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- All Subjects: Electrical Engineering
- Creators: Zhang, Junshan
Description
Large-scale integration of wind generation introduces planning and operational difficulties due to the intermittent and highly variable nature of wind. In particular, the generation from non-hydro renewable resources is inherently variable and often times difficult to predict. Integrating significant amounts of renewable generation, thus, presents a challenge to the power systems operators, requiring additional flexibility, which may incur a decrease of conventional generation capacity.
This research investigates the algorithms employing emerging computational advances in system operation policies that can improve the flexibility of the electricity industry. The focus of this study is on flexible operation policies for renewable generation, particularly wind generation. Specifically, distributional forecasts of windfarm generation are used to dispatch a “discounted” amount of the wind generation, leaving a reserve margin that can be used for reserve if needed. This study presents systematic mathematic formulations that allow the operator incorporate this flexibility into the operation optimization model to increase the benefits in the energy and reserve scheduling procedure. Incorporating this formulation into the dispatch optimization problem provides the operator with the ability of using forecasted probability distributions as well as the off-line generated policies to choose proper approaches for operating the system in real-time. Methods to generate such policies are discussed and a forecast-based approach for developing wind margin policies is presented. The impacts of incorporating such policies in the electricity market models are also investigated.
This research investigates the algorithms employing emerging computational advances in system operation policies that can improve the flexibility of the electricity industry. The focus of this study is on flexible operation policies for renewable generation, particularly wind generation. Specifically, distributional forecasts of windfarm generation are used to dispatch a “discounted” amount of the wind generation, leaving a reserve margin that can be used for reserve if needed. This study presents systematic mathematic formulations that allow the operator incorporate this flexibility into the operation optimization model to increase the benefits in the energy and reserve scheduling procedure. Incorporating this formulation into the dispatch optimization problem provides the operator with the ability of using forecasted probability distributions as well as the off-line generated policies to choose proper approaches for operating the system in real-time. Methods to generate such policies are discussed and a forecast-based approach for developing wind margin policies is presented. The impacts of incorporating such policies in the electricity market models are also investigated.
ContributorsHedayati Mehdiabadi, Mojgan (Author) / Zhang, Junshan (Thesis advisor) / Hedman, Kory (Thesis advisor) / Heydt, Gerald (Committee member) / Tepedelenlioğlu, Cihan (Committee member) / Arizona State University (Publisher)
Created2017
Description
This thesis proposes a policy to control the heating, ventilation and air conditioning (HVAC) systems in an industrial building. The policy designed in this thesis aims to minimize the electricity cost of a building while maintaining human comfort. Occupancy prediction and building thermal dynamics are utilized in the policy. Because every building has a power constraint, the policy balances different rooms' electricity needs and electricity price to allocate AC unit power for each room. In particular, energy costs are saved by reducing the system's power for times when the occupancy is low. Human comfort is preserved by restricting the temperature to a given range when the room occupancy is above a preset threshold. This thesis proposes a greedy policy, with provably good performance bound, to reduce costs for a building while maintaining overall comfort levels. The approximation ratio of the policy is developed and analyzed, demonstrating the effectiveness of this approach as compared to an ideal optimal policy.
ContributorsLi, Yangjun (Author) / Zhang, Junshan (Thesis advisor) / Zhang, Yanchao (Committee member) / Ying, Lei (Committee member) / Arizona State University (Publisher)
Created2017
Description
Dynamic spectrum access (DSA) has great potential to address worldwide spectrum shortage by enhancing spectrum efficiency. It allows unlicensed secondary users to access the under-utilized spectrum when the primary users are not transmitting. On the other hand, the open wireless medium subjects DSA systems to various security and privacy issues, which might hinder the practical deployment. This dissertation consists of two parts to discuss the potential challenges and solutions.
The first part consists of three chapters, with a focus on secondary-user authentication. Chapter One gives an overview of the challenges and existing solutions in spectrum-misuse detection. Chapter Two presents SpecGuard, the first crowdsourced spectrum-misuse detection framework for DSA systems. In SpecGuard, three novel schemes are proposed for embedding and detecting a spectrum permit at the physical layer. Chapter Three proposes SafeDSA, a novel PHY-based scheme utilizing temporal features for authenticating secondary users. In SafeDSA, the secondary user embeds his spectrum authorization into the cyclic prefix of each physical-layer symbol, which can be detected and authenticated by a verifier.
