This collection includes most of the ASU Theses and Dissertations from 2011 to present. ASU Theses and Dissertations are available in downloadable PDF format; however, a small percentage of items are under embargo. Information about the dissertations/theses includes degree information, committee members, an abstract, supporting data or media.

In addition to the electronic theses found in the ASU Digital Repository, ASU Theses and Dissertations can be found in the ASU Library Catalog.

Dissertations and Theses granted by Arizona State University are archived and made available through a joint effort of the ASU Graduate College and the ASU Libraries. For more information or questions about this collection contact or visit the Digital Repository ETD Library Guide or contact the ASU Graduate College at gradformat@asu.edu.

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Description
The processing power and storage capacity of portable devices have improved considerably over the past decade. This has motivated the implementation of sophisticated audio and other signal processing algorithms on such mobile devices. Of particular interest in this thesis is audio/speech processing based on perceptual criteria. Specifically, estimation of parameters

The processing power and storage capacity of portable devices have improved considerably over the past decade. This has motivated the implementation of sophisticated audio and other signal processing algorithms on such mobile devices. Of particular interest in this thesis is audio/speech processing based on perceptual criteria. Specifically, estimation of parameters from human auditory models, such as auditory patterns and loudness, involves computationally intensive operations which can strain device resources. Hence, strategies for implementing computationally efficient human auditory models for loudness estimation have been studied in this thesis. Existing algorithms for reducing computations in auditory pattern and loudness estimation have been examined and improved algorithms have been proposed to overcome limitations of these methods. In addition, real-time applications such as perceptual loudness estimation and loudness equalization using auditory models have also been implemented. A software implementation of loudness estimation on iOS devices is also reported in this thesis. In addition to the loudness estimation algorithms and software, in this thesis project we also created new illustrations of speech and audio processing concepts for research and education. As a result, a new suite of speech/audio DSP functions was developed and integrated as part of the award-winning educational iOS App 'iJDSP." These functions are described in detail in this thesis. Several enhancements in the architecture of the application have also been introduced for providing the supporting framework for speech/audio processing. Frame-by-frame processing and visualization functionalities have been developed to facilitate speech/audio processing. In addition, facilities for easy sound recording, processing and audio rendering have also been developed to provide students, practitioners and researchers with an enriched DSP simulation tool. Simulations and assessments have been also developed for use in classes and training of practitioners and students.
ContributorsKalyanasundaram, Girish (Author) / Spanias, Andreas S (Thesis advisor) / Tepedelenlioğlu, Cihan (Committee member) / Berisha, Visar (Committee member) / Arizona State University (Publisher)
Created2013
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Description
Infectious diseases spread at a rapid rate, due to the increasing mobility of the human population. It is important to have a variety of containment and assessment strategies to prevent and limit their spread. In the on-going COVID-19 pandemic, telehealth services including daily health surveys are used to study the

Infectious diseases spread at a rapid rate, due to the increasing mobility of the human population. It is important to have a variety of containment and assessment strategies to prevent and limit their spread. In the on-going COVID-19 pandemic, telehealth services including daily health surveys are used to study the prevalence and severity of the disease. Daily health surveys can also help to study the progression and fluctuation of symptoms as recalling, tracking, and explaining symptoms to doctors can often be challenging for patients. Data aggregates collected from the daily health surveys can be used to identify the surge of a disease in a community. This thesis enhances a well-known boosting algorithm, XGBoost, to predict COVID-19 from the anonymized self-reported survey responses provided by Carnegie Mellon University (CMU) - Delphi research group in collaboration with Facebook. Despite the tremendous COVID-19 surge in the United States, this survey dataset is highly imbalanced with 84% negative COVID-19 cases and 16% positive cases. It is tedious to learn from an imbalanced dataset, especially when the dataset could also be noisy, as seen commonly in self-reported surveys. This thesis addresses these challenges by enhancing XGBoost with a tunable loss function, ?-loss, that interpolates between the exponential loss (? = 1/2), the log-loss (? = 1), and the 0-1 loss (? = ∞). Results show that tuning XGBoost with ?-loss can enhance performance over the standard XGBoost with log-loss (? = 1).
ContributorsVikash Babu, Gokulan (Author) / Sankar, Lalitha (Thesis advisor) / Berisha, Visar (Committee member) / Zhao, Ming (Committee member) / Trieu, Ni (Committee member) / Arizona State University (Publisher)
Created2021
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Description
Generative models are deep neural network-based models trained to learn the underlying distribution of a dataset. Once trained, these models can be used to sample novel data points from this distribution. Their impressive capabilities have been manifested in various generative tasks, encompassing areas like image-to-image translation, style transfer, image editing,

