This collection includes both ASU Theses and Dissertations, submitted by graduate students, and the Barrett, Honors College theses submitted by undergraduate students. 

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Description
Machine learning models and in specific, neural networks, are well known for being inscrutable in nature. From image classification tasks and generative techniques for data augmentation, to general purpose natural language models, neural networks are currently the algorithm of preference that is riding the top of the current artificial intelligence

Machine learning models and in specific, neural networks, are well known for being inscrutable in nature. From image classification tasks and generative techniques for data augmentation, to general purpose natural language models, neural networks are currently the algorithm of preference that is riding the top of the current artificial intelligence (AI) wave, having experienced the greatest boost in popularity above any other machine learning solution. However, due to their inscrutable design based on the optimization of millions of parameters, it is ever so complex to understand how their decision is influenced nor why (and when) they fail. While some works aim at explaining neural network decisions or making systems to be inherently interpretable the great majority of state of the art machine learning works prioritize performance over interpretability effectively becoming black boxes. Hence, there is still uncertainty in the decision boundaries of these already deployed solutions whose predictions should still be analyzed and taken with care. This becomes even more important when these models are used on sensitive scenarios such as medicine, criminal justice, settings with native inherent social biases or where egregious mispredictions can negatively impact the system or human trust down the line. Thus, the aim of this work is to provide a comprehensive analysis on the failure modes of the state of the art neural networks from three domains: large image classifiers and their misclassifications, generative adversarial networks when used for data augmentation and transformer networks applied to structured representations and reasoning about actions and change.
ContributorsOlmo Hernandez, Alberto (Author) / Kambhampati, Subbarao (Thesis advisor) / Liu, Huan (Committee member) / Li, Baoxin (Committee member) / Sengupta, Sailik (Committee member) / Arizona State University (Publisher)
Created2022
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Description
Beta-Amyloid(Aβ) plaques and tau protein tangles in the brain are now widely recognized as the defining hallmarks of Alzheimer’s disease (AD), followed by structural atrophy detectable on brain magnetic resonance imaging (MRI) scans. However, current methods to detect Aβ/tau pathology are either invasive (lumbar puncture) or quite costly and not

Beta-Amyloid(Aβ) plaques and tau protein tangles in the brain are now widely recognized as the defining hallmarks of Alzheimer’s disease (AD), followed by structural atrophy detectable on brain magnetic resonance imaging (MRI) scans. However, current methods to detect Aβ/tau pathology are either invasive (lumbar puncture) or quite costly and not widely available (positron emission tomography (PET)). And one of the particular neurodegenerative regions is the hippocampus to which the influence of Aβ/tau on has been one of the research projects focuses in the AD pathophysiological progress. In this dissertation, I proposed three novel machine learning and statistical models to examine subtle aspects of the hippocampal morphometry from MRI that are associated with Aβ /tau burden in the brain, measured using PET images. The first model is a novel unsupervised feature reduction model to generate a low-dimensional representation of hippocampal morphometry for each individual subject, which has superior performance in predicting Aβ/tau burden in the brain. The second one is an efficient federated group lasso model to identify the hippocampal subregions where atrophy is strongly associated with abnormal Aβ/Tau. The last one is a federated model for imaging genetics, which can identify genetic and transcriptomic influences on hippocampal morphometry. Finally, I stated the results of these three models that have been published or submitted to peer-reviewed conferences and journals.
ContributorsWu, Jianfeng (Author) / Wang, Yalin (Thesis advisor) / Li, Baoxin (Committee member) / Liang, Jianming (Committee member) / Wang, Junwen (Committee member) / Wu, Teresa (Committee member) / Arizona State University (Publisher)
Created2022
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Description
Social networking platforms have redefined communication, serving as conduits forswift global information dissemination on contemporary topics and trends. This research probes information cascade (IC) dynamics, focusing on viral IC, where user-shared information gains rapid, widespread attention. Implications of IC span advertising, persuasion, opinion-shaping, and crisis response. First, this dissertation aims to unravel the context

