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- Member of: ASU Electronic Theses and Dissertations
Description
In modern electric power systems, energy management systems (EMSs) are responsi-ble for monitoring and controlling the generation system and transmission networks. State estimation (SE) is a critical `must run successful' component within the EMS software. This is dictated by the high reliability requirements and need to represent the closest real time model for market operations and other critical analysis functions in the EMS. Tradi-tionally, SE is run with data obtained only from supervisory control and data acquisition (SCADA) devices and systems. However, more emphasis on improving the performance of SE drives the inclusion of phasor measurement units (PMUs) into SE input data. PMU measurements are claimed to be more accurate than conventional measurements and PMUs `time stamp' measurements accurately. These widely distributed devices meas-ure the voltage phasors directly. That is, phase information for measured voltages and currents are available. PMUs provide data time stamps to synchronize measurements. Con-sidering the relatively small number of PMUs installed in contemporary power systems in North America, performing SE with only phasor measurements is not feasible. Thus a hy-brid SE, including both SCADA and PMU measurements, is the reality for contemporary power system SE. The hybrid approach is the focus of a number of research papers. There are many practical challenges in incorporating PMUs into SE input data. The higher reporting rates of PMUs as compared with SCADA measurements is one of the salient problems. The disparity of reporting rates raises a question whether buffering the phasor measurements helps to give better estimates of the states. The research presented in this thesis addresses the design of data buffers for PMU data as used in SE applications in electric power systems. The system theoretic analysis is illustrated using an operating electric power system in the southwest part of the USA. Var-ious instances of state estimation data have been used for analysis purposes. The details of the research, results obtained and conclusions drawn are presented in this document.
ContributorsMurugesan, Veerakumar (Author) / Vittal, Vijay (Committee member) / Heydt, Gerald (Committee member) / Ayyanar, Raja (Committee member) / Arizona State University (Publisher)
Created2013
Description
This study focuses on state estimation of nonlinear discrete time systems with constraints. Physical processes have inherent in them, constraints on inputs, outputs, states and disturbances. These constraints can provide additional information to the estimator in estimating states from the measured output. Recursive filters such as Kalman Filters or Extended Kalman Filters are commonly used in state estimation; however, they do not allow inclusion of constraints in their formulation. On the other hand, computational complexity of full information estimation (using all measurements) grows with iteration and becomes intractable. One way of formulating the recursive state estimation problem with constraints is the Moving Horizon Estimation (MHE) approximation. Estimates of states are calculated from the solution of a constrained optimization problem of fixed size. Detailed formulation of this strategy is studied and properties of this estimation algorithm are discussed in this work. The problem with the MHE formulation is solving an optimization problem in each iteration which is computationally intensive. State estimation with constraints can be formulated as Extended Kalman Filter (EKF) with a projection applied to estimates. The states are estimated from the measurements using standard Extended Kalman Filter (EKF) algorithm and the estimated states are projected on to a constrained set. Detailed formulation of this estimation strategy is studied and the properties associated with this algorithm are discussed. Both these state estimation strategies (MHE and EKF with projection) are tested with examples from the literature. The average estimation time and the sum of square estimation error are used to compare performance of these estimators. Results of the case studies are analyzed and trade-offs are discussed.
ContributorsJoshi, Rakesh (Author) / Tsakalis, Konstantinos (Thesis advisor) / Rodriguez, Armando (Committee member) / Si, Jennie (Committee member) / Arizona State University (Publisher)
Created2013
Description
The electric power system is one of the largest, most complicated, and most important cyber-physical systems in the world. The link between the cyber and physical level is the Supervisory Control and Data Acquisition (SCADA) systems and Energy Management Systems (EMS). Their functions include monitoring the real-time system operation through state estimation (SE), controlling the system to operate reliably, and optimizing the system operation efficiency. The SCADA acquires the noisy measurements, such as voltage angle and magnitude, line power flows, and line current magnitude, from the remote terminal units (RTUs). These raw data are firstly sent to the SE, which filters all the noisy data and derives the best estimate of the system state. Then the estimated states are used for other EMS functions, such as contingency analysis, optimal power flow, etc.