Generative models are deep neural network-based models trained to learn the underlying distribution of a dataset. Once trained, these models can be used to sample novel data points from this distribution. Their impressive capabilities have been manifested in various generative tasks, encompassing areas like image-to-image translation, style transfer, image editing, and more. One notable application of generative models is data augmentation, aimed at expanding and diversifying the training dataset to augment the performance of deep learning models for a downstream task. Generative models can be used to create new samples similar to the original data but with different variations and properties that are difficult to capture with traditional data augmentation techniques. However, the quality, diversity, and controllability of the shape and structure of the generated samples from these models are often directly proportional to the size and diversity of the training dataset. A more extensive and diverse training dataset allows the generative model to capture overall structures present in the data and generate more diverse and realistic-looking samples. In this dissertation, I present innovative methods designed to enhance the robustness and controllability of generative models, drawing upon physics-based, probabilistic, and geometric techniques. These methods help improve the generalization and controllability of the generative model without necessarily relying on large training datasets. I enhance the robustness of generative models by integrating classical geometric moments for shape awareness and minimizing trainable parameters. Additionally, I employ non-parametric priors for the generative model's latent space through basic probability and optimization methods to improve the fidelity of interpolated images. I adopt a hybrid approach to address domain-specific challenges with limited data and controllability, combining physics-based rendering with generative models for more realistic results. These approaches are particularly relevant in industrial settings, where the training datasets are small and class imbalance is common. Through extensive experiments on various datasets, I demonstrate the effectiveness of the proposed methods over conventional approaches.
ContributorsSingh, Rajhans (Author) / Turaga, Pavan (Thesis advisor) / Jayasuriya, Suren (Committee member) / Berisha, Visar (Committee member) / Fazli, Pooyan (Committee member) / Arizona State University (Publisher)
Created2023
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Description
This dissertation centers on the development of Bayesian methods for learning differ- ent types of variation in switching nonlinear gene regulatory networks (GRNs). A new nonlinear and dynamic multivariate GRN model is introduced to account for different sources of variability in GRNs. The new model is aimed at more precisely