Social networking platforms have redefined communication, serving as conduits forswift global information dissemination on contemporary topics and trends. This research probes information cascade (IC) dynamics, focusing on viral IC, where user-shared information gains rapid, widespread attention. Implications of IC span advertising, persuasion, opinion-shaping, and crisis response. First, this dissertation aims to unravel the context behind viral content, particularly in the realm of the digital world, introducing a semi-supervised taxonomy induction framework (STIF). STIF employs state-of-the-art term representation, topical phrase detection, and clustering to organize terms into a two-level topic taxonomy. Social scientists then assess the topic clusters for coherence and completeness. STIF proves effective, significantly reducing human coding efforts (up to 74%) while accurately inducing taxonomies and term-to-topic mappings due to the high purity of its topics. Second, to profile the drivers of virality, this study investigates messaging strategies influencing message virality. Three content-based hypotheses are formulated and tested, demonstrating that incorporation of “negativity bias,” “causal arguments,” and “threats to personal or societal core values” - singularly and jointly - significantly enhances message virality on social media, quantified by retweet counts. Furthermore, the study highlights framing narratives’ pivotal role in shaping discourse, particularly in adversarial campaigns. An innovative pipeline for automatic framing detection is introduced, and tested on a collection of texts on the Russia-Ukraine conflict. Integrating representation learning, overlapping graph-clustering, and a unique Topic Actor Graph (TAG) synthesis method, the study achieves remarkable framing detection accuracy. The developed scoring mechanism maps sentences to automatically detect framing signatures. This pipeline attains an impressive F1 score of 92% and a 95% weighted accuracy for framing detection on a real-world dataset. In essence, this dissertation focuses on the multidimensional exploration of information cascade, uncovering the context and drivers of content virality, and automating framing detection. Through innovative methodologies like STIF, messaging strategy analysis, and TAG Frames, the research contributes valuable insights into the mechanics of viral content spread and framing nuances within the digital landscape, enriching fields such as advertisement, communication, public discourse, and crisis response strategies.
ContributorsMousavi, Maryam (Author) / Davulcu, Hasan HD (Thesis advisor) / Li, Baoxin (Committee member) / Corman, Steven (Committee member) / McDaniel, Troy (Committee member) / Arizona State University (Publisher)
Created2023
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Description
One of the challenges in Artificial Intelligence (AI) is to integrate fast, automatic, and intuitive System-1 thinking with slow, deliberate, and logical System-2 thinking. While deep learning approaches excel at perception tasks for System-1, their reasoning capabilities for System-2 are limited. Besides, deep learning approaches are usually data-hungry, hard to

One of the challenges in Artificial Intelligence (AI) is to integrate fast, automatic, and intuitive System-1 thinking with slow, deliberate, and logical System-2 thinking. While deep learning approaches excel at perception tasks for System-1, their reasoning capabilities for System-2 are limited. Besides, deep learning approaches are usually data-hungry, hard to make use of explicit knowledge, and struggling with interpretability and justification. This dissertation presents three neuro-symbolic AI approaches that integrate neural networks (NNs) with symbolic AI methods to address these issues. The first approach presented in this dissertation is NeurASP, which combines NNs with Answer Set Programming (ASP), a logic programming formalism. NeurASP provides an effective way to integrate sub-symbolic and symbolic computation by treating NN outputs as probability distributions over atomic facts in ASP. The explicit knowledge encoded in ASP corrects mistakes in NN outputs and allows for better training with less data. To avoid NeurASP's bottleneck in symbolic computation, this dissertation presents a Constraint Loss via Straight-Through Estimators (CL-STE). CL-STE provides a systematic way to compile discrete logical constraints into a loss function over discretized NN outputs and scales significantly better than state-of-the-art neuro-symbolic methods. This dissertation also presents a finding when CL-STE was applied to Transformers. Transformers can be extended with recurrence to enhance its power for multi-step reasoning. Such Recurrent Transformer can straightforwardly be applied to visual constraint reasoning problems while successfully addressing the symbol grounding problem. Lastly, this dissertation addresses the limitation of pre-trained Large Language Models (LLMs) on multi-step logical reasoning problems with a dual-process neuro-symbolic reasoning system called LLM+ASP, where an LLM (e.g., GPT-3) serves as a highly effective few-shot semantic parser that turns natural language sentences into a logical form that can be used as input to ASP. LLM+ASP achieves state-of-the-art performance on several textual reasoning benchmarks and can handle robot planning tasks that an LLM alone fails to solve.
ContributorsYang, Zhun (Author) / Lee, Joohyung (Thesis advisor) / Baral, Chitta (Committee member) / Li, Baoxin (Committee member) / Yang, Yezhou (Committee member) / Arizona State University (Publisher)
Created2023
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Description
As people begin to live longer and the population shifts to having more olderadults on Earth than young children, radical solutions will be needed to ease the burden on society. It will be essential to develop technology that can age with the individual. One solution is to keep older adults in their

