ASU Electronic Theses and Dissertations
This collection includes most of the ASU Theses and Dissertations from 2011 to present. ASU Theses and Dissertations are available in downloadable PDF format; however, a small percentage of items are under embargo. Information about the dissertations/theses includes degree information, committee members, an abstract, supporting data or media.
In addition to the electronic theses found in the ASU Digital Repository, ASU Theses and Dissertations can be found in the ASU Library Catalog.
Dissertations and Theses granted by Arizona State University are archived and made available through a joint effort of the ASU Graduate College and the ASU Libraries. For more information or questions about this collection contact or visit the Digital Repository ETD Library Guide or contact the ASU Graduate College at gradformat@asu.edu.
Displaying 1 - 10 of 37
Description
In geotechnical engineering, measuring the unsaturated hydraulic conductivity of fine grained soils can be time consuming and tedious. The various applications that require knowledge of the unsaturated hydraulic conductivity function are great, and in geotechnical engineering, they range from modeling seepage through landfill covers to determining infiltration of water under a building slab. The unsaturated hydraulic conductivity function can be measured using various direct and indirect techniques. The instantaneous profile method has been found to be the most promising unsteady state method for measuring the unsaturated hydraulic conductivity function for fine grained soils over a wide range of suction values. The instantaneous profile method can be modified by using different techniques to measure suction and water content and also through the way water is introduced or removed from the soil profile. In this study, the instantaneous profile method was modified by creating duplicate soil samples compacted into cylindrical tubes at two different water contents. The techniques used in the duplicate method to measure the water content and matric suction included volumetric moisture probes, manual water content measurements, and filter paper tests. The experimental testing conducted in this study provided insight into determining the unsaturated hydraulic conductivity using the instantaneous profile method for a sandy clay soil and recommendations are provided for further evaluation. Overall, this study has demonstrated that the presence of cracks has no significant impact on the hydraulic behavior of soil in high suction ranges. The results of this study do not examine the behavior of cracked soil unsaturated hydraulic conductivity at low suction and at moisture contents near saturation.
ContributorsJacquemin, Sean Christopher (Author) / Zapata, Claudia (Thesis advisor) / Houston, Sandra (Committee member) / Kavazanjian, Edward (Committee member) / Arizona State University (Publisher)
Created2011
Description
The importance of unsaturated soil behavior stems from the fact that a vast majority of infrastructures are founded on unsaturated soils. Research has recently been concentrated on unsaturated soil properties. In the evaluation of unsaturated soils, researchers agree that soil water retention characterized by the soil water characteristic curve (SWCC) is among the most important factors when assessing fluid flow, volume change and shear strength for these soils. The temperature influence on soil moisture flow is a major concern in the design of important engineering systems such as barriers in underground repositories for radioactive waste disposal, ground-source heat pump (GSHP) systems, evapotranspirative (ET) covers and pavement systems.. Accurate modeling of the temperature effect on the SWCC may lead to reduction in design costs, simpler constructability, and hence, more sustainable structures. . The study made use of two possible approaches to assess the temperature effect on the SWCC. In the first approach, soils were sorted from a large soil database into families of similar properties but located on sites with different MAAT. The SWCCs were plotted for each family of soils. Most families of soils showed a clear trend indicating the influence of temperature on the soil water retention curve at low degrees of saturation.. The second approach made use of statistical analysis. It was demonstrated that the suction increases as the MAAT decreases. The statistical analysis showed that even though the plasticity index proved to have the greatest influence on suction, the mean annual air temperature effect proved not to be negligible. In both approaches, a strong relationship between temperature, suction and soil properties was observed. Finally, a comparison of the model based on the mean annual air temperature environmental factor was compared to another model that makes use of the Thornthwaite Moisture Index (TMI) to estimate the environmental effects on the suction of unsaturated soils. Results showed that the MAAT can be a better indicator when compared to the TMI found but the results were inconclusive due to the lack of TMI data available.
