sequence $$0\longrightarrow\ker{\longrightarrow}CG_m^i{\longrightarrow}IACG_m^i{\longrightarrow}\textrm{coker}\longrightarrow0.$$ In the case of a $\mathbb{Z}_p$-extension where the Main Conjecture is established, there exists a pseudo-isomorphism between the respective inverse limits of $CG_m^i$ and $IACG_m^i$. I consider conditions for when such a pseudo-isomorphism immediately gives the existence of the desired exact sequence, and I also consider work-around methods that preserve cardinality for otherwise. However, I primarily focus on constructing conditions to verify if a given $m$ is sufficiently large that the kernel and cokernel of the above exact sequence have become well-behaved, providing similarity of growth both in the size and in the structure of $CG_m^i$ and $IACG_m^i$; as well as conditions to determine if any such $m$ exists. The primary motivating idea is that if $IACG_m^i$ is relatively easy to work with, and if the relationship between $CG_m^i$ and $IACG_m^i$ is understood; then $CG_m^i$ becomes easier to work with. Moreover, while the motivating framework is stated concretely in terms of the cyclotomic $\mathbb{Z}_p$-extension of $p$-power roots of unity, all results are generally applicable to arbitrary $\mathbb{Z}_p$-extensions as they are developed in terms of Iwasawa-Theory-inspired, yet abstracted, algebraic results on maps between inverse limits.
ContributorsElledge, Shawn Michael (Author) / Childress, Nancy (Thesis advisor) / Bremner, Andrew (Committee member) / Fishel, Susanna (Committee member) / Jones, John (Committee member) / Paupert, Julien (Committee member) / Arizona State University (Publisher)
Created2013
Description
In Iwasawa theory, one studies how an arithmetic or geometric object grows as its field of definition varies over certain sequences of number fields. For example, let $F/\mathbb{Q}$ be a finite extension of fields, and let $E:y^2 = x^3 + Ax + B$ with $A,B \in F$ be an elliptic curve. If $F = F_0 \subseteq F_1 \subseteq F_2 \subseteq \cdots F_\infty = \bigcup_{i=0}^\infty F_i$, one may be interested in properties like the ranks and torsion subgroups of the increasing family of curves $E(F_0) \subseteq E(F_1) \subseteq \cdots \subseteq E(F_\infty)$. The main technique for studying this sequence of curves when $\Gal(F_\infty/F)$ has a $p$-adic analytic structure is to use the action of $\Gal(F_n/F)$ on $E(F_n)$ and the Galois cohomology groups attached to $E$, i.e. the Selmer and Tate-Shafarevich groups. As $n$ varies, these Galois actions fit into a coherent family, and taking a direct limit one obtains a short exact sequence of modules $$0 \longrightarrow E(F_\infty) \otimes(\mathbb{Q}_p/\mathbb{Z}_p) \longrightarrow \Sel_E(F_\infty)_p \longrightarrow \Sha_E(F_\infty)_p \longrightarrow 0 $$ over the profinite group algebra $\mathbb{Z}_p[[\Gal(F_\infty/F)]]$. When $\Gal(F_\infty/F) \cong \mathbb{Z}_p$, this ring is isomorphic to $\Lambda = \mathbb{Z}_p[[T]]$, and the $\Lambda$-module structure of $\Sel_E(F_\infty)_p$ and $\Sha_E(F_\infty)_p$ encode all the information about the curves $E(F_n)$ as $n$ varies. In this dissertation, it will be shown how one can classify certain finitely generated $\Lambda$-modules with fixed characteristic polynomial $f(T) \in \mathbb{Z}_p[T]$ up to isomorphism. The results yield explicit generators for each module up to isomorphism. As an application, it is shown how to identify the isomorphism class of $\Sel_E(\mathbb{Q_\infty})_p$ in this explicit form, where $\mathbb{Q}_\infty$ is the cyclotomic $\mathbb{Z}_p$-extension of $\mathbb{Q}$, and $E$ is an elliptic curve over $\mathbb{Q}$ with good ordinary reduction at $p$, and possessing the property that $E(\mathbb{Q})$ has no $p$-torsion.
ContributorsFranks, Chase (Author) / Childress, Nancy (Thesis advisor) / Barcelo, Helene (Committee member) / Bremner, Andrew (Committee member) / Jones, John (Committee member) / Spielberg, Jack (Committee member) / Arizona State University (Publisher)
Created2011
Description
Since the seminal work of Tur ́an, the forbidden subgraph problem has been among the central questions in extremal graph theory. Let ex(n;F) be the smallest number m such that any graph on n vertices with m edges contains F as a subgraph. Then the forbidden subgraph problem asks to find ex(n; F ) for various graphs F . The question can be further generalized by asking for the extreme values of other graph parameters like minimum degree, maximum degree, or connectivity. We call this type of question a Tura ́n-type problem. In this thesis, we will study Tura ́n-type problems and their variants for graphs and hypergraphs.