As people begin to live longer and the population shifts to having more olderadults on Earth than young children, radical solutions will be needed to ease the burden on society. It will be essential to develop technology that can age with the individual. One solution is to keep older adults in their homes longer through smart home and smart living technology, allowing them to age in place. People have many choices when choosing where to age in place, including their own homes, assisted living facilities, nursing homes, or family members. No matter where people choose to age, they may face isolation and financial hardships. It is crucial to keep finances in mind when developing Smart Home technology. Smart home technologies seek to allow individuals to stay inside their homes for as long as possible, yet little work looks at how we can use technology in different life stages. Robots are poised to impact society and ease burns at home and in the workforce. Special attention has been given to social robots to ease isolation. As social robots become accepted into society, researchers need to understand how these robots should mimic natural conversation. My work attempts to answer this question within social robotics by investigating how to make conversational robots natural and reciprocal. I investigated this through a 2x2 Wizard of Oz between-subjects user study. The study lasted four months, testing four different levels of interactivity with the robot. None of the levels were significantly different from the others, an unexpected result. I then investigated the robot’s personality, the participant’s trust, and the participant’s acceptance of the robot and how that influenced the study.
ContributorsMiller, Jordan (Author) / McDaniel, Troy (Thesis advisor) / Michael, Katina (Committee member) / Cooke, Nancy (Committee member) / Bryan, Chris (Committee member) / Li, Baoxin (Committee member) / Arizona State University (Publisher)
Created2022
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Description
Federated Learning (FL) is envisaged to be a promising solution for collaboratively training a machine learning model while keeping the training data decentralized and private. Instead of sharing raw data to the central entity, the participating client devices share focused updates for aggregation to ensure global convergence of the model.

Federated Learning (FL) is envisaged to be a promising solution for collaboratively training a machine learning model while keeping the training data decentralized and private. Instead of sharing raw data to the central entity, the participating client devices share focused updates for aggregation to ensure global convergence of the model. Owing to the shortcomings of manually handcrafted neural network architectures, the research community is striving to develop Neural Architecture Search (NAS) approaches to automatically search for optimal networks that fit the clients’ data. Despite the inaccessibility of clients’ data in an FL setting, the federated NAS literature has recently witnessed great progress to apply these NAS techniques to an FL setting. However, one of the key bottlenecks of Federated Learning is the cost of communication between clients and the server, and the state-of-the-art federated NAS techniques search for networks with millions of parameters that require several rounds of communication to find the optimal weight parameters. Also, deploying a network having millions of parameters on edge devices (which are the typical participants in an FL process) is infeasible due to its computational limitations and increased latency. Thus, this work proposes Weight-Agnostic Federated Neural Architecture Search (WFNAS), a novel evolutionary framework to search for well-performing and minimally connected weight-agnostic network architectures in an FL setting. As the connectivity of the networks themselves is the solution, there is no need for weight training and hyperparameter tuning, reducing the communication overhead significantly. The experiments indicate a gain of nearly 40% for orthogonal (vertical FL) data distributions compared to local training. This work is the first federated NAS technique in the literature for vertical FL. Although the experiments are performed in a resource-constrained environment, the aim of this thesis is to show a new direction of research to the FL community.
ContributorsThakkar, Om (Author) / Bazzi, Rida (Thesis advisor) / Li, Baoxin (Committee member) / Zhang, Yu (Committee member) / Arizona State University (Publisher)
Created2021
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Description
The rapid growth of Internet-of-things (IoT) and artificial intelligence applications have called forth a new computing paradigm--edge computing. Edge computing applications, such as video surveillance, autonomous driving, and augmented reality, are highly computationally intensive and require real-time processing. Current edge systems are typically based on commodity general-purpose hardware such as

