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- Genre: Masters Thesis
Description
The problem of cooperative radar and communications signaling is investigated. Each system typically considers the other system a source of interference. Consequently, the tradition is to have them operate in orthogonal frequency bands. By considering the radar and communications operations to be a single joint system, performance bounds on a receiver that observes communications and radar return in the same frequency allocation are derived. Bounds in performance of the joint system is measured in terms of data information rate for communications and radar estimation information rate for the radar. Inner bounds on performance are constructed.
ContributorsChiriyath, Alex (Author) / Bliss, Daniel W (Thesis advisor) / Kosut, Oliver (Committee member) / Berisha, Visar (Committee member) / Arizona State University (Publisher)
Created2014
Description
The electric power system is one of the largest, most complicated, and most important cyber-physical systems in the world. The link between the cyber and physical level is the Supervisory Control and Data Acquisition (SCADA) systems and Energy Management Systems (EMS). Their functions include monitoring the real-time system operation through state estimation (SE), controlling the system to operate reliably, and optimizing the system operation efficiency. The SCADA acquires the noisy measurements, such as voltage angle and magnitude, line power flows, and line current magnitude, from the remote terminal units (RTUs). These raw data are firstly sent to the SE, which filters all the noisy data and derives the best estimate of the system state. Then the estimated states are used for other EMS functions, such as contingency analysis, optimal power flow, etc.
In the existing state estimation process, there is no defense mechanism for any malicious attacks. Once the communication channel between the SCADA and RTUs is hijacked by the attacker, the attacker can perform a man-in-middle attack and send data of its choice. The only step that can possibly detect the attack during the state estimation process is the bad data detector. Unfortunately, even the bad data detector is unable to detect a certain type of attack, known as the false data injection (FDI) attacks.
Diagnosing the physical consequences of such attacks, therefore, is very important to understand system stability. In this thesis, theoretical general attack models for AC and DC attacks are given and an optimization problem for the worst-case overload attack is formulated. Furthermore, physical consequences of FDI attacks, based on both DC and AC model, are addressed. Various scenarios with different attack targets and system configurations are simulated. The details of the research, results obtained and conclusions drawn are presented in this document.
In the existing state estimation process, there is no defense mechanism for any malicious attacks. Once the communication channel between the SCADA and RTUs is hijacked by the attacker, the attacker can perform a man-in-middle attack and send data of its choice. The only step that can possibly detect the attack during the state estimation process is the bad data detector. Unfortunately, even the bad data detector is unable to detect a certain type of attack, known as the false data injection (FDI) attacks.
Diagnosing the physical consequences of such attacks, therefore, is very important to understand system stability. In this thesis, theoretical general attack models for AC and DC attacks are given and an optimization problem for the worst-case overload attack is formulated. Furthermore, physical consequences of FDI attacks, based on both DC and AC model, are addressed. Various scenarios with different attack targets and system configurations are simulated. The details of the research, results obtained and conclusions drawn are presented in this document.
ContributorsLiang, Jingwen (Author) / Sankar, Lalitha (Thesis advisor) / Kosut, Oliver (Thesis advisor) / Hedman, Kory (Committee member) / Arizona State University (Publisher)
Created2015
Description
The large distributed electric power system is a hierarchical network involving the
transportation of power from the sources of power generation via an intermediate
densely connected transmission network to a large distribution network of end-users
at the lowest level of the hierarchy. At each level of the hierarchy (generation/ trans-
mission/ distribution), the system is managed and monitored with a combination of
(a) supervisory control and data acquisition (SCADA); and (b) energy management
systems (EMSs) that process the collected data and make control and actuation de-
cisions using the collected data. However, at all levels of the hierarchy, both SCADA
and EMSs are vulnerable to cyber attacks. Furthermore, given the criticality of the
electric power infrastructure, cyber attacks can have severe economic and social con-
sequences.