In the existing state estimation process, there is no defense mechanism for any malicious attacks. Once the communication channel between the SCADA and RTUs is hijacked by the attacker, the attacker can perform a man-in-middle attack and send data of its choice. The only step that can possibly detect the attack during the state estimation process is the bad data detector. Unfortunately, even the bad data detector is unable to detect a certain type of attack, known as the false data injection (FDI) attacks.
Diagnosing the physical consequences of such attacks, therefore, is very important to understand system stability. In this thesis, theoretical general attack models for AC and DC attacks are given and an optimization problem for the worst-case overload attack is formulated. Furthermore, physical consequences of FDI attacks, based on both DC and AC model, are addressed. Various scenarios with different attack targets and system configurations are simulated. The details of the research, results obtained and conclusions drawn are presented in this document.
In the existing state estimation process, there is no defense mechanism for any malicious attacks. Once the communication channel between the SCADA and RTUs is hijacked by the attacker, the attacker can perform a man-in-middle attack and send data of its choice. The only step that can possibly detect the attack during the state estimation process is the bad data detector. Unfortunately, even the bad data detector is unable to detect a certain type of attack, known as the false data injection (FDI) attacks.
Diagnosing the physical consequences of such attacks, therefore, is very important to understand system stability. In this thesis, theoretical general attack models for AC and DC attacks are given and an optimization problem for the worst-case overload attack is formulated. Furthermore, physical consequences of FDI attacks, based on both DC and AC model, are addressed. Various scenarios with different attack targets and system configurations are simulated. The details of the research, results obtained and conclusions drawn are presented in this document.
ContributorsLiang, Jingwen (Author) / Sankar, Lalitha (Thesis advisor) / Kosut, Oliver (Thesis advisor) / Hedman, Kory (Committee member) / Arizona State University (Publisher)
Created2015
Description
The Smart Grid initiative describes the collaborative effort to modernize the U.S. electric power infrastructure. Modernization efforts incorporate digital data and information technology to effectuate control, enhance reliability, encourage small customer sited distributed generation (DG), and better utilize assets. The Smart Grid environment is envisioned to include distributed generation, flexible and controllable loads, bidirectional communications using smart meters and other technologies. Sensory technology may be utilized as a tool that enhances operation including operation of the distribution system. Addressing this point, a distribution system state estimation algorithm is developed in this thesis. The state estimation algorithm developed here utilizes distribution system modeling techniques to calculate a vector of state variables for a given set of measurements. Measurements include active and reactive power flows, voltage and current magnitudes, phasor voltages with magnitude and angle information. The state estimator is envisioned as a tool embedded in distribution substation computers as part of distribution management systems (DMS); the estimator acts as a supervisory layer for a number of applications including automation (DA), energy management, control and switching. The distribution system state estimator is developed in full three-phase detail, and the effect of mutual coupling and single-phase laterals and loads on the solution is calculated. The network model comprises a full three-phase admittance matrix and a subset of equations that relates measurements to system states. Network equations and variables are represented in rectangular form. Thus a linear calculation procedure may be employed. When initialized to the vector of measured quantities and approximated non-metered load values, the calculation procedure is non-iterative. This dissertation presents background information used to develop the state estimation algorithm, considerations for distribution system modeling, and the formulation of the state estimator. Estimator performance for various power system test beds is investigated. Sample applications of the estimator to Smart Grid systems are presented. Applications include monitoring, enabling demand response (DR), voltage unbalance mitigation, and enhancing voltage control. Illustrations of these applications are shown. Also, examples of enhanced reliability and restoration using a sensory based automation infrastructure are shown.