ContributorsElkeshky, Maie Mohamed (Author) / Zapata, Claudia E (Thesis advisor) / Houston, Sandra (Committee member) / Kavazanjian, Edward (Committee member) / Arizona State University (Publisher)
Created2011
Description
Unsaturated soil mechanics is becoming a part of geotechnical engineering practice, particularly in applications to moisture sensitive soils such as expansive and collapsible soils and in geoenvironmental applications. The soil water characteristic curve, which describes the amount of water in a soil versus soil suction, is perhaps the most important soil property function for application of unsaturated soil mechanics. The soil water characteristic curve has been used extensively for estimating unsaturated soil properties, and a number of fitting equations for development of soil water characteristic curves from laboratory data have been proposed by researchers. Although not always mentioned, the underlying assumption of soil water characteristic curve fitting equations is that the soil is sufficiently stiff so that there is no change in total volume of the soil while measuring the soil water characteristic curve in the laboratory, and researchers rarely take volume change of soils into account when generating or using the soil water characteristic curve. Further, there has been little attention to the applied net normal stress during laboratory soil water characteristic curve measurement, and often zero to only token net normal stress is applied. The applied net normal stress also affects the volume change of the specimen during soil suction change. When a soil changes volume in response to suction change, failure to consider the volume change of the soil leads to errors in the estimated air-entry value and the slope of the soil water characteristic curve between the air-entry value and the residual moisture state. Inaccuracies in the soil water characteristic curve may lead to inaccuracies in estimated soil property functions such as unsaturated hydraulic conductivity. A number of researchers have recently recognized the importance of considering soil volume change in soil water characteristic curves. The study of correct methods of soil water characteristic curve measurement and determination considering soil volume change, and impacts on the unsaturated hydraulic conductivity function was of the primary focus of this study. Emphasis was placed upon study of the effect of volume change consideration on soil water characteristic curves, for expansive clays and other high volume change soils. The research involved extensive literature review and laboratory soil water characteristic curve testing on expansive soils. The effect of the initial state of the specimen (i.e. slurry versus compacted) on soil water characteristic curves, with regard to volume change effects, and effect of net normal stress on volume change for determination of these curves, was studied for expansive clays. Hysteresis effects were included in laboratory measurements of soil water characteristic curves as both wetting and drying paths were used. Impacts of soil water characteristic curve volume change considerations on fluid flow computations and associated suction-change induced soil deformations were studied through numerical simulations. The study includes both coupled and uncoupled flow and stress-deformation analyses, demonstrating that the impact of volume change consideration on the soil water characteristic curve and the estimated unsaturated hydraulic conductivity function can be quite substantial for high volume change soils.
ContributorsBani Hashem, Elham (Author) / Houston, Sandra L. (Thesis advisor) / Kavazanjian, Edward (Committee member) / Zapata, Claudia (Committee member) / Arizona State University (Publisher)
Created2013
Description
In a laboratory setting, the soil volume change behavior is best represented by using various testing standards on undisturbed or remolded samples. Whenever possible, it is most precise to use undisturbed samples to assess the volume change behavior but in the absence of undisturbed specimens, remodeled samples can be used. If that is the case, the soil is compacted to in-situ density and water content (or matric suction), which should best represent the expansive profile in question. It is standard practice to subject the specimen to a wetting process at a particular net normal stress. Even though currently accepted laboratory testing standard procedures provide insight on how the profile conditions changes with time, these procedures do not assess the long term effects on the soil due to climatic changes. In this experimental study, an assessment and quantification of the effect of multiple wetting/drying cycles on the volume change behavior of two different naturally occurring soils was performed. The changes in wetting and drying cycles were extreme when comparing the swings in matric suction. During the drying cycle, the expansive soil was subjected to extreme conditions, which decreased the moisture content less than the shrinkage limit. Nevertheless, both soils were remolded at five different compacted conditions and loaded to five different net normal stresses. Each sample was subjected to six wetting and drying cycles. During the assessment, it was evident from the results that the swell/collapse strain is highly non-linear at low stress levels. The strain-net normal stress relationship cannot be defined by one single function without transforming