The second part also consists of three chapters, with a focus on crowdsourced spectrum sensing (CSS) with privacy consideration. CSS allows a spectrum sensing provider (SSP) to outsource the spectrum sensing to distributed mobile users. Without strong incentives and location-privacy protection in place, however, mobile users are reluctant to act as crowdsourcing workers for spectrum-sensing tasks. Chapter Four gives an overview of the challenges and existing solutions. Chapter Five presents PriCSS, where the SSP selects participants based on the exponential mechanism such that the participants' sensing cost, associated with their locations, are privacy-preserved. Chapter Six further proposes DPSense, a framework that allows the honest-but-curious SSP to select mobile users for executing spatiotemporal spectrum-sensing tasks without violating the location privacy of mobile users. By collecting perturbed location traces with differential privacy guarantee from participants, the SSP assigns spectrum-sensing tasks to participants with the consideration of both spatial and temporal factors.
Through theoretical analysis and simulations, the efficacy and effectiveness of the proposed schemes are validated.
The first part consists of three chapters, with a focus on secondary-user authentication. Chapter One gives an overview of the challenges and existing solutions in spectrum-misuse detection. Chapter Two presents SpecGuard, the first crowdsourced spectrum-misuse detection framework for DSA systems. In SpecGuard, three novel schemes are proposed for embedding and detecting a spectrum permit at the physical layer. Chapter Three proposes SafeDSA, a novel PHY-based scheme utilizing temporal features for authenticating secondary users. In SafeDSA, the secondary user embeds his spectrum authorization into the cyclic prefix of each physical-layer symbol, which can be detected and authenticated by a verifier.
The second part also consists of three chapters, with a focus on crowdsourced spectrum sensing (CSS) with privacy consideration. CSS allows a spectrum sensing provider (SSP) to outsource the spectrum sensing to distributed mobile users. Without strong incentives and location-privacy protection in place, however, mobile users are reluctant to act as crowdsourcing workers for spectrum-sensing tasks. Chapter Four gives an overview of the challenges and existing solutions. Chapter Five presents PriCSS, where the SSP selects participants based on the exponential mechanism such that the participants' sensing cost, associated with their locations, are privacy-preserved. Chapter Six further proposes DPSense, a framework that allows the honest-but-curious SSP to select mobile users for executing spatiotemporal spectrum-sensing tasks without violating the location privacy of mobile users. By collecting perturbed location traces with differential privacy guarantee from participants, the SSP assigns spectrum-sensing tasks to participants with the consideration of both spatial and temporal factors.
Through theoretical analysis and simulations, the efficacy and effectiveness of the proposed schemes are validated.
ContributorsJin, Xiaocong (Author) / Zhang, Yanchao (Thesis advisor) / Zhang, Junshan (Committee member) / Tepedelenlioğlu, Cihan (Committee member) / Ying, Lei (Committee member) / Arizona State University (Publisher)
Created2017
Description
Ethernet switching is provided to interconnect multiple Ethernets for the exchange of Ethernet data frames. Most Ethernet switches require data buffering and Ethernet signal regeneration at the switch which incur the problems of substantial signal processing, power consumption, and transmission delay. To solve these problems, a cross bar architecture switching system for 10GBASE-T Ethernet is proposed in this thesis. The switching system is considered as the first step of implementing a multi-stage interconnection network to achieve Terabit or Petabit switching. By routing customized headers in capsulated Ethernet frames in an out-of-band control method, the proposed switching system would transmit the original Ethernet frames with little processing, thereby makes the system appear as a simple physical medium for different hosts. The switching system is designed and performed by using CMOS technology.