ContributorsHaughton, Daniel Andrew (Author) / Heydt, Gerald T (Thesis advisor) / Vittal, Vijay (Committee member) / Ayyanar, Raja (Committee member) / Hedman, Kory W (Committee member) / Arizona State University (Publisher)
Created2012
Description
The large distributed electric power system is a hierarchical network involving the
transportation of power from the sources of power generation via an intermediate
densely connected transmission network to a large distribution network of end-users
at the lowest level of the hierarchy. At each level of the hierarchy (generation/ trans-
mission/ distribution), the system is managed and monitored with a combination of
(a) supervisory control and data acquisition (SCADA); and (b) energy management
systems (EMSs) that process the collected data and make control and actuation de-
cisions using the collected data. However, at all levels of the hierarchy, both SCADA
and EMSs are vulnerable to cyber attacks. Furthermore, given the criticality of the
electric power infrastructure, cyber attacks can have severe economic and social con-
sequences.
This thesis focuses on cyber attacks on SCADA and EMS at the transmission
level of the electric power system. The goal is to study the consequences of three
classes of cyber attacks that can change topology data. These classes include: (i)
unobservable state-preserving cyber attacks that only change the topology data; (ii)
unobservable state-and-topology cyber-physical attacks that change both states and
topology data to enable a coordinated physical and cyber attack; and (iii) topology-
targeted man-in-the-middle (MitM) communication attacks that alter topology data
shared during inter-EMS communication. Specically, attack class (i) and (ii) focus on
the unobservable attacks on single regional EMS while class (iii) focuses on the MitM
attacks on communication links between regional EMSs. For each class of attacks,
the theoretical attack model and the implementation of attacks are provided, and the
worst-case attack and its consequences are exhaustively studied. In particularly, for
class (ii), a two-stage optimization problem is introduced to study worst-case attacks
that can cause a physical line over
ow that is unobservable in the cyber layer. The long-term implication and the system anomalies are demonstrated via simulation.
For attack classes (i) and (ii), both mathematical and experimental analyses sug-
gest that these unobservable attacks can be limited or even detected with resiliency
mechanisms including load monitoring, anomalous re-dispatches checking, and his-
torical data comparison. For attack class (iii), countermeasures including anomalous
tie-line interchange verication, anomalous re-dispatch alarms, and external contin-
gency lists sharing are needed to thwart such attacks.
transportation of power from the sources of power generation via an intermediate
densely connected transmission network to a large distribution network of end-users
at the lowest level of the hierarchy. At each level of the hierarchy (generation/ trans-
mission/ distribution), the system is managed and monitored with a combination of
(a) supervisory control and data acquisition (SCADA); and (b) energy management
systems (EMSs) that process the collected data and make control and actuation de-
cisions using the collected data. However, at all levels of the hierarchy, both SCADA
and EMSs are vulnerable to cyber attacks. Furthermore, given the criticality of the
electric power infrastructure, cyber attacks can have severe economic and social con-
sequences.
This thesis focuses on cyber attacks on SCADA and EMS at the transmission
level of the electric power system. The goal is to study the consequences of three
classes of cyber attacks that can change topology data. These classes include: (i)
unobservable state-preserving cyber attacks that only change the topology data; (ii)
unobservable state-and-topology cyber-physical attacks that change both states and
topology data to enable a coordinated physical and cyber attack; and (iii) topology-
targeted man-in-the-middle (MitM) communication attacks that alter topology data
shared during inter-EMS communication. Specically, attack class (i) and (ii) focus on
the unobservable attacks on single regional EMS while class (iii) focuses on the MitM
attacks on communication links between regional EMSs. For each class of attacks,
the theoretical attack model and the implementation of attacks are provided, and the
worst-case attack and its consequences are exhaustively studied. In particularly, for
class (ii), a two-stage optimization problem is introduced to study worst-case attacks
that can cause a physical line over
ow that is unobservable in the cyber layer. The long-term implication and the system anomalies are demonstrated via simulation.