This dissertation centers on the development of Bayesian methods for learning differ- ent types of variation in switching nonlinear gene regulatory networks (GRNs). A new nonlinear and dynamic multivariate GRN model is introduced to account for different sources of variability in GRNs. The new model is aimed at more precisely capturing the complexity of GRN interactions through the introduction of time-varying kinetic order parameters, while allowing for variability in multiple model parameters. This model is used as the drift function in the development of several stochastic GRN mod- els based on Langevin dynamics. Six models are introduced which capture intrinsic and extrinsic noise in GRNs, thereby providing a full characterization of a stochastic regulatory system. A Bayesian hierarchical approach is developed for learning the Langevin model which best describes the noise dynamics at each time step. The trajectory of the state, which are the gene expression values, as well as the indicator corresponding to the correct noise model are estimated via sequential Monte Carlo (SMC) with a high degree of accuracy. To address the problem of time-varying regulatory interactions, a Bayesian hierarchical model is introduced for learning variation in switching GRN architectures with unknown measurement noise covariance. The trajectory of the state and the indicator corresponding to the network configuration at each time point are estimated using SMC. This work is extended to a fully Bayesian hierarchical model to account for uncertainty in the process noise covariance associated with each network architecture. An SMC algorithm with local Gibbs sampling is developed to estimate the trajectory of the state and the indicator correspond- ing to the network configuration at each time point with a high degree of accuracy. The results demonstrate the efficacy of Bayesian methods for learning information in switching nonlinear GRNs.
ContributorsVélez-Cruz, Nayely (Author) / Papandreou-Suppappola, Antonia (Thesis advisor) / Moraffah, Bahman (Committee member) / Tepedelenlioğlu, Cihan (Committee member) / Berisha, Visar (Committee member) / Arizona State University (Publisher)
Created2023
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Description
Stress, depression, and anxiety are prevailing mental health issues that affect individuals worldwide. As the search for effective solutions continues, advancements in technology have led to the development of digital tools for stress identification and management purposes. The Cigna StressWaves Test (CSWT) is a publicly available stress analysis toolkit that

Stress, depression, and anxiety are prevailing mental health issues that affect individuals worldwide. As the search for effective solutions continues, advancements in technology have led to the development of digital tools for stress identification and management purposes. The Cigna StressWaves Test (CSWT) is a publicly available stress analysis toolkit that claims to use “clinical-grade” artificial intelligence (AI) technology to evaluate individual stress levels through speech. To investigate their claim, this research stands as an independent validation study involving 60 participants over the age of 18. The primary objective of the study is to assess the repeatability and efficacy of the CSWT as a stress measurement tool. Key results indicate the CSWT lacks test-retest reliability and convergent validity. This implies that the CWST is not a repeatable tool and does not provide similar stress outcomes relative to an established measure of stress, the Perceived Stress Scale (PSS). These findings cast doubt on the accuracy and effectiveness of the CWST as a stress assessment tool. The public availability of the CSWT and the claim that it is a “clinical-grade” tool highlights concerns regarding premature deployment of digital health tools for stress management.
ContributorsYawer, Batul (Author) / Berisha, Visar (Thesis advisor) / Liss, Julie (Committee member) / Luo, Xin (Committee member) / Arizona State University (Publisher)
Created2023
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Description
Linear-regression estimators have become widely accepted as a reliable statistical tool in predicting outcomes. Because linear regression is a long-established procedure, the properties of linear-regression estimators are well understood and can be trained very quickly. Many estimators exist for modeling linear relationships, each having ideal conditions for optimal performance. The

Linear-regression estimators have become widely accepted as a reliable statistical tool in predicting outcomes. Because linear regression is a long-established procedure, the properties of linear-regression estimators are well understood and can be trained very quickly. Many estimators exist for modeling linear relationships, each having ideal conditions for optimal performance. The differences stem from the introduction of a bias into the parameter estimation through the use of various regularization strategies. One of the more popular ones is ridge regression which uses ℓ2-penalization of the parameter vector. In this work, the proposed graph regularized linear estimator is pitted against the popular ridge regression when the parameter vector is known to be dense. When additional knowledge that parameters are smooth with respect to a graph is available, it can be used to improve the parameter estimates. To achieve this goal an additional smoothing penalty is introduced into the traditional loss function of ridge regression. The mean squared error(m.s.e) is used as a performance metric and the analysis is presented for fixed design matrices having a unit covariance matrix. The specific problem setup enables us to study the theoretical conditions where the graph regularized estimator out-performs the ridge estimator. The eigenvectors of the laplacian matrix indicating the graph of connections between the various dimensions of the parameter vector form an integral part of the analysis. Experiments have been conducted on simulated data to compare the performance of the two estimators for laplacian matrices of several types of graphs – complete, star, line and 4-regular. The experimental results indicate that the theory can possibly be extended to more general settings taking smoothness, a concept defined in this work, into consideration.
ContributorsSajja, Akarshan (Author) / Dasarathy, Gautam (Thesis advisor) / Berisha, Visar (Committee member) / Yang, Yingzhen (Committee member) / Arizona State University (Publisher)
Created2022
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Description
In the standard pipeline for machine learning model development, several design decisions are made largely based on trial and error. Take the classification problem as an example. The starting point for classifier design is a dataset with samples from the classes of interest. From this, the algorithm developer must decide