Chapter 2 contains a Tura ́n-type problem for cycles in dense graphs. The main result in this chapter gives a tight bound for the minimum degree of a graph which guarantees existence of disjoint cycles in the case of dense graphs. This, in particular, answers in the affirmative a question of Faudree, Gould, Jacobson and Magnant in the case of dense graphs.
In Chapter 3, similar problems for trees are investigated. Recently, Faudree, Gould, Jacobson and West studied the minimum degree conditions for the existence of certain spanning caterpillars. They proved certain bounds that guarantee existence of spanning caterpillars. The main result in Chapter 3 significantly improves their result and answers one of their questions by proving a tight minimum degree bound for the existence of such structures.
Chapter 4 includes another Tur ́an-type problem for loose paths of length three in a 3-graph. As a corollary, an upper bound for the multi-color Ramsey number for the loose path of length three in a 3-graph is achieved.
Chapter 2 contains a Tura ́n-type problem for cycles in dense graphs. The main result in this chapter gives a tight bound for the minimum degree of a graph which guarantees existence of disjoint cycles in the case of dense graphs. This, in particular, answers in the affirmative a question of Faudree, Gould, Jacobson and Magnant in the case of dense graphs.
In Chapter 3, similar problems for trees are investigated. Recently, Faudree, Gould, Jacobson and West studied the minimum degree conditions for the existence of certain spanning caterpillars. They proved certain bounds that guarantee existence of spanning caterpillars. The main result in Chapter 3 significantly improves their result and answers one of their questions by proving a tight minimum degree bound for the existence of such structures.
Chapter 4 includes another Tur ́an-type problem for loose paths of length three in a 3-graph. As a corollary, an upper bound for the multi-color Ramsey number for the loose path of length three in a 3-graph is achieved.
ContributorsYie, Jangwon (Author) / Czygrinow, Andrzej (Thesis advisor) / Kierstead, Henry (Committee member) / Colbourn, Charles (Committee member) / Fishel, Susanna (Committee member) / Spielberg, John (Committee member) / Arizona State University (Publisher)
Created2018
Description
Diophantine arithmetic is one of the oldest branches of mathematics, the search
for integer or rational solutions of algebraic equations. Pythagorean triangles are
an early instance. Diophantus of Alexandria wrote the first related treatise in the
fourth century; it was an area extensively studied by the great mathematicians of the seventeenth century, including Euler and Fermat.
The modern approach is to treat the equations as defining geometric objects, curves, surfaces, etc. The theory of elliptic curves (or curves of genus 1, which are much used in modern cryptography) was developed extensively in the twentieth century, and has had great application to Diophantine equations. This theory is used in application to the problems studied in this thesis. This thesis studies some curves of high genus, and possible solutions in both rationals and in algebraic number fields, generalizes some old results and gives answers to some open problems in the literature. The methods involve known techniques together with some ingenious tricks. For example, the equations $y^2=x^6+k$, $k=-39,\,-47$, the two previously unsolved cases for $|k|<50$, are solved using algebraic number theory and the ‘elliptic Chabauty’ method. The thesis also studies the genus three quartic curves $F(x^2,y^2,z^2)=0$ where F is a homogeneous quadratic form, and extend old results of Cassels, and Bremner. It is a very delicate matter to find such curves that have no rational points, yet which do have points in odd-degree extension fields of the rationals.
The principal results of the thesis are related to surfaces where the theory is much less well known. In particular, the thesis studies some specific families of surfaces, and give a negative answer to a question in the literature regarding representation of integers n in the form $n=(x+y+z+w)(1/x+1/y+1/z+1/w).$ Further, an example, the first such known, of a quartic surface $x^4+7y^4=14z^4+18w^4$ is given with remarkable properties: it is everywhere locally solvable, yet has no non-zero rational point, despite having a point in (non-trivial) odd-degree extension fields of the rationals. The ideas here involve manipulation of the Hilbert symbol, together with the theory of elliptic curves.
for integer or rational solutions of algebraic equations. Pythagorean triangles are
an early instance. Diophantus of Alexandria wrote the first related treatise in the
fourth century; it was an area extensively studied by the great mathematicians of the seventeenth century, including Euler and Fermat.
