ASU Electronic Theses and Dissertations
This collection includes most of the ASU Theses and Dissertations from 2011 to present. ASU Theses and Dissertations are available in downloadable PDF format; however, a small percentage of items are under embargo. Information about the dissertations/theses includes degree information, committee members, an abstract, supporting data or media.
In addition to the electronic theses found in the ASU Digital Repository, ASU Theses and Dissertations can be found in the ASU Library Catalog.
Dissertations and Theses granted by Arizona State University are archived and made available through a joint effort of the ASU Graduate College and the ASU Libraries. For more information or questions about this collection contact or visit the Digital Repository ETD Library Guide or contact the ASU Graduate College at gradformat@asu.edu.
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- All Subjects: Sustainability
- Creators: Breetz, Hanna
Description
Transitioning towards low-carbon energy systems requires participation from a diversity of organizations, governments, and actors. Yet it is still unclear who, when, how much, and what types of participation are needed to realize such transformations. I address this gap by analyzing the role of participation in energy transitions using interviews, participant observation, document analyses, and novel visualization approaches deployed in the USA and Mexican contexts. I offer a framework to explore how engagement in energy transitions unfolds over time and deploy the framework to 1) investigate the role of engagement in decreasing the consumption of gas and electricity at municipal and residential levels in 12 US communities during a three-year competition (2014-2017) organized by Georgetown University; and 2) assess the acceptance and longevity of solar projects that grant electricity access to rural and dispersed Indigenous Ralámuli communities in Chihuahua, México. I found that wider and deeper participation does not always secure lower energy consumption in the US case, which highlights the need to tailor participation for specific goals. Results from Ralámuli communities suggest that the benefits of participation reach a limit; that is, when high participation surpassed the budget (in the form of cash/money and time availability) of solar users, participation became detrimental to user satisfaction and technology acceptance. Lastly, the analysis of how participation occurred in solar home systems with longer longevity (more than five years of use) showed that maintenance and operation costs (e.g. battery replacements) are the greatest barriers to longevity, while knowledge and capacity building might be elements driving longer longevity. Recommendations include: (1) offering clear information in the user’s first language about the costs and maintenance of solar systems, (2) seeking ideas from solar users at the early stages of solar programs, and (3) reducing costs through understanding electricity needs and offering collective forms of ownership. My work expands the theoretical understanding of the role of participation in energy transitions and offers practical resources for practitioners and researchers to facilitate a critical reflection on how participation influences desirable outcomes in different contexts, including communities in the global North and South.
ContributorsMorales Guerrero, Jorge (Author) / Karwat, Darshan (Thesis advisor) / Breetz, Hanna (Committee member) / Larson, Kelli (Committee member) / Berbés-Blázquez, Marta (Committee member) / Arizona State University (Publisher)
Created2022
Description
Global decarbonization requires a large-scale shift to sustainable energy sources. Innovation will be a key enabler of this global energy transition. Although the energy transition and innovation literatures overwhelmingly focus on the Global North, energy innovation is arguably even more important for the Global South because it can enable them to grow their energy demand and power their development with sustainable resources. This dissertation examines three aspects of energy innovation, focusing on Mexico, to advance the understanding of innovation systems and identify policy levers for accelerating energy innovation in emerging economies. The first project utilizes econometric models to assess patenting drivers for renewable energy (wind and solar) and enabling technologies (energy storage, high voltage direct current technologies, hydrogen technologies, and fuel cells) across 34 countries, including Mexico. The examination of enabling technologies is a particular contribution, since most research on energy innovation focuses on renewable generation technologies. This research finds that policies have differential effects on renewable technologies versus enabling technology, with innovation in enabling technologies lagging behind the deployment of renewable energy. Although renewable energy policies have some spillover effects on enabling technologies, this research suggests that targeted policy instruments for enabling technologies may be needed for global decarbonization.
The second and third projects apply the innovation systems framework to understand energy innovation in Mexico. The second project analyzes the sectoral innovation system (SIS) for wind and solar technologies, using expert interviews to evaluate SIS structure and functions systemically. It finds that this innovation system is susceptible to changes in its structure, specifically institutional modifications, and encounters cultural and social aspects that reduce its performance. Further, it finds that non-government organizations and local governments are trying to support the SIS, but their efforts are hampered by low participation from the federal government.
The third project studies the technology innovation system (TIS) for green hydrogen, an emerging industrial opportunity for Latin America. It evaluates this TIS's functionality and identifies 22 initiatives to improve its performance by interviewing green hydrogen experts in Mexico. The most important initiatives for strengthening the green hydrogen TIS are information campaigns, policy and regulation (taxes, subsidies, standards, and industrial policies), pilot or demonstration projects, and professional training.
