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Description
The Himalaya are the archetypal example of a continental collision belt, formed by the ongoing convergence between India and Eurasia. Boasting some of the highest and most rugged topography on Earth, there is currently no consensus on how climatic and tectonic processes have combined to shape its topographic evolution. The

The Himalaya are the archetypal example of a continental collision belt, formed by the ongoing convergence between India and Eurasia. Boasting some of the highest and most rugged topography on Earth, there is currently no consensus on how climatic and tectonic processes have combined to shape its topographic evolution. The Kingdom of Bhutan in the eastern Himalaya provides a unique opportunity to study the interconnections among Himalayan climate, topography, erosion, and tectonics. The eastern Himalaya are remarkably different from the rest of the orogen, most strikingly due to the presence of the Shillong Plateau to the south of the Himalayan rangefront. The tectonic structures associated with the Shillong Plateau have accommodated convergence between India and Eurasia and created a natural experiment to test the possible response of the Himalaya to a reduction in local shortening. In addition, the position and orientation of the plateau topography has intercepted moisture once bound for the Himalaya and created a natural experiment to test the possible response of the range to a reduction in rainfall. I focused this study around the gently rolling landscapes found in the middle of the otherwise extremely rugged Bhutan Himalaya, with the understanding that these landscapes likely record a recent change in the evolution of the range. I have used geochronometric, thermochronometric, and cosmogenic nuclide techniques, combined with thermal-kinematic and landscape evolution models to draw three primary conclusions. 1) The cooling histories of bedrock samples from the hinterland of the Bhutan Himalaya show a protracted decrease in erosion rate from the Middle Miocene toward the Pliocene. I have attributed this change to a reduction in shortening rates across the Himalayan mountain belt, due to increased accommodation of shortening across the Shillong Plateau. 2) The low-relief landscapes of Bhutan were likely created by backtilting and surface uplift produced by an active, blind, hinterland duplex. These landscapes were formed during surface uplift, which initiated ca. 1.5 Ma and has totaled 800 m. 3) Millennial-scale erosion rates are coupled with modern rainfall rates. Non-linear relationships between topographic metrics and erosion rates, suggest a fundamental difference in the mode of river incision within the drier interior of Bhutan and the wetter foothills.
ContributorsAdams, Byron A (Author) / Whipple, Kelin X (Thesis advisor) / Hodges, Kip V (Thesis advisor) / Heimsath, Arjun M (Committee member) / Arrowsmith, Ramon (Committee member) / Hurtado, Jose M (Committee member) / Arizona State University (Publisher)
Created2014
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Description
Climate and its influence on hydrology and weathering is a key driver of surface processes on Earth. Despite its clear importance to hazard generation, fluvial sediment transport and erosion, the drawdown of atmospheric CO2 via the rock cycle, and feedbacks between climate and tectonics, quantifying climatic controls on long-term erosion

Climate and its influence on hydrology and weathering is a key driver of surface processes on Earth. Despite its clear importance to hazard generation, fluvial sediment transport and erosion, the drawdown of atmospheric CO2 via the rock cycle, and feedbacks between climate and tectonics, quantifying climatic controls on long-term erosion rates has proven to be one of the grand problems in geomorphology. In fact, recent attempts addressing this problem using cosmogenic radionuclide (CRN) derived erosion rates suggest very weak climatic controls on millennial-scale erosion rates contrary to expectations. In this work, two challenges are addressed that may be impeding progress on this problem.

The first challenge is choosing appropriate climate metrics that are closely tied to erosional processes. For example, in fluvial landscapes, most runoff events do little to no geomorphic work due to erosion thresholds, and event-scale variability dictates how frequently these thresholds are exceeded. By analyzing dense hydroclimatic datasets in the contiguous U.S. and Puerto Rico, we show that event-scale runoff variability is only loosely related to event-scale rainfall variability. Instead, aridity and fractional evapotranspiration (ET) losses are much better predictors of runoff variability. Importantly, simple hillslope-scale soil water balance models capture major aspects of the observed relation between runoff variability and fractional ET losses. Together, these results point to the role of vegetation water use as a potential key to relating mean hydrologic partitioning with runoff variability.