For attack classes (i) and (ii), both mathematical and experimental analyses sug-
gest that these unobservable attacks can be limited or even detected with resiliency
mechanisms including load monitoring, anomalous re-dispatches checking, and his-
torical data comparison. For attack class (iii), countermeasures including anomalous
tie-line interchange verication, anomalous re-dispatch alarms, and external contin-
gency lists sharing are needed to thwart such attacks.
ContributorsZhang, Jiazi (Author) / Sankar, Lalitha (Thesis advisor) / Hedman, Kory (Committee member) / Kosut, Oliver (Committee member) / Arizona State University (Publisher)
Created2015
Description
The accurate monitoring of the bulk transmission system of the electric power grid by sensors, such as Remote Terminal Units (RTUs) and Phasor Measurement Units (PMUs), is essential for maintaining the reliability of the modern power system. One of the primary objectives of power system monitoring is the identification of the snapshots of the system at regular intervals by performing state estimation using the available measurements from the sensors. The process of state estimation corresponds to the estimation of the complex voltages at all buses of the system. PMU measurements play an important role in this regard, because of the time-synchronized nature of these measurements as well as the faster rates at which they are produced. However, a model-based linear state estimator created using PMU-only data requires complete observability of the system by PMUs for its continuous functioning. The conventional model-based techniques also make certain assumptions in the modeling of the physical system, such as the constant values of the line parameters. The measurement error models in the conventional state estimators are also assumed to follow a Gaussian distribution. In this research, a data mining technique using Deep Neural Networks (DNNs) is proposed for performing a high-speed, time-synchronized state estimation of the transmission system of the power system. The proposed technique uses historical data to identify the correlation between the measurements and the system states as opposed to directly using the physical model of the system. Therefore, the highlight of the proposed technique is its ability to provide an accurate, fast, time-synchronized estimate of the system states even in the absence of complete system observability by PMUs.
The state estimator is formulated for the IEEE 118-bus system and its reliable performance is demonstrated in the presence of redundant observability, complete observability, and incomplete observability. The robustness of the state estimator is also demonstrated by performing the estimation in presence of Non-Gaussian measurement errors and varying line parameters. The consistency of the DNN state estimator is demonstrated by performing state estimation for an entire day.
The state estimator is formulated for the IEEE 118-bus system and its reliable performance is demonstrated in the presence of redundant observability, complete observability, and incomplete observability. The robustness of the state estimator is also demonstrated by performing the estimation in presence of Non-Gaussian measurement errors and varying line parameters. The consistency of the DNN state estimator is demonstrated by performing state estimation for an entire day.
ContributorsChandrasekaran, Harish (Author) / Pal, Anamitra (Thesis advisor) / Sen, Arunabha (Committee member) / Tylavsky, Daniel (Committee member) / Arizona State University (Publisher)
Created2020
Description
The objective of this thesis is to propose two novel interval observer designs for different classes of linear and hybrid systems with nonlinear observations. The first part of the thesis presents a novel interval observer design for uncertain locally Lipschitz continuous-time (CT) and discrete-time (DT) systems with noisy nonlinear observations. The observer is constructed using mixed-monotone decompositions, which ensures correctness and positivity without additional constraints/assumptions. The proposed design also involves additional degrees of freedom that may improve the performance of the observer design. The proposed observer is input-to-state stable (ISS) and minimizes the L1-gain of the observer error system with respect to the uncertainties. The observer gains are computed using mixed-integer (linear) programs. The second part of the thesis addresses the problem of designing a novel asymptotically stable interval estimator design for hybrid systems with nonlinear dynamics and observations under the assumption of known jump times. The proposed architecture leverages mixed-monotone decompositions to construct a hybrid interval observer that is guaranteed to frame the true states. Moreover, using common Lyapunov analysis and the positive/cooperative property of the error dynamics, two approaches were proposed for constructing the observer gains to achieve uniform asymptotic stability of the error system based on mixed-integer semidefinite and linear programs, and additional degrees of freedom are incorporated to provide potential advantages similar to coordinate transformations. The effectiveness of both observer designs is demonstrated through simulation examples.