ContributorsLuo, Haojun (Author) / Hui, Joseph (Thesis advisor) / Zhang, Junshan (Committee member) / Reisslein, Martin (Committee member) / Arizona State University (Publisher)
Created2010
Description
This dissertation builds a clear understanding of the role of information in wireless networks, and devises adaptive strategies to optimize the overall performance. The meaning of information ranges from channel
etwork states to the structure of the signal itself. Under the common thread of characterizing the role of information, this dissertation investigates opportunistic scheduling, relaying and multicast in wireless networks. To assess the role of channel state information, the problem of opportunistic distributed opportunistic scheduling (DOS) with incomplete information is considered for ad-hoc networks in which many links contend for the same channel using random access. The objective is to maximize the system throughput. In practice, link state information is noisy, and may result in throughput degradation. Therefore, refining the state information by additional probing can improve the throughput, but at the cost of further probing. Capitalizing on optimal stopping theory, the optimal scheduling policy is shown to be threshold-based and is characterized by either one or two thresholds, depending on network settings. To understand the benefits of side information in cooperative relaying scenarios, a basic model is explored for two-hop transmissions of two information flows which interfere with each other. While the first hop is a classical interference channel, the second hop can be treated as an interference channel with transmitter side information. Various cooperative relaying strategies are developed to enhance the achievable rate. In another context, a simple sensor network is considered, where a sensor node acts as a relay, and aids fusion center in detecting an event. Two relaying schemes are considered: analog relaying and digital relaying. Sufficient conditions are provided for the optimality of analog relaying over digital relaying in this network. To illustrate the role of information about the signal structure in joint source-channel coding, multicast of compressible signals over lossy channels is studied. The focus is on the network outage from the perspective of signal distortion across all receivers. Based on extreme value theory, the network outage is characterized in terms of key parameters. A new method using subblock network coding is devised, which prioritizes resource allocation based on the signal information structure.
etwork states to the structure of the signal itself. Under the common thread of characterizing the role of information, this dissertation investigates opportunistic scheduling, relaying and multicast in wireless networks. To assess the role of channel state information, the problem of opportunistic distributed opportunistic scheduling (DOS) with incomplete information is considered for ad-hoc networks in which many links contend for the same channel using random access. The objective is to maximize the system throughput. In practice, link state information is noisy, and may result in throughput degradation. Therefore, refining the state information by additional probing can improve the throughput, but at the cost of further probing. Capitalizing on optimal stopping theory, the optimal scheduling policy is shown to be threshold-based and is characterized by either one or two thresholds, depending on network settings. To understand the benefits of side information in cooperative relaying scenarios, a basic model is explored for two-hop transmissions of two information flows which interfere with each other. While the first hop is a classical interference channel, the second hop can be treated as an interference channel with transmitter side information. Various cooperative relaying strategies are developed to enhance the achievable rate. In another context, a simple sensor network is considered, where a sensor node acts as a relay, and aids fusion center in detecting an event. Two relaying schemes are considered: analog relaying and digital relaying. Sufficient conditions are provided for the optimality of analog relaying over digital relaying in this network. To illustrate the role of information about the signal structure in joint source-channel coding, multicast of compressible signals over lossy channels is studied. The focus is on the network outage from the perspective of signal distortion across all receivers. Based on extreme value theory, the network outage is characterized in terms of key parameters. A new method using subblock network coding is devised, which prioritizes resource allocation based on the signal information structure.
ContributorsPaataguppe Suryanarayan Bhat, Chandrashekhar Thejaswi (Author) / Zhang, Junshan (Thesis advisor) / Cochran, Douglas (Committee member) / Duman, Tolga (Committee member) / Hui, Yu (Committee member) / Taylor, Thomas (Committee member) / Arizona State University (Publisher)
Created2011
Description
Distributed inference has applications in fields as varied as source localization, evaluation of network quality, and remote monitoring of wildlife habitats. In this dissertation, distributed inference algorithms over multiple-access channels are considered. The performance of these algorithms and the effects of wireless communication channels on the performance are studied. In a first class of problems, distributed inference over fading Gaussian multiple-access channels with amplify-and-forward is considered. Sensors observe a phenomenon and transmit their observations using the amplify-and-forward scheme to a fusion center (FC). Distributed estimation is considered with a single antenna at the FC, where the performance is evaluated using the asymptotic variance of the estimator. The loss in performance due to varying assumptions on the limited amounts of channel information at the sensors is quantified. With multiple antennas at the FC, a distributed detection problem is also considered, where the error exponent is used to evaluate performance. It is shown that for zero-mean channels between the sensors and the FC when there is no channel information at the sensors, arbitrarily large gains in the error exponent can be obtained with sufficient increase in the number of antennas at the FC. In stark contrast, when there is channel information at the sensors, the gain in error exponent due to having multiple antennas at the FC is shown to be no more than a factor of 8/π for Rayleigh fading channels between the sensors and the FC, independent of the number of antennas at the FC, or correlation among noise samples across sensors. In a second class of problems, sensor observations are transmitted to the FC using constant-modulus phase modulation over Gaussian multiple-access-channels. The phase modulation scheme allows for constant transmit power and estimation of moments other than the mean with a single transmission from the sensors. Estimators are developed for the mean, variance and signal-to-noise ratio (SNR) of the sensor observations. The performance of these estimators is studied for different distributions of the observations. It is proved that the estimator of the mean is asymptotically efficient if and only if the distribution of the sensor observations is Gaussian.
