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This mixed-methods research study examined the level of collective action that is occurring among non-governmental organizations (NGOs) working in maternal and child health in Haiti. This study takes the view that health, and by extension, maternal and child health, is a global public good; global public goods are most efficiently

This mixed-methods research study examined the level of collective action that is occurring among non-governmental organizations (NGOs) working in maternal and child health in Haiti. This study takes the view that health, and by extension, maternal and child health, is a global public good; global public goods are most efficiently provided by the means of collective action. Therefore, to the extent that maternal and child health services are provided efficiently in Haiti, collective action should be occurring.

This study utilized a semi-structured interview approach to gather both qualitative and quantitative data. A total of 17 participants who were managers or executives of NGOs working in maternal and child health in Haiti were interviewed. The interviews also gathered quantitative data that characterized types of cooperation that were occurring among NGOs. The qualitative data that were collected in these interviews were analyzed using thematic analysis, and quantitative data were analyzed using social network analysis. The findings concluded that while there is cooperation occurring among NGOs in Haiti, the cooperation levels are low, networks are not very dense and there is overall general consensus that more cooperation is needed
ContributorsMcCool, Sarah (Author) / Gaughan, Monica (Thesis advisor) / Wutich, Amber (Committee member) / York, Abigail (Committee member) / Arizona State University (Publisher)
Created2017
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This dissertation examines cultural understandings and lived realities of entrepreneurship across South Africa’s economic landscape, comparing the experiences of Cape Town’s Black entrepreneurs in under-resourced townships to those of White entrepreneurs in the wealthy, high finance business district. Based on 13 months of participant observation and interviews with 60 entrepreneurs,

This dissertation examines cultural understandings and lived realities of entrepreneurship across South Africa’s economic landscape, comparing the experiences of Cape Town’s Black entrepreneurs in under-resourced townships to those of White entrepreneurs in the wealthy, high finance business district. Based on 13 months of participant observation and interviews with 60 entrepreneurs, I find major differences between these groups of entrepreneurs, which I explain in three independent analyses that together form this dissertation. The first analysis examines the entrepreneurial motivations of Black entrepreneurs in Khayelitsha, Cape Town’s largest township. This analysis gives insight into expressed cultural values of entrepreneurship beyond a priori neoliberal analytical frameworks. The second analysis compares the material resources that Black entrepreneurs in Khayelitsha and White entrepreneurs in downtown Cape Town require for their businesses, and the mechanisms through which they secure these resources. This analysis demonstrates how historical structures of economic inequality affect entrepreneurial strategies. The third analysis assesses the non-material obstacles and challenges that both Black entrepreneurs in Khayelitsha and White entrepreneurs in wealthy areas of downtown Cape Town face in initiating their business ventures. This analysis highlights the importance of cultural capital to entrepreneurship and explains how non-material obstacles differ for entrepreneurs in different positions of societal power. Taken together, my findings contribute to two long-established lines of anthropological scholarship on entrepreneurship: (1) the moral values and understandings of entrepreneurship, and (2) the strategies and practices of entrepreneurship. I demonstrate the need to expand anthropological understandings of entrepreneurship to better theorize diverse economies, localized understandings and values of entrepreneurship, and the relationship of entrepreneurship to notions of economic justice. Yet, through comparative analysis I also demonstrate that diverse and localized values of entrepreneurship must be considered within the context of societal power structures; such context allows scholars to assess if and how diverse entrepreneurial values have the potential to make broad-scale social and/or cultural change. As such, I argue for the importance of putting these two streams of anthropological research into conversation with one another in order to gain a more holistic understanding of the relationship between the cultural meanings and the practices of entrepreneurship.
ContributorsBeresford, Melissa (Author) / Wutich, Amber (Thesis advisor) / Bernard, H. Russell (Committee member) / Tsuda, Takeyuki (Committee member) / York, Abigail (Committee member) / Arizona State University (Publisher)
Created2018
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Description
Design is a fundamental human activity through which we attempt to navigate and manipulate the world around us for our survival, pleasure, and benefit. As human society has evolved, so too has the complexity and impact of our design activities on the environment. Now clearly intertwined as a complex social-ecological

