ASU Electronic Theses and Dissertations
This collection includes most of the ASU Theses and Dissertations from 2011 to present. ASU Theses and Dissertations are available in downloadable PDF format; however, a small percentage of items are under embargo. Information about the dissertations/theses includes degree information, committee members, an abstract, supporting data or media.
In addition to the electronic theses found in the ASU Digital Repository, ASU Theses and Dissertations can be found in the ASU Library Catalog.
Dissertations and Theses granted by Arizona State University are archived and made available through a joint effort of the ASU Graduate College and the ASU Libraries. For more information or questions about this collection contact or visit the Digital Repository ETD Library Guide or contact the ASU Graduate College at gradformat@asu.edu.
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- All Subjects: 影响因素
- All Subjects: incentive design
- Creators: Shen, Wei
在文献回顾和案例研究基础上,首先,从CEO人口统计学特征、政治联系、受教育年限、职业特征、社会关系和人格特质等6个维度构建了CEO个人特征指标,将CEO上任后前3年营业收入年均增长率和利润年均增长率作为衡量CEO业绩的衡量指标,并提出了10个研究假设。其次,基于问卷调查数据,采用多元线性回归方法,对研究假设进行了验证和分析。实证结果表明,CEO性别、政治联系、受教育年限、社会关系和人格特质(外向性、开放性和宜人性)均对CEO绩效具有显著影响,而CEO年龄和多样化的职业特征对其绩效具有显著的负向影响。此外,CEO的结构权力在受教育年限、社会关系与CEO绩效之间的关系中发挥着显著的正向调节作用,而在多样化职业特征与其绩效之间发挥着显著的负向调节作用。最后,本文从CEO多维度个人特征构建和CEO结构权力两方面深入阐述了理论贡献,结合企业实践提供了可操作化的建议和对策,并提出了本文存在的不足及未来研究展望。
关键词:CEO业绩;CEO个人特征;高阶理论;社会关系;结构权力;影响因素
Based on my review of the corporate governance literature and qualitative analysis of partnership adoption in China, I propose that partnership can help better alighn the interests of employees with owners in securities companies as well. Specifically, the prospect of becoming a partner in the future can improve employees’ awareness of risk control and increase their job engagement. Taking advantage of partnership adoption at a Chinese securities company as a natural field experienment, I surveyed its employees about their awareness of risk contrl and job dedication before and after the adoption. The results from 505 matched surveys showed an increase in the average scores of both awareness of risk control and job dedication after the company adopted partnership as a new organizational form. Findings of this study have important implications for organizational and incentive design for securities companies in China.