The second challenge is that long-term erosion rates are expected to balance rock uplift rates as landscapes approach topographic steady state, regardless of hydroclimatic setting. This is illustrated with new data along the Main Gulf Escarpment, Baja, Mexico. Under this conceptual framework, climate is not expected to set the erosion rate, but rather the erosional efficiency of the system, or the steady-state relief required for erosion to keep up with tectonically driven uplift rates. To assess differences in erosional efficiency across landscapes experiencing different climatic regimes, we contrast new CRN data from tectonically active landscapes in Baja, Mexico and southern California (arid) with northern Honduras (very humid) alongside other published global data from similar hydroclimatic settings. This analysis shows how climate does, in fact, set functional relationships between topographic metrics like channel steepness and long-term erosion rates. However, we also show that relatively small differences in rock erodibility and incision thresholds can easily overprint hydroclimatic controls on erosional efficiency motivating the need for more field based constraints on these important variables.
ContributorsRossi, Matthew (Author) / Whipple, Kelin X (Thesis advisor) / DeVecchio, Duane E (Committee member) / Vivoni, Enrique R (Committee member) / Arrowsmith, J Ramon (Committee member) / Heimsath, Arjun M (Committee member) / Arizona State University (Publisher)
Created2014
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Description
In arid and semiarid areas of the southwestern United States and northwestern México, water availability is the main control on the interactions between the land surface and the atmosphere. Seasonal and interannual variations in water availability regulate the response of water and carbon dioxide fluxes in natural and urban landscapes.

In arid and semiarid areas of the southwestern United States and northwestern México, water availability is the main control on the interactions between the land surface and the atmosphere. Seasonal and interannual variations in water availability regulate the response of water and carbon dioxide fluxes in natural and urban landscapes. However, despite sharing a similar dependance to water availability, landscape characteristics, such as land cover heterogeneity, landscape position, access to groundwater, microclimatic conditions, and vegetation functional traits, among others, can play a fundamental role in modulating the interactions between landscapes and the atmosphere. In this dissertation, I study how different landscape characteristics influence the response of water and carbon dioxide fluxes in arid and semiarid urban and natural settings. The study uses the eddy covariance technique, which calculates the vertical turbulent fluxes within the boundary layer, to quantify water, energy, and carbon dioxide fluxes within local patches. Specifically, the study focused on three main scopes: (1) how vegetation, anthropogenic activity, and water availability influence carbon fluxes in four urban landscapes in Phoenix, Arizona, (2) how access to groundwater and soil-microclimate conditions modulate the flux response of three natural ecosystems in northwestern México during the North American monsoon, and (3) how the seasonal hydrologic partitioning in a watershed with complex terrain regulates the carbon dioxide fluxes of a Chihuahuan Desert shrubland. Results showed a differential response of landscapes according to their land cover composition, access to groundwater or functional traits. In Chapter 2, in urban landscapes with irrigation, vegetation activity can counteract carbon dioxide emissions during the day, but anthropogenic sources from the built environment dominate the carbon dioxide fluxes overall. In Chapter 3, across an elevation-groundwater access gradient, low elevation ecosystems showed intensive water use strategies linked to a dependance to shallow or intermittent access to soil moisture, while a high elevation ecosystem showed extensive water use strategies which depend on a reliable access to groundwater. Finally, in Chapter 4, the mixed shrubland in complex terrain showed an evenly distributed bimodal vegetation productivity which is supported by an abundant water availability during wet seasons and by carry-over moisture in deeper layers of the soil during the dry season. The results from this dissertation highlight how different forms of water availability are responsible for the activity of vegetation which modulates land surface fluxes in arid and semiarid settings. Furthermore, the outcomes of this dissertation help to understand how landscape properties regulate the flux response to water availability in urban and natural areas.
ContributorsPerez Ruiz, Eli Rafael (Author) / Vivoni, Enrique R (Thesis advisor) / Sala, Osvaldo E (Committee member) / Throop, Heather L (Committee member) / Whipple, Kelin X (Committee member) / Yepez, Enrico A (Committee member) / Arizona State University (Publisher)
Created2021
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Description
Accelerated climate and land use land cover (LULC) changes are anticipated to significantly impact water resources in the Colorado River Basin (CRB), a major freshwater source in the southwestern U.S. The need for actionable information from hydrologic research is growing rapidly, given considerable uncertainties. For instance, it is unclear if