ContributorsDaddala, Sai Praveen Praveen (Author) / Yong, Sze Zheng (Thesis advisor) / Tsakalis, Konstantinos (Thesis advisor) / Lee, Hyunglae (Committee member) / Arizona State University (Publisher)
Created2023
Description
Soft robots provide an additional measure of safety and compliance over traditionalrigid robots. Generally, control and modelling experiments take place using a
motion capture system for measuring robot configuration. While accurate, motion
capture systems are expensive and require re-calibration whenever the cameras are
adjusted. While advances in soft sensors contribute to a potential solution to sensing
outside of a lab environment, most of these sensing methods require the sensors to
be embedded into the soft robot arm. In this work, a more practical sensing method
is proposed using off-the-shelf sensors and a Robust Extended Kalman Filter based
sensor fusion method. Inertial measurement unit sensors and wire draw sensors are
used to accurately estimate the state of the robot. An explanation for the need for
sensor fusion is included in this work. The sensor fusion state estimate is compared to
a motion capture measurement along with the raw inertial measurement unit reading
to verify the accuracy of the results. The potential for this sensing system is further
validated through Linear Quadratic Gaussian control of the soft robot. The Robust
Extended Kalman Filter based sensor fusion shows an error of less than one degree
when compared to the motion capture system.
ContributorsStewart, Kyle James (Author) / Zhang, Wenlong (Thesis advisor) / Yong, Sze Zheng (Committee member) / Berman, Spring (Committee member) / Arizona State University (Publisher)
Created2022
Description
Walking and mobility are essential aspects of our daily lives, enabling us to engage in various activities. Gait disorders and impaired mobility are widespread challenges faced by older adults and people with neurological injuries, as these conditions can significantly impact their quality of life, leading to a loss of independence and an increased risk of mortality. In response to these challenges, rehabilitation, and assistive robotics have emerged as promising alternatives to conventional gait therapy, offering potential solutions that are less labor-intensive and costly. Despite numerous advances in wearable lower-limb robotics, their current applicability remains confined to laboratory settings. To expand their utility to broader gait impairments and daily living conditions, there is a pressing need for more intelligent robot controllers. In this dissertation, these challenges are tackled from two perspectives: First, to improve the robot's understanding of human motion and intentions which is crucial for assistive robot control, a robust human locomotion estimation technique is presented, focusing on measuring trunk motion. Employing an invariant extended Kalman filtering method that takes sensor misplacement into account, improved convergence properties over the existing methods for different locomotion modes are shown. Secondly, to enhance safe and effective robot-aided gait training, this dissertation proposes to directly learn from physical therapists' demonstrations of manual gait assistance in post-stroke rehabilitation.
Lower-limb kinematics of patients and assistive force applied by therapists to the patient's leg are measured using a wearable sensing system which includes a custom-made force sensing array. The collected data is then used to characterize a therapist's strategies. Preliminary analysis indicates that knee extension and weight-shifting play pivotal roles in shaping a therapist's assistance strategies, which are then incorporated into a virtual impedance model that effectively captures high-level therapist behaviors throughout a complete training session. Furthermore, to introduce safety constraints in the design of such controllers, a safety-critical learning framework is explored through theoretical analysis and simulations. A safety filter incorporating an online iterative learning component is introduced to bring robust safety guarantees for gait robotic assistance and training, addressing challenges such as stochasticity and the absence of a known prior dynamic model.
ContributorsRezayat Sorkhabadi, Seyed Mostafa (Author) / Zhang, Wenlong (Thesis advisor) / Berman, Spring (Committee member) / Lee, Hyunglae (Committee member) / Marvi, Hamid (Committee member) / Sugar, Thomas (Committee member) / Arizona State University (Publisher)
Created2023