The rapid growth of Internet-of-things (IoT) and artificial intelligence applications have called forth a new computing paradigm--edge computing. Edge computing applications, such as video surveillance, autonomous driving, and augmented reality, are highly computationally intensive and require real-time processing. Current edge systems are typically based on commodity general-purpose hardware such as Central Processing Units (CPUs) and Graphical Processing Units (GPUs) , which are mainly designed for large, non-time-sensitive jobs in the cloud and do not match the needs of the edge workloads. Also, these systems are usually power hungry and are not suitable for resource-constrained edge deployments. Such application-hardware mismatch calls forth a new computing backbone to support the high-bandwidth, low-latency, and energy-efficient requirements. Also, the new system should be able to support a variety of edge applications with different characteristics. This thesis addresses the above challenges by studying the use of Field Programmable Gate Array (FPGA) -based computing systems for accelerating the edge workloads, from three critical angles. First, it investigates the feasibility of FPGAs for edge computing, in comparison to conventional CPUs and GPUs. Second, it studies the acceleration of common algorithmic characteristics, identified as loop patterns, using FPGAs, and develops a benchmark tool for analyzing the performance of these patterns on different accelerators. Third, it designs a new edge computing platform using multiple clustered FPGAs to provide high-bandwidth and low-latency acceleration of convolutional neural networks (CNNs) widely used in edge applications. Finally, it studies the acceleration of the emerging neural networks, randomly-wired neural networks, on the multi-FPGA platform. The experimental results from this work show that the new generation of workloads requires rethinking the current edge-computing architecture. First, through the acceleration of common loops, it demonstrates that FPGAs can outperform GPUs in specific loops types up to 14 times. Second, it shows the linear scalability of multi-FPGA platforms in accelerating neural networks. Third, it demonstrates the superiority of the new scheduler to optimally place randomly-wired neural networks on multi-FPGA platforms with 81.1 times better throughput than the available scheduling mechanisms.
ContributorsBiookaghazadeh, Saman (Author) / Zhao, Ming (Thesis advisor) / Ren, Fengbo (Thesis advisor) / Li, Baoxin (Committee member) / Seo, Jae-Sun (Committee member) / Arizona State University (Publisher)
Created2021
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Description
Applications over a gesture-based human-computer interface (HCI) require a new user login method with gestures because it does not have traditional input devices. For example, a user may be asked to verify the identity to unlock a device in a mobile or wearable platform, or sign in to a virtual

Applications over a gesture-based human-computer interface (HCI) require a new user login method with gestures because it does not have traditional input devices. For example, a user may be asked to verify the identity to unlock a device in a mobile or wearable platform, or sign in to a virtual site over a Virtual Reality (VR) or Augmented Reality (AR) headset, where no physical keyboard or touchscreen is available. This dissertation presents a unified user login framework and an identity input method using 3D In-Air-Handwriting (IAHW), where a user can log in to a virtual site by writing a passcode in the air very fast like a signature. The presented research contains multiple tasks that span motion signal modeling, user authentication, user identification, template protection, and a thorough evaluation in both security and usability. The results of this research show around 0.1% to 3% Equal Error Rate (EER) in user authentication in different conditions as well as 93% accuracy in user identification, on a dataset with over 100 users and two types of gesture input devices. Besides, current research in this area is severely limited by the availability of the gesture input device, datasets, and software tools. This study provides an infrastructure for IAHW research with an open-source library and open datasets of more than 100K IAHW hand movement signals. Additionally, the proposed user identity input method can be extended to a general word input method for both English and Chinese using limited training data. Hence, this dissertation can help the research community in both cybersecurity and HCI to explore IAHW as a new direction, and potentially pave the way to practical adoption of such technologies in the future.
ContributorsLu, Duo (Author) / Huang, Dijiang (Thesis advisor) / Li, Baoxin (Committee member) / Zhang, Junshan (Committee member) / Yang, Yezhou (Committee member) / Arizona State University (Publisher)
Created2021
Description
Graph matching is a fundamental but notoriously difficult problem due to its NP-hard nature, and serves as a cornerstone for a series of applications in machine learning and computer vision, such as image matching, dynamic routing, drug design, to name a few. Although there has been massive previous investigation on