ContributorsBanavar, Mahesh Krishna (Author) / Tepedelenlioğlu, Cihan (Thesis advisor) / Spanias, Andreas (Thesis advisor) / Papandreou-Suppappola, Antonia (Committee member) / Duman, Tolga (Committee member) / Zhang, Junshan (Committee member) / Arizona State University (Publisher)
Created2010
Description
Edge networks pose unique challenges for machine learning and network management. The primary objective of this dissertation is to study deep learning and adaptive control aspects of edge networks and to address some of the unique challenges therein. This dissertation explores four particular problems of interest at the intersection of edge intelligence, deep learning and network management. The first problem explores the learning of generative models in edge learning setting. Since the learning tasks in similar environments share model similarity, it is plausible to leverage pre-trained generative models from other edge nodes. Appealing to optimal transport theory tailored towards Wasserstein-1 generative adversarial networks, this part aims to develop a framework which systematically optimizes the generative model learning performance using local data at the edge node while exploiting the adaptive coalescence of pre-trained generative models from other nodes. In the second part, a many-to-one wireless architecture for federated learning at the network edge, where multiple edge devices collaboratively train a model using local data, is considered. The unreliable nature of wireless connectivity, togetherwith the constraints in computing resources at edge devices, dictates that the local updates at edge devices should be carefully crafted and compressed to match the wireless communication resources available and should work in concert with the receiver. Therefore, a Stochastic Gradient Descent based bandlimited coordinate descent algorithm is designed for such settings. The third part explores the adaptive traffic engineering algorithms in a dynamic network environment. The ages of traffic measurements exhibit significant variation due to asynchronization and random communication delays between routers and controllers. Inspired by the software defined networking architecture, a controller-assisted distributed routing scheme with recursive link weight reconfigurations, accounting for the impact of measurement ages and routing instability, is devised. The final part focuses on developing a federated learning based framework for traffic reshaping of electric vehicle (EV) charging. The absence of private EV owner information and scattered EV charging data among charging stations motivates the utilization of a federated learning approach. Federated learning algorithms are devised to minimize peak EV charging demand both spatially and temporarily, while maximizing the charging station profit.
ContributorsDedeoglu, Mehmet (Author) / Zhang, Junshan (Thesis advisor) / Kosut, Oliver (Committee member) / Zhang, Yanchao (Committee member) / Fan, Deliang (Committee member) / Arizona State University (Publisher)
Created2021
Description
The reliable operation of critical infrastructure systems is of significant importance to society. The power grid and the water distribution system are two critical infrastructure systems, each of which is facilitated by a cyber-based supervisory control and data acquisition (SCADA) system. Although critical infrastructure systems are interdependent with each other due to coupling (a power grid may be the electrical supply for a water distribution system), the corresponding SCADA systems operated independently and did not share information with each other. Modern critical infrastructure systems tend to cover a larger geographic area, indicating that a SCADA control station supervising a small area is far from meeting the demands.
In this thesis, the above-mentioned problem is addressed by building a middleware to facilitate reliable and flexible communications between two or more SCADA systems. Software Defined Networking (SDN), an emerging technology providing programmable networking, is introduced to assist the middleware. In traditional networks, network configurations required highly skilled personnel for configuring many network elements. However, SDN separates the control plane from the data plane, making network intelligence logically centralized, and leaving the forwarding switches with easy commands to follow. In this way, the underlying network infrastructures can be easily manipulated by programming, supporting the future dynamic network functions.