This thesis focuses on cyber attacks on SCADA and EMS at the transmission
level of the electric power system. The goal is to study the consequences of three
classes of cyber attacks that can change topology data. These classes include: (i)
unobservable state-preserving cyber attacks that only change the topology data; (ii)
unobservable state-and-topology cyber-physical attacks that change both states and
topology data to enable a coordinated physical and cyber attack; and (iii) topology-
targeted man-in-the-middle (MitM) communication attacks that alter topology data
shared during inter-EMS communication. Specically, attack class (i) and (ii) focus on
the unobservable attacks on single regional EMS while class (iii) focuses on the MitM
attacks on communication links between regional EMSs. For each class of attacks,
the theoretical attack model and the implementation of attacks are provided, and the
worst-case attack and its consequences are exhaustively studied. In particularly, for
class (ii), a two-stage optimization problem is introduced to study worst-case attacks
that can cause a physical line over
ow that is unobservable in the cyber layer. The long-term implication and the system anomalies are demonstrated via simulation.
For attack classes (i) and (ii), both mathematical and experimental analyses sug-
gest that these unobservable attacks can be limited or even detected with resiliency
mechanisms including load monitoring, anomalous re-dispatches checking, and his-
torical data comparison. For attack class (iii), countermeasures including anomalous
tie-line interchange verication, anomalous re-dispatch alarms, and external contin-
gency lists sharing are needed to thwart such attacks.
transportation of power from the sources of power generation via an intermediate
densely connected transmission network to a large distribution network of end-users
at the lowest level of the hierarchy. At each level of the hierarchy (generation/ trans-
mission/ distribution), the system is managed and monitored with a combination of
(a) supervisory control and data acquisition (SCADA); and (b) energy management
systems (EMSs) that process the collected data and make control and actuation de-
cisions using the collected data. However, at all levels of the hierarchy, both SCADA
and EMSs are vulnerable to cyber attacks. Furthermore, given the criticality of the
electric power infrastructure, cyber attacks can have severe economic and social con-
sequences.
This thesis focuses on cyber attacks on SCADA and EMS at the transmission
level of the electric power system. The goal is to study the consequences of three
classes of cyber attacks that can change topology data. These classes include: (i)
unobservable state-preserving cyber attacks that only change the topology data; (ii)
unobservable state-and-topology cyber-physical attacks that change both states and
topology data to enable a coordinated physical and cyber attack; and (iii) topology-
targeted man-in-the-middle (MitM) communication attacks that alter topology data
shared during inter-EMS communication. Specically, attack class (i) and (ii) focus on
the unobservable attacks on single regional EMS while class (iii) focuses on the MitM
attacks on communication links between regional EMSs. For each class of attacks,
the theoretical attack model and the implementation of attacks are provided, and the
worst-case attack and its consequences are exhaustively studied. In particularly, for
class (ii), a two-stage optimization problem is introduced to study worst-case attacks
that can cause a physical line over
ow that is unobservable in the cyber layer. The long-term implication and the system anomalies are demonstrated via simulation.
For attack classes (i) and (ii), both mathematical and experimental analyses sug-
gest that these unobservable attacks can be limited or even detected with resiliency
mechanisms including load monitoring, anomalous re-dispatches checking, and his-
torical data comparison. For attack class (iii), countermeasures including anomalous
tie-line interchange verication, anomalous re-dispatch alarms, and external contin-
gency lists sharing are needed to thwart such attacks.
ContributorsZhang, Jiazi (Author) / Sankar, Lalitha (Thesis advisor) / Hedman, Kory (Committee member) / Kosut, Oliver (Committee member) / Arizona State University (Publisher)
Created2015
Description
Energy management system (EMS) is at the heart of the operation and control of a modern electrical grid. Because of economic, safety, and security reasons, access to industrial grade EMS and real-world power system data is extremely limited. Therefore, the ability to simulate an EMS is invaluable in researching the EMS in normal and anomalous operating conditions.