Accelerated climate and land use land cover (LULC) changes are anticipated to significantly impact water resources in the Colorado River Basin (CRB), a major freshwater source in the southwestern U.S. The need for actionable information from hydrologic research is growing rapidly, given considerable uncertainties. For instance, it is unclear if the predicted high degree of interannual precipitation variability across the basin could overwhelm the impacts of future warming and how this might vary in space. Climate change will also intensify forest disturbances (wildfire, mortality, thinning), which can significantly impact water resources. These impacts are not constrained, given findings of mixed post-disturbance hydrologic responses. Process-based models like the Variable Infiltration Capacity (VIC) platform can quantitatively predict hydrologic behaviors of these complex systems. However, barriers limit their effectiveness to inform decision making: (1) simulations generate enormous data volumes, (2) outputs are inaccessible to managers, and (3) modeling is not transparent. I designed a stakeholder engagement and VIC modeling process to overcome these challenges, and developed a web-based tool, VIC-Explorer, to “open the black box” of my efforts. Meteorological data was from downscaled historical (1950-2005) and future projections (2006-2099) of eight climate models that best represent climatology under low- and high- emissions. I used two modeling methods: (1) a “top-down” approach to assess an “envelope of hydrologic possibility” under the 16 climate futures; and (2) a “bottom-up” evaluation of hydrology in two climates from the ensemble representing “Hot/Dry” and “Warm/Wet” futures. For the latter assessment, I modified land cover using projections of a LULC model and applied more drastic forest disturbances. I consulted water managers to expand the legitimacy of the research. Results showed Far-Future (2066-2095) basin-wide mean annual streamflow decline (relative to 1976-2005; ensemble median trends of -5% to -25%), attributed to warming that diminished spring snowfall and melt and year-round increased soil evaporation from the Upper Basin, and overall precipitation declines in the Lower Basin. Forest disturbances partially offset warming effects (basin-wide mean annual streamflow up to 12% larger than without disturbance). Results are available via VIC-Explorer, which includes documentation and guided analyses to ensure findings are interpreted appropriately for decision-making.
ContributorsWhitney, Kristen Marie (Author) / Vivoni, Enrique R (Thesis advisor) / Mascaro, Giuseppe (Committee member) / Whipple, Kelin X (Committee member) / White, Dave D (Committee member) / Xu, Tianfang (Committee member) / Arizona State University (Publisher)
Created2022
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Description
In the southwestern United States, water is a precious resource that influences landscapes and their respective ecosystems. Ephemeral lakes, known as playas, are drainage points for closed or endorheic basins and serve as important locations for plant productivity, biogeochemical processes, and groundwater recharge. In this study, I explore the hydrologic

In the southwestern United States, water is a precious resource that influences landscapes and their respective ecosystems. Ephemeral lakes, known as playas, are drainage points for closed or endorheic basins and serve as important locations for plant productivity, biogeochemical processes, and groundwater recharge. In this study, I explore the hydrologic dynamics of eighteen (18) instrumented playas in the Jornada Basin of the Chihuahuan Desert with respect to the drivers of playa inundation and how their behaviors vary in space and time. To this end, I combine water level observations in playas with gauge-corrected radar precipitation estimates to determine hydrologic dynamics over the more than 6-year period of June 2016 to October 2022. Results indicate that all playa inundation events are associated with precipitation and that 76% of events occur during the warm season from April to September that is characterized by the North American monsoon. Mean annual runoff ratios in the playa catchments range from 0.01% to 9.28%. I observe precipitation depth and 60-minute intensity thresholds for playa inundation ranging from 16.1 to 71.3 mm and 8.8 to 40.5 mm/hr, respectively. Although playa inundation is typically caused by high rainfall amounts and intensities, other factors such as antecedent wetness conditions and the spatial variability of rainfall within the playa catchment also play a role. The magnitudes, durations, and occurrence of inundation events vary among playas, but their responses to precipitation generally agree with groupings determined based on their geological origin. Logistic and linear regressions across all playas reveal the relative importance of catchment variables, such as area, sand fraction, slope, and the percentage of bare ground. It is shown that larger catchment areas are strongly associated with a lower likelihood of inundation and higher precipitation thresholds for inundation. An analysis of precipitation data from 1916 to 2015 leads to the estimation of historical playa inundation and suggests that an increase has occurred in the frequency of large rainfall events that may be associated with increasing frequency of playa inundation. This study highlights the complex nature of playa inundation in the Jornada Basin, which can change over time in an evolving climate and landscape.
ContributorsKimsal, Charles Robert (Author) / Vivoni, Enrique R (Thesis advisor) / Whipple, Kelin X (Committee member) / Li, Jiwei (Committee member) / Arizona State University (Publisher)
Created2023
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Description
Rivers in steep mountainous landscapes control how, where, and when signals of base-level fall are transmitted to the surrounding topography. In doing so rivers play an important role in determining landscape evolution in response to external controls of tectonics and climate. However, tectonics and climate often covary and understanding how