Design is a fundamental human activity through which we attempt to navigate and manipulate the world around us for our survival, pleasure, and benefit. As human society has evolved, so too has the complexity and impact of our design activities on the environment. Now clearly intertwined as a complex social-ecological system at the global scale, we struggle in our ability to understand, design, implement, and manage solutions to complex global issues such as climate change, water scarcity, food security, and natural disasters. Some have asserted that this is because complex adaptive systems, like these, are moving targets that are only partially designed and partially emergent and self-organizing. Furthermore, these types of systems are difficult to understand and control due to the inherent dynamics of "wicked problems", such as: uncertainty, social dilemmas, inequities, and trade-offs involving multiple feedback loops that sometimes cause both the problems and their potential solutions to shift and evolve together. These problems do not, however, negate our collective need to effectively design, produce, and implement strategies that allow us to appropriate, distribute, manage and sustain the resources on which we depend. Design, however, is not well understood in the context of complex adaptive systems involving common-pool resources. In addition, the relationship between our attempts at control and performance at the system-level over time is not well understood either. This research contributes to our understanding of design in common-pool resource systems by using a multi-methods approach to investigate longitudinal data on an innovative participatory design intervention implemented in nineteen small-scale, farmer-managed irrigation systems in the Indrawati River Basin of Nepal over the last three decades. The intervention was intended as an experiment in using participatory planning, design and construction processes to increase food security and strengthen the self-sufficiency and self-governing capacity of resource user groups within the poorest district in Nepal. This work is the first time that theories of participatory design-processes have been empirically tested against longitudinal data on a number of small-scale, locally managed common-pool resource systems. It clarifies and helps to develop a theory of design in this setting for both scientific and practical purposes.
ContributorsRatajczyk, Elicia Beth (Author) / Anderies, John M (Thesis advisor) / York, Abigail (Committee member) / Shivakoti, Ganesh P (Committee member) / Arizona State University (Publisher)
Created2018
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Water scarcity in the Western United States has been the focus of recent policy discussion. Researchers and policymakers agree that the implications of water scarcity are severe and widespread, and as such have stressed the importance of addressing water allocation in the short term and long term. However, this urgency

Water scarcity in the Western United States has been the focus of recent policy discussion. Researchers and policymakers agree that the implications of water scarcity are severe and widespread, and as such have stressed the importance of addressing water allocation in the short term and long term. However, this urgency has led to some short-term solutions, like rotational fallowing, being implemented without evaluation, or some long-term solutions, like re-structuring of rights, being suggested without precedent. This dissertation aims at reducing the gap between proposed solutions, existing data, and program evaluation by developing and analyzing two novel datasets useful for causal identification, evaluating both a long-term and short-term approach to water scarcity with these data, and finally demonstrating the ability of overlapping institutions to respond to increasing weather variability. Chapter 1 evaluates a short-term approach, rotational fallowing, and identifies the impact of this approach on water savings. Chapter 2 develops novel trade panel data and exploits the only share-based water market in the US: the Colorado-Big Thompson Project. This chapter compares trade and crop choice outside of the CBT, to those same outcomes within the CBT, and identifies the differences. Chapter 3 expands on crop choice within the CBT and identifies the extent to which overlapping institutions can mediate weather variability compared to prior appropriation.
ContributorsWright, Katherine (Author) / Leonard, Bryan (Thesis advisor) / Abbott, Joshua (Committee member) / York, Abigail (Committee member) / Arizona State University (Publisher)
Created2023
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Plastics are an emerging issue in aquatic ecosystems due to their slow degradation and ability to fragment into smaller more mobile parts. Concluding this process, plastics <5mm are categorized as Microplastics, MPs. Currently, the majority of MP studies bring attention to marine pollution and the impacts that follow. However, it