In this work, an SDN-assisted middleware is designed and implemented with open source platforms Open Network Operating System (ONOS) and Mininet, connecting the power grids emulator and water delivery and treatment system (WDTS) emulator EPANet. Since the focus of this work is on facilitating communications between dedicated networks, data transmissions in backbone networks are emulated. For the interfaces, a multithreaded communication module is developed. It not only enables real-time information exchange between two SCADA control centers but also supports multiple-to-multiple communications simultaneously. Human intervention is allowed in case of emergency.
SDN has many attractive benefits, however, there are still obstacles like high upgrade costs when implementing this technique. Therefore, rather than replace all the routers at once, incremental deployment of hybrid SDN networks consisting of both legacy routers and programmable SDN switches is adopted in this work. We emulate on the ratio of SDN deployment against the performance of the middleware and the results on the real dataset show that a higher fraction of SDN results in a higher reliability and flexibility of data transmissions. The middleware developed may contribute to the development of the next-generation SCADA systems.
In this thesis, the above-mentioned problem is addressed by building a middleware to facilitate reliable and flexible communications between two or more SCADA systems. Software Defined Networking (SDN), an emerging technology providing programmable networking, is introduced to assist the middleware. In traditional networks, network configurations required highly skilled personnel for configuring many network elements. However, SDN separates the control plane from the data plane, making network intelligence logically centralized, and leaving the forwarding switches with easy commands to follow. In this way, the underlying network infrastructures can be easily manipulated by programming, supporting the future dynamic network functions.
In this work, an SDN-assisted middleware is designed and implemented with open source platforms Open Network Operating System (ONOS) and Mininet, connecting the power grids emulator and water delivery and treatment system (WDTS) emulator EPANet. Since the focus of this work is on facilitating communications between dedicated networks, data transmissions in backbone networks are emulated. For the interfaces, a multithreaded communication module is developed. It not only enables real-time information exchange between two SCADA control centers but also supports multiple-to-multiple communications simultaneously. Human intervention is allowed in case of emergency.
SDN has many attractive benefits, however, there are still obstacles like high upgrade costs when implementing this technique. Therefore, rather than replace all the routers at once, incremental deployment of hybrid SDN networks consisting of both legacy routers and programmable SDN switches is adopted in this work. We emulate on the ratio of SDN deployment against the performance of the middleware and the results on the real dataset show that a higher fraction of SDN results in a higher reliability and flexibility of data transmissions. The middleware developed may contribute to the development of the next-generation SCADA systems.
ContributorsLiu, Beibei (Author) / Zhang, Junshan (Thesis advisor) / Kwan, Sau (Committee member) / Vittal, Vijay (Committee member) / Arizona State University (Publisher)
Created2018
Description
There has been a lot of work on the characterization of capacity and achievable rate regions, and rate region outer-bounds for various multi-user channels of interest. Parallel to the developed information theoretic results, practical codes have also been designed for some multi-user channels such as multiple access channels, broadcast channels and relay channels; however, interference channels have not received much attention and only a limited amount of work has been conducted on them. With this motivation, in this dissertation, design of practical and implementable channel codes is studied focusing on multi-user channels with special emphasis on interference channels; in particular, irregular low-density-parity-check codes are exploited for a variety of cases and trellis based codes for short block length designs are performed.
Novel code design approaches are first studied for the two-user Gaussian multiple access channel. Exploiting Gaussian mixture approximation, new methods are proposed wherein the optimized codes are shown to improve upon the available designs and off-the-shelf point-to-point codes applied to the multiple access channel scenario. The code design is then examined for the two-user Gaussian interference channel implementing the Han-Kobayashi encoding and decoding strategy. Compared with the point-to-point codes, the newly designed codes consistently offer better performance. Parallel to this work, code design is explored for the discrete memoryless interference channels wherein the channel inputs and outputs are taken from a finite alphabet and it is demonstrated that the designed codes are superior to the single user codes used with time sharing. Finally, the code design principles are also investigated for the two-user Gaussian interference channel employing trellis-based codes with short block lengths for the case of strong and mixed interference levels.
Novel code design approaches are first studied for the two-user Gaussian multiple access channel. Exploiting Gaussian mixture approximation, new methods are proposed wherein the optimized codes are shown to improve upon the available designs and off-the-shelf point-to-point codes applied to the multiple access channel scenario. The code design is then examined for the two-user Gaussian interference channel implementing the Han-Kobayashi encoding and decoding strategy. Compared with the point-to-point codes, the newly designed codes consistently offer better performance. Parallel to this work, code design is explored for the discrete memoryless interference channels wherein the channel inputs and outputs are taken from a finite alphabet and it is demonstrated that the designed codes are superior to the single user codes used with time sharing. Finally, the code design principles are also investigated for the two-user Gaussian interference channel employing trellis-based codes with short block lengths for the case of strong and mixed interference levels.