I first lay the groundwork for a basic EMS loop simulation in modern power grids and review a class of cybersecurity threats called false data injection (FDI) attacks. Then I propose a software architecture as the basis of software simulation of the EMS loop and explain an actual software platform built using the proposed architecture. I also explain in detail the power analysis libraries used for building the platform with examples and illustrations from the implemented application. Finally, I will use the platform to simulate FDI attacks on two synthetic power system test cases and analyze and visualize the consequences using the capabilities built into the platform.
I first lay the groundwork for a basic EMS loop simulation in modern power grids and review a class of cybersecurity threats called false data injection (FDI) attacks. Then I propose a software architecture as the basis of software simulation of the EMS loop and explain an actual software platform built using the proposed architecture. I also explain in detail the power analysis libraries used for building the platform with examples and illustrations from the implemented application. Finally, I will use the platform to simulate FDI attacks on two synthetic power system test cases and analyze and visualize the consequences using the capabilities built into the platform.
ContributorsKhodadadeh, Roozbeh (Author) / Sankar, Lalitha (Thesis advisor) / Xue, Guoliang (Thesis advisor) / Kosut, Oliver (Committee member) / Arizona State University (Publisher)
Created2019
Description
Multiple-input multiple-output systems have gained focus in the last decade due to the benefits they provide in enhancing the quality of communications. On the other hand, full-duplex communication has attracted remarkable attention due to its ability to improve the spectral efficiency compared to the existing half-duplex systems. Using full-duplex communications on MIMO co-operative networks can provide us solutions that can completely outperform existing systems with simultaneous transmission and reception at high data rates.
This thesis considers a full-duplex MIMO relay which amplifies and forwards the received signals, between a source and a destination that do not a have line of sight. Full-duplex mode raises the problem of self-interference. Though all the links in the system undergo frequency flat fading, the end-to-end effective channel is frequency selective. This is due to the imperfect cancellation of the self-interference at the relay and this residual self-interference acts as intersymbol interference at the destination which is treated by equalization. This also leads to complications in form of recursive equations to determine the input-output relationship of the system. This also leads to complications in the form of recursive equations to determine the input-output relationship of the system.
To overcome this, a signal flow graph approach using Mason's gain formula is proposed, where the effective channel is analyzed with keen notice to every loop and path the signal traverses. This gives a clear understanding and awareness about the orders of the polynomials involved in the transfer function, from which desired conclusions can be drawn. But the complexity of Mason's gain formula increases with the number of antennas at relay which can be overcome by the proposed linear algebraic method. Input-output relationship derived using simple concepts of linear algebra can be generalized to any number of antennas and the computation complexity is comparatively very low.
For a full-duplex amplify-and-forward MIMO relay system, assuming equalization at the destination, new mechanisms have been implemented at the relay that can compensate the effect of residual self-interference namely equal-gain transmission and antenna selection. Though equal-gain transmission does not perform better than the maximal ratio transmission, a trade-off can be made between performance and implementation complexity. Using the proposed antenna selection strategy, one pair of transmit-receive antennas at the relay is selected based on four selection criteria discussed. Outage probability analysis is performed for all the strategies presented and detailed comparison has been established. Considering minimum mean-squared error decision feedback equalizer at the destination, a bound on the outage probability has been obtained for the antenna selection case and is used for comparisons. A cross-over point is observed while comparing the outage probabilities of equal-gain transmission and antenna selection techniques, as the signal-to-noise ratio increases and from that point antenna selection outperforms equal-gain transmission and this is explained by the fact of reduced residual self-interference in antenna selection method.
This thesis considers a full-duplex MIMO relay which amplifies and forwards the received signals, between a source and a destination that do not a have line of sight. Full-duplex mode raises the problem of self-interference. Though all the links in the system undergo frequency flat fading, the end-to-end effective channel is frequency selective. This is due to the imperfect cancellation of the self-interference at the relay and this residual self-interference acts as intersymbol interference at the destination which is treated by equalization. This also leads to complications in form of recursive equations to determine the input-output relationship of the system. This also leads to complications in the form of recursive equations to determine the input-output relationship of the system.