Plastics are an emerging issue in aquatic ecosystems due to their slow degradation and ability to fragment into smaller more mobile parts. Concluding this process, plastics <5mm are categorized as Microplastics, MPs. Currently, the majority of MP studies bring attention to marine pollution and the impacts that follow. However, it remains a high priority to understand how MPs move through urban aquatic environments, and the impacts this may have for surrounding urban ecosystems. Little is known about how MPs move through tertiary treated wastewater plants, such as constructed wetlands, and how much, if any, remain trapped in abiotic and biotic material such as soil or plant life, respectively. An analysis of MP distribution using Tres Rios, a tertiary wastewater treatment wetland, as the study site may help to shed light on the source-occurrences of MPs. Microplastics extraction was performed on soil, plant, and water samples that were collected along major access points within the system with emphasis on inflow and outflow. The inflow of the wetland receives between 246-398 MPs/L vs the outflow of 90-199 MPs/L. Tres Rios soil concentrations ranged between 1,017-10,100 per kg and 133-700 MPs per kg in sampled vegetation throughout the wetland. The distribution of soil and vegetation samples differed throughout Tres Rios, as soil sampled exhibited higher quantities towards inflow site and vegetation MP occurrences were increased throughout the middle of the system. Additionally, this study aimed to determine if seasonality impacted the concentration of plastics seen throughout the system. There was no evidence that suggested seasonal variations were occurring in any sample type. Atmospheric deposition fluxes of microplastics were considered as a potential additional influx but even at the measured 1510 MP m-2 day-1 they were small compared to the water influx. Overall, the results suggest that the Tres Rios wetland removed 55% of the microplastics it receives and hence performs a substantial ecosystem service.
ContributorsCisco, Jordan (Author) / Green, Douglas (Thesis advisor) / Herckes, Pierre (Thesis advisor) / Childers, Daniel (Committee member) / Arizona State University (Publisher)
Created2023
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Under current climate conditions northern peatlands mostly act as C sinks; however, changes in climate and environmental conditions, can change the soil carbon decomposition cascade, thus altering the sink status. Here I studied one of the most abundant northern peatland types, poor fen, situated along a climate gradient from tundra

Under current climate conditions northern peatlands mostly act as C sinks; however, changes in climate and environmental conditions, can change the soil carbon decomposition cascade, thus altering the sink status. Here I studied one of the most abundant northern peatland types, poor fen, situated along a climate gradient from tundra (Daring Lake, Canada) to boreal forest (Lutose, Canada) to temperate broadleaf and mixed forest (Bog Lake, MN and Chicago Bog, NY) biomes to assess patterns of microbial abundance across the climate gradient. Principal component regression analysis of the microbial community and environmental variables determined that mean annual temperature (MAT) (r2=0.85), mean annual precipitation (MAP) (r2=0.88), and soil temperature (r2=0.77), were the top significant drivers of microbial community composition (p < 0.001). Niche breadth analysis revealed the relative abundance of Intrasporangiaceae, Methanobacteriaceae and Candidatus Methanoflorentaceae fam. nov. to increase when MAT and MAP decrease. The same analysis showed Spirochaetaceae, Methanosaetaceae and Methanoregulaceae to increase in relative abundance when MAP, soil temperature and MAT increased, respectively. These findings indicated that climate variables were the strongest predictors of microbial community composition and that certain taxa, especially methanogenic families demonstrate distinct patterns across the climate gradient. To evaluate microbial production of methanogenic substrates, I carried out High Resolution-DNA-Stable Isotope Probing (HR-DNA-SIP) to evaluate the active portion of the community’s intermediary ecosystem metabolic processes. HR-DNA-SIP revealed several challenges in efficiency of labelling and statistical identification of responders, however families like Veillonellaceae, Magnetospirillaceae, Acidobacteriaceae 1, were found ubiquitously active in glucose amended incubations. Differences in metabolic byproducts from glucose amendments show distinct patterns in acetate and propionate accumulation across sites. Families like Spirochaetaceae and Sphingomonadaceae were only found to be active in select sites of propionate amended incubations. By-product analysis from propionate incubations indicate that the northernmost sites were acetate-accumulating communities. These results indicate that microbial communities found in poor fen northern peatlands are strongly influenced by climate variables predicted to change under current climate scenarios. I have identified patterns of relative abundance and activity of select microbial taxa, indicating the potential for climate variables to influence the metabolic pathway in which carbon moves through peatland systems.
ContributorsSarno, Analissa Flores (Author) / Cadillo-Quiroz, Hinsby (Thesis advisor) / Garcia-Pichel, Ferran (Committee member) / Krajmalnik-Brown, Rosa (Committee member) / Childers, Daniel (Committee member) / Arizona State University (Publisher)
Created2022
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Climate change is one of the most pressing issues facing humanity, and cities are likely to experience many of the most dangerous effects of climate change. One way that cities aim to adapt to become more resilient to climate change is through the provision of locally produced ecosystem services: the