Graph matching is a fundamental but notoriously difficult problem due to its NP-hard nature, and serves as a cornerstone for a series of applications in machine learning and computer vision, such as image matching, dynamic routing, drug design, to name a few. Although there has been massive previous investigation on high-performance graph matching solvers, it still remains a challenging task to tackle the matching problem under real-world scenarios with severe graph uncertainty (e.g., noise, outlier, misleading or ambiguous link).In this dissertation, a main focus is to investigate the essence and propose solutions to graph matching with higher reliability under such uncertainty. To this end, the proposed research was conducted taking into account three perspectives related to reliable graph matching: modeling, optimization and learning. For modeling, graph matching is extended from typical quadratic assignment problem to a more generic mathematical model by introducing a specific family of separable function, achieving higher capacity and reliability. In terms of optimization, a novel high gradient-efficient determinant-based regularization technique is proposed in this research, showing high robustness against outliers. Then learning paradigm for graph matching under intrinsic combinatorial characteristics is explored. First, a study is conducted on the way of filling the gap between discrete problem and its continuous approximation under a deep learning framework. Then this dissertation continues to investigate the necessity of more reliable latent topology of graphs for matching, and propose an effective and flexible framework to obtain it. Coherent findings in this dissertation include theoretical study and several novel algorithms, with rich experiments demonstrating the effectiveness.
ContributorsYu, Tianshu (Author) / Li, Baoxin (Thesis advisor) / Wang, Yalin (Committee member) / Yang, Yezhou (Committee member) / Yang, Yingzhen (Committee member) / Arizona State University (Publisher)
Created2021
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Description
Graph matching is a fundamental but notoriously difficult problem due to its NP-hard nature, and serves as a cornerstone for a series of applications in machine learning and computer vision, such as image matching, dynamic routing, drug design, to name a few. Although there has been massive previous investigation on

Graph matching is a fundamental but notoriously difficult problem due to its NP-hard nature, and serves as a cornerstone for a series of applications in machine learning and computer vision, such as image matching, dynamic routing, drug design, to name a few. Although there has been massive previous investigation on high-performance graph matching solvers, it still remains a challenging task to tackle the matching problem under real-world scenarios with severe graph uncertainty (e.g., noise, outlier, misleading or ambiguous link).In this dissertation, a main focus is to investigate the essence and propose solutions to graph matching with higher reliability under such uncertainty. To this end, the proposed research was conducted taking into account three perspectives related to reliable graph matching: modeling, optimization and learning. For modeling, graph matching is extended from typical quadratic assignment problem to a more generic mathematical model by introducing a specific family of separable function, achieving higher capacity and reliability. In terms of optimization, a novel high gradient-efficient determinant-based regularization technique is proposed in this research, showing high robustness against outliers. Then learning paradigm for graph matching under intrinsic combinatorial characteristics is explored. First, a study is conducted on the way of filling the gap between discrete problem and its continuous approximation under a deep learning framework. Then this dissertation continues to investigate the necessity of more reliable latent topology of graphs for matching, and propose an effective and flexible framework to obtain it. Coherent findings in this dissertation include theoretical study and several novel algorithms, with rich experiments demonstrating the effectiveness.
ContributorsYu, Tianshu (Author) / Li, Baoxin (Thesis advisor) / Wang, Yalin (Committee member) / Yang, Yezhou (Committee member) / Yang, Yingzhen (Committee member) / Arizona State University (Publisher)
Created2021