To overcome this, a signal flow graph approach using Mason's gain formula is proposed, where the effective channel is analyzed with keen notice to every loop and path the signal traverses. This gives a clear understanding and awareness about the orders of the polynomials involved in the transfer function, from which desired conclusions can be drawn. But the complexity of Mason's gain formula increases with the number of antennas at relay which can be overcome by the proposed linear algebraic method. Input-output relationship derived using simple concepts of linear algebra can be generalized to any number of antennas and the computation complexity is comparatively very low.
For a full-duplex amplify-and-forward MIMO relay system, assuming equalization at the destination, new mechanisms have been implemented at the relay that can compensate the effect of residual self-interference namely equal-gain transmission and antenna selection. Though equal-gain transmission does not perform better than the maximal ratio transmission, a trade-off can be made between performance and implementation complexity. Using the proposed antenna selection strategy, one pair of transmit-receive antennas at the relay is selected based on four selection criteria discussed. Outage probability analysis is performed for all the strategies presented and detailed comparison has been established. Considering minimum mean-squared error decision feedback equalizer at the destination, a bound on the outage probability has been obtained for the antenna selection case and is used for comparisons. A cross-over point is observed while comparing the outage probabilities of equal-gain transmission and antenna selection techniques, as the signal-to-noise ratio increases and from that point antenna selection outperforms equal-gain transmission and this is explained by the fact of reduced residual self-interference in antenna selection method.
ContributorsJonnalagadda, Geeta Sankar Kalyan (Author) / Tepedelenlioğlu, Cihan (Thesis advisor) / Bliss, Daniel (Committee member) / Kosut, Oliver (Committee member) / Arizona State University (Publisher)
Created2018
Description
Generative Adversarial Networks (GANs) have emerged as a powerful framework for generating realistic and high-quality data. In the original ``vanilla'' GAN formulation, two models -- the generator and discriminator -- are engaged in a min-max game and optimize the same value function. Despite offering an intuitive approach, vanilla GANs often face stability challenges such as vanishing gradients and mode collapse. Addressing these common failures, recent work has proposed the use of tunable classification losses in place of traditional value functions. Although parameterized robust loss families, e.g. $\alpha$-loss, have shown promising characteristics as value functions, this thesis argues that the generator and discriminator require separate objective functions to achieve their different goals. As a result, this thesis introduces the $(\alpha_{D}, \alpha_{G})$-GAN, a parameterized class of dual-objective GANs, as an alternative approach to the standard vanilla GAN. The $(\alpha_{D}, \alpha_{G})$-GAN formulation, inspired by $\alpha$-loss, allows practitioners to tune the parameters $(\alpha_{D}, \alpha_{G}) \in [0,\infty)^{2}$ to provide a more stable training process. The objectives for the generator and discriminator in $(\alpha_{D}, \alpha_{G})$-GAN are derived, and the advantages of using these objectives are investigated. In particular, the optimization trajectory of the generator is found to be influenced by the choice of $\alpha_{D}$ and $\alpha_{G}$. Empirical evidence is presented through experiments conducted on various datasets, including the 2D Gaussian Mixture Ring, Celeb-A image dataset, and LSUN Classroom image dataset. Performance metrics such as mode coverage and Fréchet Inception Distance (FID) are used to evaluate the effectiveness of the $(\alpha_{D}, \alpha_{G})$-GAN compared to the vanilla GAN and state-of-the-art Least Squares GAN (LSGAN). The experimental results demonstrate that tuning $\alpha_{D} < 1$ leads to improved stability, robustness to hyperparameter choice, and competitive performance compared to LSGAN.
ContributorsOtstot, Kyle (Author) / Sankar, Lalitha (Thesis advisor) / Kosut, Oliver (Committee member) / Pedrielli, Giulia (Committee member) / Arizona State University (Publisher)
Created2023