In the standard pipeline for machine learning model development, several design decisions are made largely based on trial and error. Take the classification problem as an example. The starting point for classifier design is a dataset with samples from the classes of interest. From this, the algorithm developer must decide which features to extract, which hypothesis class to condition on, which hyperparameters to select, and how to train the model. The design process is iterative with the developer trying different classifiers, feature sets, and hyper-parameters and using cross-validation to pick the model with the lowest error. As there are no guidelines for when to stop searching, developers can continue "optimizing" the model to the point where they begin to "fit to the dataset". These problems are amplified in the active learning setting, where the initial dataset may be unlabeled and label acquisition is costly. The aim in this dissertation is to develop algorithms that provide ML developers with additional information about the complexity of the underlying problem to guide downstream model development. I introduce the concept of "meta-features" - features extracted from a dataset that characterize the complexity of the underlying data generating process. In the context of classification, the complexity of the problem can be characterized by understanding two complementary meta-features: (a) the amount of overlap between classes, and (b) the geometry/topology of the decision boundary. Across three complementary works, I present a series of estimators for the meta-features that characterize overlap and geometry/topology of the decision boundary, and demonstrate how they can be used in algorithm development.
ContributorsLi, Weizhi (Author) / Berisha, Visar (Thesis advisor) / Dasarathy, Gautam (Thesis advisor) / Natesan Ramamurthy, Karthikeyan (Committee member) / Turaga, Pavan (Committee member) / Arizona State University (Publisher)
Created2022
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Description
Severe forms of mental illness, such as schizophrenia and bipolar disorder, are debilitating conditions that negatively impact an individual's quality of life. Additionally, they are often difficult and expensive to diagnose and manage, placing a large burden on society. Mental illness is typically diagnosed by the use of clinical interviews

Severe forms of mental illness, such as schizophrenia and bipolar disorder, are debilitating conditions that negatively impact an individual's quality of life. Additionally, they are often difficult and expensive to diagnose and manage, placing a large burden on society. Mental illness is typically diagnosed by the use of clinical interviews and a set of neuropsychiatric batteries; a key component of nearly all of these evaluations is some spoken language task. Clinicians have long used speech and language production as a proxy for neurological health, but most of these assessments are subjective in nature. Meanwhile, technological advancements in speech and natural language processing have grown exponentially over the past decade, increasing the capacity of computer models to assess particular aspects of speech and language. For this reason, many have seen an opportunity to leverage signal processing and machine learning applications to objectively assess clinical speech samples in order to automatically compute objective measures of neurological health. This document summarizes several contributions to expand upon this body of research. Mainly, there is still a large gap between the theoretical power of computational language models and their actual use in clinical applications. One of the largest concerns is the limited and inconsistent reliability of speech and language features used in models for assessing specific aspects of mental health; numerous methods may exist to measure the same or similar constructs and lead researchers to different conclusions in different studies. To address this, a novel measurement model based on a theoretical framework of speech production is used to motivate feature selection, while also performing a smoothing operation on features across several domains of interest. Then, these composite features are used to perform a much wider range of analyses than is typical of previous studies, looking at everything from diagnosis to functional competency assessments. Lastly, potential improvements to address practical implementation challenges associated with the use of speech and language technology in a real-world environment are investigated. The goal of this work is to demonstrate the ability of speech and language technology to aid clinical practitioners toward improvements in quality of life outcomes for their patients.
ContributorsVoleti, Rohit Nihar Uttam (Author) / Berisha, Visar (Thesis advisor) / Liss, Julie M (Thesis advisor) / Turaga, Pavan (Committee member) / Spanias, Andreas (Committee member) / Arizona State University (Publisher)
Created2022
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Description
Parkinson’s Disease is one of the most complicated and abundantneurodegenerative diseases in the world. Previous analysis of Parkinson’s disease has identified both speech and gait deficits throughout progression of the disease. There has been minimal research looking into the correlation between both the speech and gait deficits in those diagnosed with Parkinson’s. There

