This collection includes both ASU Theses and Dissertations, submitted by graduate students, and the Barrett, Honors College theses submitted by undergraduate students. 

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The omnipresent data, growing number of network devices, and evolving attack techniques have been challenging organizations’ security defenses over the past decade. With humongous volumes of logs generated by those network devices, looking for patterns of malicious activities and identifying them in time is growing beyond the capabilities of their

The omnipresent data, growing number of network devices, and evolving attack techniques have been challenging organizations’ security defenses over the past decade. With humongous volumes of logs generated by those network devices, looking for patterns of malicious activities and identifying them in time is growing beyond the capabilities of their defense systems. Deep Learning, a subset of Machine Learning (ML) and Artificial Intelligence (AI), fills in this gapwith its ability to learn from huge amounts of data, and improve its performance as the data it learns from increases. In this dissertation, I bring forward security issues pertaining to two top threats that most organizations fear, Advanced Persistent Threat (APT), and Distributed Denial of Service (DDoS), along with deep learning models built towards addressing those security issues. First, I present a deep learning model, APT Detection, capable of detecting anomalous activities in a system. Evaluation of this model demonstrates how it can contribute to early detection of an APT attack with an Area Under the Curve (AUC) of up to 91% on a Receiver Operating Characteristic (ROC) curve. Second, I present DAPT2020, a first of its kind dataset capturing an APT attack exploiting web and system vulnerabilities in an emulated organization’s production network. Evaluation of the dataset using well known machine learning models demonstrates the need for better deep learning models to detect APT attacks. I then present DAPT2021, a semi-synthetic dataset capturing an APT attackexploiting human vulnerabilities, alongside 2 less skilled attacks. By emulating the normal behavior of the employees in a set target organization, DAPT2021 has been created to enable researchers study the causations and correlations among the captured data, a much-needed information to detect an underlying threat early. Finally, I present a distributed defense framework, SmartDefense, that can detect and mitigate over 90% of DDoS traffic at the source and over 97.5% of the remaining DDoS traffic at the Internet Service Provider’s (ISP’s) edge network. Evaluation of this work shows how by using attributes sent by customer edge network, SmartDefense can further help ISPs prevent up to 51.95% of the DDoS traffic from going to the destination.
ContributorsMyneni, Sowmya (Author) / Xue, Guoliang (Thesis advisor) / Doupe, Adam (Committee member) / Li, Baoxin (Committee member) / Baral, Chitta (Committee member) / Arizona State University (Publisher)
Created2022
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Description
Machine learning has demonstrated great potential across a wide range of applications such as computer vision, robotics, speech recognition, drug discovery, material science, and physics simulation. Despite its current success, however, there are still two major challenges for machine learning algorithms: limited robustness and generalizability.

The robustness of a neural network

Machine learning has demonstrated great potential across a wide range of applications such as computer vision, robotics, speech recognition, drug discovery, material science, and physics simulation. Despite its current success, however, there are still two major challenges for machine learning algorithms: limited robustness and generalizability.

The robustness of a neural network is defined as the stability of the network output under small input perturbations. It has been shown that neural networks are very sensitive to input perturbations, and the prediction from convolutional neural networks can be totally different for input images that are visually indistinguishable to human eyes. Based on such property, hackers can reversely engineer the input to trick machine learning systems in targeted ways. These adversarial attacks have shown to be surprisingly effective, which has raised serious concerns over safety-critical applications like autonomous driving. In the meantime, many established defense mechanisms have shown to be vulnerable under more advanced attacks proposed later, and how to improve the robustness of neural networks is still an open question.

The generalizability of neural networks refers to the ability of networks to perform well on unseen data rather than just the data that they were trained on. Neural networks often fail to carry out reliable generalizations when the testing data is of different distribution compared with the training one, which will make autonomous driving systems risky under new environment. The generalizability of neural networks can also be limited whenever there is a scarcity of training data, while it can be expensive to acquire large datasets either experimentally or numerically for engineering applications, such as material and chemical design.

In this dissertation, we are thus motivated to improve the robustness and generalizability of neural networks. Firstly, unlike traditional bottom-up classifiers, we use a pre-trained generative model to perform top-down reasoning and infer the label information. The proposed generative classifier has shown to be promising in handling input distribution shifts. Secondly, we focus on improving the network robustness and propose an extension to adversarial training by considering the transformation invariance. Proposed method improves the robustness over state-of-the-art methods by 2.5% on MNIST and 3.7% on CIFAR-10. Thirdly, we focus on designing networks that generalize well at predicting physics response. Our physics prior knowledge is used to guide the designing of the network architecture, which enables efficient learning and inference. Proposed network is able to generalize well even when it is trained with a single image pair.
ContributorsYao, Houpu (Author) / Ren, Yi (Thesis advisor) / Liu, Yongming (Committee member) / Li, Baoxin (Committee member) / Yang, Yezhou (Committee member) / Marvi, Hamidreza (Committee member) / Arizona State University (Publisher)
Created2019