the data. Therefore, the dataset needs to be fitted to a bi-modal logarithmic function or to a logarithmic transformation of net normal stress in order to use a third order polynomial fit. It was also determined that the moisture content changes with time are best fit by non-linear functions. For the drying cycle, the radial strain was determined to have a constant rate of change with respect to the axial strain. However, for the wetting cycle, there was not enough radial strain data to develop correlations and therefore, an assumption was made based on 55 different test measurements/observations, for the wetting cycles. In general, it was observed that after each subsequent cycle, higher swelling was exhibited for lower net normal stress values; while higher collapse potential was observed for higher net normal stress values, once the net normal stress was less than/greater than a threshold net normal stress value. Furthermore, the swelling pressure underwent a reduction in all cases. Particularly, the Anthem soil exhibited a reduction in swelling pressure by at least 20 percent after the first wetting/drying cycle; while Colorado soil exhibited a reduction of 50 percent. After about the fourth cycle, the swelling pressure seemed to stabilized to an equilibrium value at which a reduction of 46 percent was observed for the Anthem soil and 68 percent reduction for the Colorado soil. The impact of the initial compacted conditions on heave characteristics was studied. Results indicated that materials compacted at higher densities exhibited greater swell potential. When comparing specimens compacted at the same density but at different moisture content (matric suction), it was observed that specimens compacted at higher suction would exhibit higher swelling potential, when subjected to the same net normal stress. The least amount of swelling strain was observed on specimens compacted at the lowest dry density and the lowest matric suction (higher water content). The results from the laboratory testing were used to develop ultimate heave profiles for both soils. This analysis showed that even though the swell pressure for each soil decreased with cycles, the amount of heave would increase or decrease depending upon the initial compaction condition. When the specimen was compacted at 110% of optimum moisture content and 90% of maximum dry density, it resulted in an ultimate heave reduction of 92 percent for Anthem and 685 percent for Colorado soil. On the other hand, when the soils were compacted at 90% optimum moisture content and 100% of the maximum dry density, Anthem specimens heave 78% more and Colorado specimens heave was reduced by 69%. Based on the results obtained, it is evident that the current methods to estimate heave and swelling pressure do not consider the effect of wetting/drying cycles; and seem to fail capturing the free swell potential of the soil. Recommendations for improvement current methods of practice are provided.
ContributorsRosenbalm, Daniel Curtis (Author) / Zapata, Claudia E (Thesis advisor) / Houston, Sandra L. (Committee member) / Kavazanjian, Edward (Committee member) / Witczak, Mathew W (Committee member) / Arizona State University (Publisher)
Created2013
Description
In this work, the vapor transport and aerobic bio-attenuation of compounds from a multi-component petroleum vapor mixture were studied for six idealized lithologies in 1.8-m tall laboratory soil columns. Columns representing different geological settings were prepared using 20-40 mesh sand (medium-grained) and 16-minus mesh crushed granite (fine-grained). The contaminant vapor source was a liquid composed of twelve petroleum hydrocarbons common in weathered gasoline. It was placed in a chamber at the bottom of each column and the vapors diffused upward through the soil to the top where they were swept away with humidified gas. The experiment was conducted in three phases: i) nitrogen sweep gas; ii) air sweep gas; iii) vapor source concentrations decreased by ten times from the original concentrations and under air sweep gas. Oxygen, carbon dioxide and hydrocarbon concentrations were monitored over time. The data allowed determination of times to reach steady conditions, effluent mass emissions and concentration profiles. Times to reach near-steady conditions were consistent with theory and chemical-specific properties. First-order degradation rates were highest for straight-chain alkanes and aromatic hydrocarbons. Normalized effluent mass emissions were lower for lower source concentration and aerobic conditions. At the end of the study, soil core samples were taken every 6 in. Soil moisture content analyses showed that water had redistributed in the soil during the experiment. The soil at the bottom of the columns generally had higher moisture contents than initial values, and soil at the top had lower moisture contents. Profiles of the number of colony forming units of hydrocarbon-utilizing bacteria/g-soil indicated that the highest concentrations of degraders were located at the vertical intervals where maximum degradation activity was suggested by CO2 profiles. Finally, the near-steady conditions of each phase of the study were simulated using a three-dimensional transient numerical model. The model was fit to the Phase I data by adjusting soil properties, and then fit to Phase III data to obtain compound-specific first-order biodegradation rate constants ranging from 0.0 to 5.7x103 d-1.