ContributorsSharifi, Shahrouz (Author) / Duman, Tolga M. (Thesis advisor) / Zhang, Junshan (Committee member) / Tepedelenlioğlu, Cihan (Committee member) / Reisslein, Martin (Committee member) / Arizona State University (Publisher)
Created2015
Description
The recent proposal of two-way relaying has attracted much attention due to its promising features for many practical scenarios. Hereby, two users communicate simultaneously in both directions to exchange their messages with the help of a relay node. This doctoral study investigates various aspects of two-way relaying. Specifically, the issue of asynchronism, lack of channel knowledge, transmission of correlated sources and multi-way relaying techniques involving multiple users are explored.
With the motivation of developing enabling techniques for two-way relay (TWR) channels experiencing excessive synchronization errors, two conceptually-different schemes are proposed to accommodate any relative misalignment between the signals received at any node. By designing a practical transmission/detection mechanism based on orthogonal frequency division multiplexing (OFDM), the proposed schemes perform significantly better than existing competing solutions. In a related direction, differential modulation is implemented for asynchronous TWR systems that lack the channel state information (CSI) knowledge. The challenge in this problem compared to the conventional point-to-point counterpart arises not only from the asynchrony but also from the existence of an interfering signal. Extensive numerical examples, supported by analytical work, are given to demonstrate the advantages of the proposed schemes.
Other important issues considered in this dissertation are related to the extension of the two-way relaying scheme to the multiple-user case, known as the multi-way relaying. First, a distributed source coding solution based on Slepian-Wolf coding is proposed to compress correlated messages close to the information theoretical limits in the context of multi-way relay (MWR) channels. Specifically, the syndrome approach based on low-density parity-check (LDPC) codes is implemented. A number of relaying strategies are considered for this problem offering a tradeoff between performance and complexity. The proposed solutions have shown significant improvements compared to the existing ones in terms of the achievable compression rates. On a different front, a novel approach to channel coding is proposed for the MWR channel based on the implementation of nested codes in a distributed manner. This approach ensures that each node decodes the messages of the other users without requiring complex operations at the relay, and at the same time, providing substantial benefits compared to the traditional routing solution.
With the motivation of developing enabling techniques for two-way relay (TWR) channels experiencing excessive synchronization errors, two conceptually-different schemes are proposed to accommodate any relative misalignment between the signals received at any node. By designing a practical transmission/detection mechanism based on orthogonal frequency division multiplexing (OFDM), the proposed schemes perform significantly better than existing competing solutions. In a related direction, differential modulation is implemented for asynchronous TWR systems that lack the channel state information (CSI) knowledge. The challenge in this problem compared to the conventional point-to-point counterpart arises not only from the asynchrony but also from the existence of an interfering signal. Extensive numerical examples, supported by analytical work, are given to demonstrate the advantages of the proposed schemes.
Other important issues considered in this dissertation are related to the extension of the two-way relaying scheme to the multiple-user case, known as the multi-way relaying. First, a distributed source coding solution based on Slepian-Wolf coding is proposed to compress correlated messages close to the information theoretical limits in the context of multi-way relay (MWR) channels. Specifically, the syndrome approach based on low-density parity-check (LDPC) codes is implemented. A number of relaying strategies are considered for this problem offering a tradeoff between performance and complexity. The proposed solutions have shown significant improvements compared to the existing ones in terms of the achievable compression rates. On a different front, a novel approach to channel coding is proposed for the MWR channel based on the implementation of nested codes in a distributed manner. This approach ensures that each node decodes the messages of the other users without requiring complex operations at the relay, and at the same time, providing substantial benefits compared to the traditional routing solution.
ContributorsSalīm, Aḥmad (Author) / Duman, Tolga M. (Thesis advisor) / Papandreou-Suppappola, Antonia (Committee member) / Tepedelenlioğlu, Cihan (Committee member) / Zhang, Junshan (Committee member) / Arizona State University (Publisher)
Created2015