Rivers in steep mountainous landscapes control how, where, and when signals of base-level fall are transmitted to the surrounding topography. In doing so rivers play an important role in determining landscape evolution in response to external controls of tectonics and climate. However, tectonics and climate often covary and understanding how they influence landscape evolution remains a significant challenge. The Hawaiian Islands, where tectonics are minimized but climate signals are amplified, provide an opportunity to better understand how signals of climate are recorded by landscapes. Focusing on the Hawaiian Islands, I examine (1) how variability in rock mass properties and thresholds in sediment mobility determine where waterfalls form or stall along the Nāpali coast of Kauaʻi, (2) I then extend these findings to other volcanoes to test if observed physical limits in flood size, climate, and volcano gradient can determine where waterfalls form, and (3) I explore how thresholds in river incision below waterfalls limit information about the influence of climate on river incision rates. Findings from this analysis show that waterfalls form or stall where the maximum unit stream power is at or below a critical unit stream power for bedrock river incision. Climate appears to have little effect in determining where these conditions are met but where waterfalls stall or form does record information about discharge-area scaling for global maximum observed floods. Below waterfalls the maximum incision depth for rivers on the island of Kauaʻi (which formed ~ 4-5 million years ago) is approximately proportional to the inverse square root of mean annual rainfall. Though maximum river incision depths for some of the younger volcanoes do not exhibit the same dependency on mean annual rainfall rates they are comparable to the maximum incision depths observed on Kauaʻi even though they are a quarter to one-tenth the age of Kauaʻi. Importantly, these patterns of incision can be explained by thresholds in sediment mobility as recorded by river longitudinal profiles and indicate that the Hawaiian Islands are dominated by threshold conditions where signals of climate are recorded in the topography through controls on incision depth but not incision rates.
ContributorsRaming, Logan Wren (Author) / Whipple, Kelin X (Thesis advisor) / Arrowsmith, Ramon (Committee member) / Heimsath, Arjun M. (Committee member) / DeVecchio, Duane E. (Committee member) / Schmeeckle, Mark (Committee member) / Arizona State University (Publisher)
Created2022
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Description
Ecohydrological responses to rainfall in the North American monsoon (NAM) region lead to complex surface-atmosphere interactions. In early summer, it is expected that soil properties and topography act as primary controls in hydrologic processes. Under the presence of strongly dynamic ecosystems, catchment hydrology is expected to vary substantially in comparison

Ecohydrological responses to rainfall in the North American monsoon (NAM) region lead to complex surface-atmosphere interactions. In early summer, it is expected that soil properties and topography act as primary controls in hydrologic processes. Under the presence of strongly dynamic ecosystems, catchment hydrology is expected to vary substantially in comparison to other semiarid areas, affecting our understanding of ecohydrological processes and the parameterization of predictive models. A large impediment toward making progress in this field is the lack of spatially extensive observational data. As a result, it is critical to integrate numerical models, remote sensing observations and ground data to understand and predict ecohydrological dynamics in space and time, including soil moisture, evapotranspiration and runoff generation dynamics. In this thesis, a set of novel ecohydrological simulations that integrate remote sensing and ground observations were conducted at three spatial scales in a semiarid river basin in northern Sonora, Mexico. First, single site simulations spanning several summers were carried out in two contrasting mountain ecosystems to predict evapotranspiration partitioning. Second, a catchment-scale simulation was conducted to evaluate the effects of spatially-variable soil thickness and textural properties on water fluxes and states during one monsoon season. Finally, a river basin modeling effort spanning seven years was applied to understand interannual variability in ecohydrological dynamics. Results indicated that ecohydrological simulations with a dynamic representation of vegetation greening tracked well the seasonal evolution of observed evapotranspiration and soil moisture at two measurement locations. A switch in the dominant component of evapotranspiration from soil evaporation to plant transpiration was observed for each ecosystem, depending on the timing and magnitude of vegetation greening. Furthermore, spatially variable soil thickness affects subsurface flow while soil texture controls patterns of surface soil moisture and evapotranspiration during the transition from dry to wet conditions. Finally, the ratio of transformation of precipitation into evapotranspiration (ET/P) and run off (Q/P) changed in space and time as summer monsoon progresses. The results of this research improve the understanding of the ecohydrology of NAM region, which can be useful for developing sustainable watershed management plans in the face of anticipated land cover and climate changes.
ContributorsMéndez-Barroso, Luis A (Author) / Vivoni, Enrique R (Thesis advisor) / Whipple, Kelin X (Committee member) / Christensen, Phillip R (Committee member) / Sala, Osvaldo E. (Committee member) / Yepez, Enrico A (Committee member) / Ruddell, Benjamin L (Committee member) / Arizona State University (Publisher)
Created2014
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Description
The American Southwest is one of the most rapidly growing regions of the United States, as are similar arid regions globally. Across these landscapes where surface water is intermittent and variable, groundwater aquifers recharged by surface waters become a keystone resource for communities and are consumed at rates disproportional to