ContributorsEscobar Melendez, Elsy (Author) / Johnson, Paul C. (Thesis advisor) / Andino, Jean (Committee member) / Forzani, Erica (Committee member) / Krajmalnik-Brown, Rosa (Committee member) / Kavazanjian, Edward (Committee member) / Arizona State University (Publisher)
Created2012
Description
Due to the lack of understanding of soil thermal behavior, rules-of-thumb and generalized procedures are typically used to guide building professionals in the design of ground coupled heat pump systems. This is especially true when sizing the ground heat exchanger (GHE) loop. Unfortunately, these generalized procedures often encourage building engineers to adopt a conservative design approach resulting in the gross over-sizing of the GHE, thus drastically increasing their installation cost. This conservative design approach is particularly prevalent for buildings located in hot and arid climates, where the soils are often granular and where the water table tends to exist deep below the soil surface. These adverse soil conditions reduce the heat dissipation efficiency of the GHE and have hindered the adoption of ground coupled heat pump systems in such climates. During cooling mode operation, heat is extracted from the building and rejected into the ground via the GHE. Prolonged heat dissipation into the ground can result in a coupled flow of both heat and moisture, causing the moisture to migrate away from the GHE piping. This coupled flow phenomenon causes the soil near the GHE to dry out and results in the degradation of the GHE heat dissipation capacity. Although relatively simple techniques of backfilling the GHE have been used in practice to mitigate such coupled effects, methods of improving the thermal behavior of the backfill region around the GHE, especially in horizontal systems, have not been extensively studied. This thesis presents an experimental study of heat dissipation from a horizontal GHE, buried in two backfill materials: (1) dry sand, and (2) wax-sand composite mixture. The HYDRUS software was then used to numerically model the temperature profiles associated with the aforementioned backfill conditions, and the influence of the contact resistance at the GHE-backfill interface was studied. The modeling strategy developed in HYDRUS was proven to be adequate in predicting the thermal performance of GHE buried in dry sand. However, when predicting the GHE heat dissipation in the wax-sand backfill, significant discrepancies between model prediction and experimental results still exist even after calibrating the model by including a term for the contact resistance. Overall, the thermal properties of the backfill were determined to be a key determinant of the GHE heat dissipation capacity. In particular, the wax-sand backfill was estimated to dissipate 50-60% more heat than dry sand backfill.