Climate change is one of the most pressing issues facing humanity, and cities are likely to experience many of the most dangerous effects of climate change. One way that cities aim to adapt to become more resilient to climate change is through the provision of locally produced ecosystem services: the benefits that people get from nature. In cities, these ecosystem services are provided by diverse forms of urban ecological infrastructure (UEI): all parts of a city that include ecological structure and function. While there is a growing body of research touting the multifunctionality of UEI and an increasing number of cities implementing UEI plans, there remain important gaps in understanding how UEI features perform at providing ecosystem services and how the local social-ecological-technological context affects the efficacy of UEI solutions. Inspired by the need for cities to adapt to become more resilient to climate change, this dissertation takes an interdisciplinary approach to understand how diverse UEI features and their ecosystem services are perceived, provided, and prioritized for current and future climate resilience. The second chapter explores how a diverse group of local actors in Valdivia, Chile perceives the city’s urban wetlands and identifies common trade-offs in the perceived importance of different ecosystem services from the wetlands. The third chapter demonstrates species-level differences and trade-offs between common street trees in Phoenix, Arizona in their ability to provide the ecosystem services of both local climate regulation and stormwater regulation. The fourth chapter compares how participatory scenarios from nine cities across the United States and Latin America vary in the degree to which they incorporate UEI and ecosystem services into future visions. The fifth chapter returns focus to Phoenix and illustrates dominant perspectives on the prioritization of ecosystem services for achieving climate resilience and how those priorities change across temporal scales. The dissertation concludes with a synthesis of the previous chapters and suggestions for future urban ecosystem services research. Combined, this dissertation advances understanding of ecosystem services from UEI and highlights the importance of considering trade-offs among UEI features in order help achieve more just, verdant, and resilient urban futures.
ContributorsElser, Stephen Robert (Author) / Grimm, Nancy (Thesis advisor) / Berbés-Blázquez, Marta (Committee member) / Cook, Elizabeth (Committee member) / McPhillips, Lauren (Committee member) / York, Abigail (Committee member) / Arizona State University (Publisher)
Created2022
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This dissertation provides a foundation for understanding who decides and proceed local climate change policymaking, how race and ethnicity, class, and political ideology inform climate beliefs, the role of personal exposure to heat-related illnesses in climate change beliefs, and finally differences in perceptions of local extreme heat and global manifestations

This dissertation provides a foundation for understanding who decides and proceed local climate change policymaking, how race and ethnicity, class, and political ideology inform climate beliefs, the role of personal exposure to heat-related illnesses in climate change beliefs, and finally differences in perceptions of local extreme heat and global manifestations of climate change. The first focus examines urban climate governance, the influence of state policy, and stakeholders’ climate agenda-setting in a state-centric urban governance structure. A new conceptual model is developed to explore climate governance in Istanbul, a Turkish megacity, under a unitary system of government, in a transcontinental country straddling Europe (in candidate status with the European Union) and Asia. The qualitative analyses show that swings in political leadership, the divergence between the existing laws and newly adopted urban climate agenda, and conflicting priorities between policy entrepreneurs generate barriers to long-run and tangible climate change actions in Istanbul. The second focus unveils the influence of personal heat exposure and sociodemographic characteristics affecting climate change perceptions in a large American city facing substantial climate change impacts, Phoenix, Arizona. Using the 2011 Phoenix Metropolitan Area Social Survey, a two-level logistic model examines what factors influence a belief that “global warming and climate change are already occurring.” The integrated econometric model of climate beliefs and justice shows that climate change and global warming are positively associated with non-white race and non-Latinx ethnicity, high levels of education, personal experience with heat-related illnesses, and liberal beliefs. The last focus of this dissertation explores how threats of extreme local weather conditions and global climate change are perceived differently by individuals depending on their vulnerability and adaptive capacity to the changing climate. Using the 2017 Phoenix Social Survey, the individual-level regression models demonstrate that greenspace and tight-knit communities, aspects of adaptive capacity, serve as protective elements reducing the perception of climate risk. Factors such as ethnic identity and connection to place are more closely associated with local versus global risks. In contrast, political ideology and personal experiences moderate perception of both local and global risks.
ContributorsYazar, Mahir (Author) / York, Abigail (Thesis advisor) / BurnSilver, Shauna (Committee member) / Wutich, Amber (Committee member) / Arizona State University (Publisher)
Created2021
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Despite the urgent need to reduce global greenhouse gas emissions (GHGs), there has been a lack of national climate action leadership in the United States. In this vacuum, the need for subnational action, particularly at the local level, has become essential. But cities only have the authority granted them by