Parkinson’s Disease is one of the most complicated and abundantneurodegenerative diseases in the world. Previous analysis of Parkinson’s disease has identified both speech and gait deficits throughout progression of the disease. There has been minimal research looking into the correlation between both the speech and gait deficits in those diagnosed with Parkinson’s. There is high indication that there is a correlation between the two given the similar pathology and origins of both deficits. This exploratory study aims to establish correlation between both the gait and speech deficits in those diagnosed with Parkinson’s disease. Using previously identified motor and speech measurements and tasks, I conducted a correlational study of individuals with Parkinson’s disease at baseline. There were correlations between multiple speech and gait variability outcomes. The expected correlations ranged from average harmonics-to-noise ratio values against anticipatory postural adjustments-lateral peak distance to average shimmer values against anticipatory postural adjustments-lateral peak distance. There were also unexpected outcomes that ranged from F2 variability against the average number of steps in a turn to intensity variability against step duration variability. I also analyzed the speech changes over 1 year as a secondary outcome of the study. Finally, I found that averages and variabilities increased over 1 year regarding speech primary outcomes. This study serves as a basis for further treatment that may be able to simultaneously treat both speech and gait deficits in those diagnosed with Parkinson’s. The exploratory study also indicates multiple targets for further investigation to better understand cohesive and compensatory mechanisms.
ContributorsBelnavis, Alexander Salvador (Author) / Peterson, Daniel (Thesis advisor) / Daliri, Ayoub (Committee member) / Berisha, Visar (Committee member) / Arizona State University (Publisher)
Created2022
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Description
In the era of big data, more and more decisions and recommendations are being made by machine learning (ML) systems and algorithms. Despite their many successes, there have been notable deficiencies in the robustness, rigor, and reliability of these ML systems, which have had detrimental societal impacts. In the next

In the era of big data, more and more decisions and recommendations are being made by machine learning (ML) systems and algorithms. Despite their many successes, there have been notable deficiencies in the robustness, rigor, and reliability of these ML systems, which have had detrimental societal impacts. In the next generation of ML, these significant challenges must be addressed through careful algorithmic design, and it is crucial that practitioners and meta-algorithms have the necessary tools to construct ML models that align with human values and interests. In an effort to help address these problems, this dissertation studies a tunable loss function called α-loss for the ML setting of classification. The alpha-loss is a hyperparameterized loss function originating from information theory that continuously interpolates between the exponential (alpha = 1/2), log (alpha = 1), and 0-1 (alpha = infinity) losses, hence providing a holistic perspective of several classical loss functions in ML. Furthermore, the alpha-loss exhibits unique operating characteristics depending on the value (and different regimes) of alpha; notably, for alpha > 1, alpha-loss robustly trains models when noisy training data is present. Thus, the alpha-loss can provide robustness to ML systems for classification tasks, and this has bearing in many applications, e.g., social media, finance, academia, and medicine; indeed, results are presented where alpha-loss produces more robust logistic regression models for COVID-19 survey data with gains over state of the art algorithmic approaches.
ContributorsSypherd, Tyler (Author) / Sankar, Lalitha (Thesis advisor) / Berisha, Visar (Committee member) / Dasarathy, Gautam (Committee member) / Kosut, Oliver (Committee member) / Arizona State University (Publisher)
Created2022