ContributorsDAngelo, Kurtis (Author) / Reddy, T Agami (Thesis advisor) / Bryan, Harvey (Committee member) / Kavazanjian, Edward (Committee member) / Arizona State University (Publisher)
Created2012
Description
Volatile Organic Compounds (VOCs) are central to atmospheric chemistry and have significant impacts on the environment. The reaction of oxygenated VOCs with OH radicals was first studied to understand the fate of oxygenated VOCs. The rate constants of the gas-phase reaction of OH radicals with trans-2-hexenal, trans-2-octenal, and trans-2 nonenal were determined using the relative rate technique. Then the interactions between VOCs and ionic liquid surfaces were studied. The goal was to find a material to selectively detect alcohol compounds. Computational chemistry calculations were performed to investigate the interactions of ionic liquids with different classes of VOCs. The thermodynamic data suggest that 1-butyl-3-methylimindazolium chloride (C4mimCl) preferentially interacts with alcohols as compared to other classes of VOCs. Fourier transform infrared spectroscopy was used to probe the ionic liquid surface before and after exposure to the VOCs that were tested. New spectral features were detected after exposure of C4mimCl to various alcohols and a VOC mixture with an alcohol in it. The new features are characteristic of the alcohols tested. No new IR features were detected after exposure of the C4mimCl to the aldehyde, ketone, alkane, alkene, alkyne or aromatic compounds. The experimental results demonstrated that C4mimCl is selective to alcohols, even in complex mixtures. The kinetic study of the association and dissociation of alcohols with C4minCl surfaces was performed. The findings in this work provide information for future gas-phase alcohol sensor design. CO2 is a major contributor to global warming. An ionic liquid functionalized reduced graphite oxide (IL-RGO)/ TiO2 nanocomposite was synthesized and used to reduce CO2 to a hydrocarbon in the presence of H2O vapor. The SEM image revealed that IL-RGO/TiO2 contained separated reduced graphite oxide flakes with TiO2 nanoparticles. Diffuse Reflectance Infrared Fourier Transform Spectroscopy was used to study the conversion of CO2 and H2O vapor over the IL-RGO/TiO2 catalyst. Under UV-Vis irradiation, CH4 was found to form after just 40 seconds of irradiation. The concentration of CH4 continuously increased under longer irradiation time. This research is particularly important since it seems to suggest the direct, selective formation of CH4 as opposed to CO.
ContributorsGao, Tingting (Author) / Andino, Jean M (Thesis advisor) / Forzani, Erica (Committee member) / Kavazanjian, Edward (Committee member) / Arizona State University (Publisher)
Created2012
Description
The climate-driven volumetric response of unsaturated soils (shrink-swell and frost heave) frequently causes costly distresses in lightly loaded structures (pavements and shallow foundations) due to the sporadic climatic fluctuations and soil heterogeneity which is not captured during the geotechnical design. The complexity associated with the unsaturated soil mechanics combined with the high degree of variability in both the natural characteristics of soil and the empirical models which are commonly implemented tends to lead to engineering judgment outweighing the results of deterministic computations for the basis of design. Recent advances in the application of statistical techniques and Bayesian Inference in geotechnical modeling allows for the inclusion of both parameter and model uncertainty, providing a quantifiable representation of this invaluable engineering judgement. The overall goal achieved in this study was to develop, validate, and implement a new method to evaluate climate-driven volume change of shrink-swell soils using a framework that encompasses predominantly stochastic time-series techniques and mechanistic shrink-swell volume change computations. Four valuable objectives were accomplished during this research study while on the path to complete the overall goal: 1) development of an procedure for automating the selection of the Fourier Series form of the soil suction diffusion equations used to represent the natural seasonal variations in suction at the ground surface, 2) development of an improved framework for deterministic estimation of shrink-swell soil volume change using historical climate data and the Fourier series suction model, 3) development of a Bayesian approach to randomly generate combinations of correlated soil properties for use in stochastic simulations, and 4) development of a procedure to stochastically forecast the climatic parameters required for shrink-swell soil volume change estimations. The models presented can be easily implemented into existing foundation and pavement design procedures or used for forensic evaluations using historical data. For pavement design, the new framework for stochastically forecasting the variability of shrink-swell soil volume change provides significant improvement over the existing empirical models that have been used for more than four decades.