Despite the urgent need to reduce global greenhouse gas emissions (GHGs), there has been a lack of national climate action leadership in the United States. In this vacuum, the need for subnational action, particularly at the local level, has become essential. But cities only have the authority granted them by their state. Thus, many cities thus take climate action consistent, or in-sync, with their state. However, other cities take climate action inconsistent, or out-of-sync, with their state. This study examines this in-sync, out-of-sync phenomenon using a multilevel, multiple case study approach to determine the multilevel dynamics influencing whether a city is taking climate action. The study compares two states at opposite ends of the climate mitigation spectrum—Idaho, a state not taking any mitigation action, and Washington, a state taking aggressive mitigation action—and two cities within each of these states, with one city in-sync and the other out-of-sync with its state on climate action. The results show ideology/political affiliation as the most significant factor influencing state and city climate policy: progressive leaning cities/state are engaging in climate mitigation action; conservative leaning cities/state are not. This result was expected, but the study revealed many nuances that were not. For example, the strength of a city’s ideological leaning can overcome disabling state authority. Ideological leaning impacts whether non-state actors are a driver or barrier to climate action. Policy experimentation is found only in progressive cities. Co-benefits manifest in different ways, depending on ideological leaning and whether a city is in- or out-of-sync. And policy champion influence can be fully realized only with supportive elected leadership. This study highlights important interplays between drivers and barriers cities face in addressing climate change in a multilevel setting; how those interplays can help or hinder municipal climate action; and strategies cities employ to address challenges they face. The study findings thus contribute to the understanding of why and how cities take climate action, and how barriers to action can be overcome. This understanding is essential for providing a path forward on municipal climate action and accelerating the reduction of municipal GHG emissions.
ContributorsMusgrove, Sheryl Louise (Author) / Klinsky, Sonja (Thesis advisor) / Boone, Christopher (Committee member) / York, Abigail (Committee member) / Bodansky, Daniel (Committee member) / Arizona State University (Publisher)
Created2021
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Differences in governance relationships and community efforts to remove an exotic, rapidly spreading invasive plant, the-mile-a-minute weed (Mikania micrantha), are explored in five case study community forests in the subtropical region of Chitwan, Nepal. An institutional analysis informs an examination of the de jure (formal) versus de facto (on the

Differences in governance relationships and community efforts to remove an exotic, rapidly spreading invasive plant, the-mile-a-minute weed (Mikania micrantha), are explored in five case study community forests in the subtropical region of Chitwan, Nepal. An institutional analysis informs an examination of the de jure (formal) versus de facto (on the ground) institutions and actor relationships relevant to Mikania removal efforts. Contrary to the expectations set by the de jure situation, we find heterogeneous governance relationships and norms related to Mikania management across community forests. Content analysis of interview data illuminates reoccurring themes and their implications for social and ecological outcomes in the communities. Complex governance relationships and regular discussion of distrust of government and non-government officials help explain collective action efforts and management decisions. The content analysis suggests that Mikania is impacting people’s daily lives but the degree of severity and the response to the disruption varies substantially and is heavily affected by other problems experienced by community forest members. Our results indicate that understanding how the de facto, or on the ground situation, differs from the de jure institutions may be vital in structuring successful efforts to manage invasive species and understanding collective action problems related to other social-ecological threats. We present data-informed propositions about common pool resource management and invasive species. This study contributes to a better scientific understanding of how institutions mediate social-ecological challenges influencing common pool resources more broadly.

ContributorsSullivan, Abigail (Author) / York, Abigail (Author) / White, Dave (Author) / Hall, Sharon (Author) / Yabiku, Scott T. (Author) / Julie Ann Wrigley Global Institute of Sustainability (Contributor)
Created2017-03-06