The modern approach is to treat the equations as defining geometric objects, curves, surfaces, etc. The theory of elliptic curves (or curves of genus 1, which are much used in modern cryptography) was developed extensively in the twentieth century, and has had great application to Diophantine equations. This theory is used in application to the problems studied in this thesis. This thesis studies some curves of high genus, and possible solutions in both rationals and in algebraic number fields, generalizes some old results and gives answers to some open problems in the literature. The methods involve known techniques together with some ingenious tricks. For example, the equations $y^2=x^6+k$, $k=-39,\,-47$, the two previously unsolved cases for $|k|<50$, are solved using algebraic number theory and the ‘elliptic Chabauty’ method. The thesis also studies the genus three quartic curves $F(x^2,y^2,z^2)=0$ where F is a homogeneous quadratic form, and extend old results of Cassels, and Bremner. It is a very delicate matter to find such curves that have no rational points, yet which do have points in odd-degree extension fields of the rationals.
The principal results of the thesis are related to surfaces where the theory is much less well known. In particular, the thesis studies some specific families of surfaces, and give a negative answer to a question in the literature regarding representation of integers n in the form $n=(x+y+z+w)(1/x+1/y+1/z+1/w).$ Further, an example, the first such known, of a quartic surface $x^4+7y^4=14z^4+18w^4$ is given with remarkable properties: it is everywhere locally solvable, yet has no non-zero rational point, despite having a point in (non-trivial) odd-degree extension fields of the rationals. The ideas here involve manipulation of the Hilbert symbol, together with the theory of elliptic curves.
ContributorsNguyen, Xuan Tho (Author) / Bremner, Andrew (Thesis advisor) / Childress, Nancy (Committee member) / Jones, John (Committee member) / Quigg, John (Committee member) / Fishel, Susanna (Committee member) / Arizona State University (Publisher)
Created2019
Description
The Tamari lattice T(n) was originally defined on bracketings of a set of n+1 objects, with a cover relation based on the associativity rule in one direction. Since then it has been studied in various areas of mathematics including cluster algebras, discrete geometry, algebraic combinatorics, and Catalan theory. Although in several related lattices the number of maximal chains is known, the enumeration of these chains in Tamari lattices is still an open problem.
This dissertation defines a partially-ordered set on equivalence classes of certain saturated chains of T(n) called the Tamari Block poset, TB(lambda). It further proves TB(lambda) is a graded lattice. It then shows for lambda = (n-1,...,2,1) TB(lambda) is anti-isomorphic to the Higher Stasheff-Tamari orders in dimension 3 on n+2 elements. It also investigates enumeration questions involving TB(lambda), and proves other structural results along the way.
This dissertation defines a partially-ordered set on equivalence classes of certain saturated chains of T(n) called the Tamari Block poset, TB(lambda). It further proves TB(lambda) is a graded lattice. It then shows for lambda = (n-1,...,2,1) TB(lambda) is anti-isomorphic to the Higher Stasheff-Tamari orders in dimension 3 on n+2 elements. It also investigates enumeration questions involving TB(lambda), and proves other structural results along the way.
ContributorsTreat, Kevin (Author) / Fishel, Susanna (Thesis advisor) / Czygrinow, Andrzej (Committee member) / Jones, John (Committee member) / Childress, Nancy (Committee member) / Colbourn, Charles (Committee member) / Arizona State University (Publisher)
Created2016
Description
The Tamari lattices have been intensely studied since they first appeared in Dov Tamari’s thesis around 1952. He defined the n-th Tamari lattice T(n) on bracketings of a set of n+1 objects, with a cover relation based on the associativity rule in one direction. Despite their interesting aspects and the attention they have received, a formula for the number of maximal chains in the Tamari lattices is still unknown. The purpose of this thesis is to convey my results on progress toward the solution of this problem and to discuss future work.
A few years ago, Bergeron and Préville-Ratelle generalized the Tamari lattices to the m-Tamari lattices. The original Tamari lattices T(n) are the case m=1. I establish a bijection between maximum length chains in the m-Tamari lattices and standard m-shifted Young tableaux. Using Thrall’s formula, I thus derive the formula for the number of maximum length chains in T(n).
For each i greater or equal to -1 and for all n greater or equal to 1, I define C(i,n) to be the set of maximal chains of length n+i in T(n). I establish several properties of maximal chains (treated as tableaux) and identify a particularly special property: each maximal chain may or may not possess a plus-full-set. I show, surprisingly, that for all n greater or equal to 2i+4, each member of C(i,n) contains a plus-full-set. Utilizing this fact and a collection of maps, I obtain a recursion for the number of elements in C(i,n) and an explicit formula based on predetermined initial values. The formula is a polynomial in n of degree 3i+3. For example, the number of maximal chains of length n in T(n) is n choose 3.
I discuss current work and future plans involving certain equivalence classes of maximal chains in the Tamari lattices. If a maximal chain may be obtained from another by swapping a pair of consecutive edges with another pair in the Hasse diagram, the two maximal chains are said to differ by a square move. Two maximal chains are said to be in the same equivalence class if one may be obtained from the other by making a set of square moves.