ContributorsOlaiz, Austin Hunter (Author) / Zapata, Claudia (Thesis advisor) / Houston, Sandra (Committee member) / Kavazanjian, Edward (Committee member) / Soltanpour, Yasser (Committee member) / Arizona State University (Publisher)
Created2022
Description
Some subterranean animals, such as mole-rats, can burrow underground, sense the environment around them, and communicate with each other. Inspired by the mole-rats, this dissertation is dedicated to developing an active wireless underground sensor network (WUSN) for active underground exploration. Special attention is paid to two key functions: wireless underground data transmission, and underground self-burrowing. In this study, a wireless underground communication system based on seismic waves was developed. The system includes a bio-inspired vibrational source, an accelerometer as the receiver, and a set of algorithms for encoding and decoding information. With the current design, a maximum transmission bit rate of 16–17 bits per second and a transmission distance of 80 cm is achieved. The transmission range is limited by the size of container used in the laboratory experiments. The bit error ratio is as low as 0.1%, demonstrating the robustness of the algorithms. The performance of the developed system shows that seismic waves produced by vibration can be used as an information carrier and can potentially be implemented in the active WUSNs. A minimalistic horizontal self-burrowing robot was designed. The robot mainly consists of a tip (flat, cone, or auger), and a pair of cylindrical parts. The robot can achieve extension-contraction with the utilization of a linear actuator and have options for tip rotation with an embedded gear motor. Using a combined numerical simulation and laboratory testing approach, symmetry-breaking is validated to be the key to underground burrowing. The resistance-displacement curves during the extension-contraction cycles of the robot can be used to quantify the overall effect of asymmetries and estimate the burrowing behavior of the robots. Findings from this research shed light on the future development of self-burrowing robots and active WUSNs.
ContributorsZhong, Yi (Author) / Tao, Junliang (Thesis advisor) / Kavazanjian, Edward (Committee member) / Martinez, Alejandro (Committee member) / Arizona State University (Publisher)
Created2023
Description
Seed awns (Erodium and Pelargonium) bury themselves into ground for germination usinghygroscopic coiling and uncoilingmovements. Similarly,wormlizards (Amphisbaenia) create
tunnels for habitation by oscillating their heads along the long axis of the trunks. Inspired by
these burrowing strategies, this research aims to understand these mechanisms from a soil
mechanics perspective, investigate the factors influencing penetration resistance, and develop
a self-burrowing technology for subterranean explorations. The rotational movements of
seed awns, specifically their coiling and uncoiling movements, were initially examined
using the Discrete Element Method (DEM) under shallow and dry conditions. The findings
suggest that rotation reduces penetration resistance by decreasing penetrator-particle contact
number and the force exerted, and by shifting the contact force away from vertical direction.
The effects of rotation were illustrated through the force chain network, displacement field,
and particle trajectories, supporting the "force chain breakage" hypothesis and challenging
the assumptions of previous analytical models. The factors reducing penetration resistance
were subsequently examined, both numerically and experimentally. The experimental results
link the reduction of horizontal penetration resistance to embedment depth and penetrator
geometry. Notably, both numerical and experimental results confirm that the reduction of
penetration resistance is determined by the relative slip velocity, not by the absolute values.
The reduction initially spikes sharply with the relative slip velocity, then increases at a slower
rate, leveling off at higher relative slip velocities. Additional findings revealed a minimal
impact of relative density, particle shape, and inertial number on penetration resistance
reduction. Conversely, interface friction angle appeared to increase the reduction, while
penetrator roundness and confining pressure decreased it. The investigation also extended
to the effect of rotational modes on the reduction of penetration resistance. Reductions
between cone-continuous rotation (CCR) and cone-oscillatory rotation (COR) cases were
i
comparable. However, whole-body-continuous rotation (WCR) yielded a higher reduction
under the same relative slip velocities. Interestingly, the amplitude of oscillation movement
demonstrated a negligible effect on the reduction. Lastly, a self-burrowing soft robot was
constructed based on these insights. Preliminary findings indicate that the robot can move
horizontally, leveraging a combination of extensioncontraction and rotational movements.
ContributorsTang, Yong (Author) / Tao, Junliang (Thesis advisor) / Kavazanjian, Edward (Committee member) / Marvi, Hamid (Committee member) / Arizona State University (Publisher)
Created2023