The American Southwest is one of the most rapidly growing regions of the United States, as are similar arid regions globally. Across these landscapes where surface water is intermittent and variable, groundwater aquifers recharged by surface waters become a keystone resource for communities and are consumed at rates disproportional to recharge. In this study, I focus on the controls of runoff generation and connectivity at both hillslope and watershed scales along a piedmont slope. I also investigate the effects of plant phenology on hydrologic connectivity and runoff response at the hillslope scale during the summer monsoon season. To carry out this work, I combine existing hydrologic instrumentation, a new set of runoff plots with high-resolution monitoring, near-field remote sensing techniques, and historical datasets. Key analyses show that a rainfall intensity (I30) of 10 mm/hr yields runoff production at three scales (8, 12700, and 46700 m2). Rainfall, runoff, and soil moisture observations indicate a Hortonian (infiltration-excess) dominated system with little control imposed by antecedent wetness. Hydrologic connectivity analyses revealed that <15% of total rainfall events generate runoff at the hillslope scale. Of the hillslope events, only 20% of the runoff production leads to discharge at the outlet. Vegetation was observed to effect individual plot runoff response to rainfall. The results of this study show that 1) rainfall intensity is a large control on runoff production at all three scales (8, 12700, and 46700 m2), 2) proportions between bare and vegetated space effect runoff production at the hillslope scale, and 3) runoff connectivity decreases, and channel losses increase as you move downstream on an individual storm basis and across a 30-year historical record. These findings indicate that connectivity from the hillslope to outlet scale can be an evolving process over thehistorical record, reliant on both rainfall intensity, plant and bare soil mosaics, and available channel storage.
ContributorsKeller, Zachary Theodore (Author) / Vivoni, Enrique R (Thesis advisor) / Whipple, Kelin X (Committee member) / Semken, Steven (Committee member) / Arizona State University (Publisher)
Created2021
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Description
The collision of India and Eurasia constructed the Himalayan Mountains. Questions remain regarding how subsequent exhumation by climatic and tectonic processes shaped the landscape throughout the Late Cenozoic to create the complex architecture observed today. The Mount Everest region underwent tectonic denudation by extension and bestrides one of the world’s

The collision of India and Eurasia constructed the Himalayan Mountains. Questions remain regarding how subsequent exhumation by climatic and tectonic processes shaped the landscape throughout the Late Cenozoic to create the complex architecture observed today. The Mount Everest region underwent tectonic denudation by extension and bestrides one of the world’s most significant rain shadows. Also, glacial and fluvial processes eroded the Everest massif over shorter timescales. In this work, I review new bedrock and detrital thermochronological and geochronological data and both one- and two-dimensional thermal-mechanical modeling that provides insights on the age range and rates of tectonic and erosional processes in this region.

A strand of the South Tibetan detachment system (STDS), a series of prominent normal-sense structures that dip to the north and strike along the Himalayan spine, is exposed in the Rongbuk valley near Everest. Using thermochronometric techniques, thermal-kinematic modeling, and published (U-Th)/Pb geochronology, I show exhumation rates were high (~3-4 mm/a) from at least 20 to 13 Ma because of slip on the STDS. Subsequently, exhumation rates dropped drastically to ≤ 0.5 mm/a and remain low today. However, thermochronometric datasets and thermal-kinematic modeling results from Nepal south of Everest reveal a sharp transition in cooling ages and exhumation rates across a major knickpoint in the river profile, corresponding to the modern-day Himalayan rainfall transition. To the north of this transition, exhumation histories are similar to those in Tibet. Conversely, < 3 km south of the transition, exhumation rates were relatively low until the Pliocene, when they increased to ~4 mm/a before slowing at ~3 Ma. Such contrasting exhumation histories over a short distance suggest that bedrock exhumation rates correlate with modern precipitation patterns in deep time, however, there are competing interpretations regarding this correlation.

My work also provides insights regarding how processes of glacial erosion act in a glacio-fluvial valley north of Everest. Integrated laser ablation U/Pb and (U-Th)/He dating of detrital zircon from fluvial and moraine sediments reveal sourcing from distinctive areas of the catchment. In general, the glacial advances eroded material from lower elevations, while the glacial outwash system carries material from higher elevations.
ContributorsSchultz, Mary Hannah (Author) / Hodges, Kip V (Thesis advisor) / Whipple, Kelin X (Committee member) / Semken, Steven (Committee member) / Heimsath, Arjun M (Committee member) / Till, Christy (Committee member) / Arizona State University (Publisher)
Created2017