A few years ago, Bergeron and Préville-Ratelle generalized the Tamari lattices to the m-Tamari lattices. The original Tamari lattices T(n) are the case m=1. I establish a bijection between maximum length chains in the m-Tamari lattices and standard m-shifted Young tableaux. Using Thrall’s formula, I thus derive the formula for the number of maximum length chains in T(n).
For each i greater or equal to -1 and for all n greater or equal to 1, I define C(i,n) to be the set of maximal chains of length n+i in T(n). I establish several properties of maximal chains (treated as tableaux) and identify a particularly special property: each maximal chain may or may not possess a plus-full-set. I show, surprisingly, that for all n greater or equal to 2i+4, each member of C(i,n) contains a plus-full-set. Utilizing this fact and a collection of maps, I obtain a recursion for the number of elements in C(i,n) and an explicit formula based on predetermined initial values. The formula is a polynomial in n of degree 3i+3. For example, the number of maximal chains of length n in T(n) is n choose 3.
I discuss current work and future plans involving certain equivalence classes of maximal chains in the Tamari lattices. If a maximal chain may be obtained from another by swapping a pair of consecutive edges with another pair in the Hasse diagram, the two maximal chains are said to differ by a square move. Two maximal chains are said to be in the same equivalence class if one may be obtained from the other by making a set of square moves.
ContributorsNelson, Luke (Author) / Fishel, Susanna (Thesis advisor) / Czygrinow, Andrzej (Committee member) / Jones, John (Committee member) / Kierstead, Henry (Committee member) / Spielberg, John (Committee member) / Arizona State University (Publisher)
Created2016
Description
Since Duffin and Schaeffer's introduction of frames in 1952, the concept of a frame has received much attention in the mathematical community and has inspired several generalizations. The focus of this thesis is on the concept of an operator-valued frame (OVF) and a more general concept called herein an operator-valued frame associated with a measure space (MS-OVF), which is sometimes called a continuous g-frame. The first of two main topics explored in this thesis is the relationship between MS-OVFs and objects prominent in quantum information theory called positive operator-valued measures (POVMs). It has been observed that every MS-OVF gives rise to a POVM with invertible total variation in a natural way. The first main result of this thesis is a characterization of which POVMs arise in this way, a result obtained by extending certain existing Radon-Nikodym theorems for POVMs. The second main topic investigated in this thesis is the role of the theory of unitary representations of a Lie group G in the construction of OVFs for the L^2-space of a relatively compact subset of G. For G=R, Duffin and Schaeffer have given general conditions that ensure a sequence of (one-dimensional) representations of G, restricted to (-1/2,1/2), forms a frame for L^{2}(-1/2,1/2), and similar conditions exist for G=R^n. The second main result of this thesis expresses conditions related to Duffin and Schaeffer's for two more particular Lie groups: the Euclidean motion group on R^2 and the (2n+1)-dimensional Heisenberg group. This proceeds in two steps. First, for a Lie group admitting a uniform lattice and an appropriate relatively compact subset E of G, the Selberg Trace Formula is used to obtain a Parseval OVF for L^{2}(E) that is expressed in terms of irreducible representations of G. Second, for the two particular Lie groups an appropriate set E is found, and it is shown that for each of these groups, with suitably parametrized unitary duals, the Parseval OVF remains an OVF when perturbations are made to the parameters of the included representations.
ContributorsRobinson, Benjamin (Author) / Cochran, Douglas (Thesis advisor) / Moran, William (Thesis advisor) / Boggess, Albert (Committee member) / Milner, Fabio (Committee member) / Spielberg, John (Committee member) / Arizona State University (Publisher)
Created2014
Description
Higher-rank graphs, or k-graphs, are higher-dimensional analogues of directed graphs, and as with ordinary directed graphs, there are various C*-algebraic objects that can be associated with them. This thesis adopts a functorial approach to study the relationship between k-graphs and their associated C*-algebras. In particular, two functors are given between appropriate categories of higher-rank graphs and the category of C*-algebras, one for Toeplitz algebras and one for Cuntz-Krieger algebras. Additionally, the Cayley graphs of finitely generated groups are used to define a class of k-graphs, and a functor is then given from a category of finitely generated groups to the category of C*-algebras. Finally, functoriality is investigated for product systems of C*-correspondences associated to k-graphs. Additional results concerning the structural consequences of functoriality, properties of the functors, and combinatorial aspects of k-graphs are also included throughout.
ContributorsEikenberry, Keenan (Author) / Quigg, John (Thesis advisor) / Kaliszewski, Steven (Thesis advisor) / Spielberg, John (Committee member) / Arizona State University (Publisher)
Created2016