Overall, this dissertation contributes to the nexus of energy transition and innovation studies by advancing the understanding of energy innovation in an emerging economy.
ContributorsAguiar Hernandez, Carlos Gabriel (Author) / Breetz, Hanna (Thesis advisor) / Parker, Nathan (Committee member) / Solis, Dario (Committee member) / Arizona State University (Publisher)
Created2022
Description
Decarbonizing the energy system is one of the most challenging sustainability transitions that leaders across the globe must tackle. In governing this transition, decision-makers are increasingly pairing together decarbonization efforts with policy measures focused on issues of (in)justice. However, researchers’ understanding of the politics that have given rise to this emerging equitable energy transition agenda is under-developed. The central research question of my dissertation is: How is the energy transition made more attentive to equity through stakeholder advocacy? I examine this using qualitative methods across three analytical chapters. The study of justice in energy transitions has occurred across different lineages of scholarship. To establish a clearer understanding of the state of current research I conducted a systematic literature review. In the literature, I found a diverse advocacy community motivated by many different issues related to the energy system. Advocacy concerning inaccessible decision-making processes, environmental degradation, and energy ownership and control was common. However, there were few studies that explicitly focused on examining the relationship between advocate strategies and governance outcomes.
The remainder of the research presented in this dissertation analyzes two state-level policy processes in New Mexico and Illinois. In both cases, justice-oriented policy instruments were bundled with climate policy. First, using public documents and
interviews, I used process tracing to examine policy development and enactment. I find that different types of learning processes were critical in shaping justice policy provisions and that justice advocacy was instrumental in passing climate policy. Second, I used content analysis to examine the mechanisms within these processes driving and resolving justice conflicts. My findings show that disagreements about justice are rooted in divergent historic experiences of energy production and regulation. I also find that issues of (dis)trust and uncertainty contributed to disagreements and reinforced conflicts that diminished support for energy transition policy.
This dissertation provides empirical evidence of the importance of learning for shaping justice policy provisions and building energy transition coalition power, the nature of uncertainty and (dis)trust in destabilizing justice efforts and reducing
support for climate policy, and the ways in which incremental change may lead to transformative outcomes.
ContributorsShelton, Rebecca (Author) / Eakin, Hallie (Thesis advisor) / Breetz, Hanna (Committee member) / Stevis, Dimitris (Committee member) / Arizona State University (Publisher)
Created2024
Description
As India expanded its grid infrastructure, decentralized renewable energy technologies, such as off-grid solar, also emerged in parallel as an electrification solution. This dissertation critically examines the role of off-grid solar in facilitating rural electrification efforts in India. Specifically, it applies the frameworks of the multi-level perspective, capabilities approach, and energy justice to achieve three objectives: (1) trace the evolution of off-grid solar in India; (2) understand the role of solar micro-grids in improving household capabilities and well-being; (1) examine whether and how community-scale solar micro-grids can operate as just means of electrification. This research relies on qualitative case-study methods. The historical research in Paper 1 is based on published policy documents and interviews with energy experts in India. It finds that landscape-regime-niche actor relations and politics were crucial in shaping off-grid solar transition outcomes. There is also a narrative component, as the key narratives of energy security, environmental degradation, climate change and energy for development converged to create spaces for state and non-state interactions that could nurture the development of off-grid solar. The community-level research in Papers 2 and 3 analyze a local energy initiative of community operated solar micro-grid using semi-structured interviews and participant observations from three villages in Maharashtra. Solar micro-grids play an important part in expanding people’s choices and opportunities. The benefits are not uniform across all people, however. Increases in energy-related capabilities vary by economic class and gender, and to some extent this means certain biases can get reinforced. In addition, the inability of solar micro-grids to keep up with the changing electrification landscape and daily practices means that the challenges of affordability, reliability and community engagement emerged as important concerns over-time. Empirically, this dissertation finds that off-grid energy initiatives must be carefully designed to be in alignment with local values and realities. Theoretically, it adds to debates on justice in energy transitions by showcasing the regime-led innovations, and temporality elements of energy justice local energy initiatives.
ContributorsRajagopalan, Sushil (Author) / Breetz, Hanna (Thesis advisor) / Klinsky, Sonja (Thesis advisor) / Singh, Kartikeya (Committee member) / Arizona State University (Publisher)
Created2021