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Description
Combining the rapid development of semiconductor technologies, miniaturization of integrated circuits (ICs), and scaling down the device size is trending towards faster, cheaper, and more reliable components for low-power integrated circuits. Most research and development relate to efficiency, structure, materials, and performance. However, the thermal problem is also created and

Combining the rapid development of semiconductor technologies, miniaturization of integrated circuits (ICs), and scaling down the device size is trending towards faster, cheaper, and more reliable components for low-power integrated circuits. Most research and development relate to efficiency, structure, materials, and performance. However, the thermal problem is also created and becomes more critical with shrinking device dimensions and increased integration densities, such that it affects the device performance and leads to degradation and damage. At the nanometer scale, the self-heating effect (SHE) is one of the main factors to degrade devices. Therefore, tracking and quantifying the SHE is important for reliability and efficiency issues. In this dissertation, engineers design two identical and closely spaced 40nm gate length silicon-on-insulator (SOI) n-channel metal-oxide-semiconductor-field-effect transistors (NMOSFETs) that share a common source with the same active silicon region. One of the MOSFETs acts as a heater to heat-up the active region, while the other one is a thermometer to evaluate the SHE and local temperature changes. The thermometer provides a method to calibrate the numerical models of self-heating and track the heat flow. Moreover, it also involves a trap-rich SOI wafer technology, in which a trap-rich layer, with higher resistivity and lower thermal conductivity compared to conventional bulk silicon substrates. The trap-rich SOI substrates can reduce the cross-talk and minimize the power consumption to increase the system performance. In particular, it offers a solution to radio frequency integrated circuits (RFICs) which require fast switching and low leakage. In high power amplifier (PA) applications, Watt-level PAs operates at less than 50% efficiency because of temperature limitations. The author uses experimental measurements of the local temperature changes, combined with simulations to examine the heat flow and temperature distribution. The approach may be useful to build a self-test application, because it can quantify the temperature changes by putting one or multiple NMOSFET thermometers around a complementary metal-oxide-semiconductor (CMOS) power amplifier, while only adding minimum die area. It points to ways in which it can optimize the reliability of RFIC applications, which operate under high-temperature or high-power conditions to protect the device before it is overheated or damaged.
ContributorsZhang, Xiong (Author) / Thornton, Trevor TT (Thesis advisor) / Vasileska, Dragica DV (Committee member) / Goryll, Michael MG (Committee member) / Myhajlenko, Stefan SM (Committee member) / Arizona State University (Publisher)
Created2020
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Description
The first half of this dissertation introduces a minimum cost incentive mechanism for collecting discrete distributed private data for big-data analysis. The goal of an incentive mechanism is to incentivize informative reports and make sure randomization in the reported data does not exceed a target level. It answers two fundamental

The first half of this dissertation introduces a minimum cost incentive mechanism for collecting discrete distributed private data for big-data analysis. The goal of an incentive mechanism is to incentivize informative reports and make sure randomization in the reported data does not exceed a target level. It answers two fundamental questions: what is the minimum payment required to incentivize an individual to submit data with quality level $\epsilon$? and what incentive mechanisms can achieve the minimum payment? A lower bound on the minimum amount of payment required for guaranteeing quality level $\epsilon$ is derived. Inspired by the lower bound, our incentive mechanism (WINTALL) first decides a winning answer based on reported data, then pays to individuals whose reported data match the winning answer. The expected payment of WINTALL matches lower bound asymptotically. Real-world experiments on Amazon Mechanical Turk are presented to further illustrate novelty of the principle behind WINTALL.

The second half studies problem of iterative training in Federated Learning. A system with a single parameter server and $M$ client devices is considered for training a predictive learning model with distributed data. The clients communicate with the parameter server using a common wireless channel so each time, only one device can transmit. The training is an iterative process consisting of multiple rounds. Adaptive training is considered where the parameter server decides when to stop/restart a new round, so the problem is formulated as an optimal stopping problem. While this optimal stopping problem is difficult to solve, a modified optimal stopping problem is proposed. Then a low complexity algorithm is introduced to solve the modified problem, which also works for the original problem. Experiments on a real data set shows significant improvements compared with policies collecting a fixed number of updates in each iteration.
ContributorsJiang, Pengfei (Author) / Ying, Lei (Thesis advisor) / Zhang, Junshan (Committee member) / Zhang, Yanchao (Committee member) / Wang, Weina (Committee member) / Arizona State University (Publisher)
Created2020
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Description
In the era of artificial intelligent (AI), deep neural networks (DNN) have achieved accuracy on par with humans on a variety of recognition tasks. However, the high computation and storage requirement of DNN training and inference have posed challenges to deploying or locally training the DNNs on mobile and wearable

In the era of artificial intelligent (AI), deep neural networks (DNN) have achieved accuracy on par with humans on a variety of recognition tasks. However, the high computation and storage requirement of DNN training and inference have posed challenges to deploying or locally training the DNNs on mobile and wearable devices. Energy-efficient hardware innovation from circuit to architecture level is required.In this dissertation, a smart electrocardiogram (ECG) processor is first presented for ECG-based authentication as well as cardiac monitoring. The 65nm testchip consumes 1.06 μW at 0.55 V for real-time ECG authentication achieving equal error rate of 1.7% for authentication on an in-house 645-subject database. Next, a couple of SRAM-based in-memory computing (IMC) accelerators for deep learning algorithms are presented. Two single-array macros titled XNOR-SRAM and C3SRAM are based on resistive and capacitive networks for XNOR-ACcumulation (XAC) operations, respectively. XNOR-SRAM and C3SRAM macros in 65nm CMOS achieve energy efficiency of 403 TOPS/W and 672 TOPS/W, respectively. Built on top of these two single-array macro designs, two multi-array architectures are presented. The XNOR-SRAM based architecture titled “Vesti” is designed to support configurable multibit activations and large-scale DNNs seamlessly. Vesti employs double-buffering with two groups of in-memory computing SRAMs, effectively hiding the write latency of IMC SRAMs. The Vesti accelerator in 65nm CMOS achieves energy consumption of <20 nJ for MNIST classification and <40μJ for CIFAR-10 classification at 1.0 V supply. More recently, a programmable IMC accelerator (PIMCA) integrating 108 C3SRAM macros of a total size of 3.4 Mb is proposed. The28nm prototype chip achieves system-level energy efficiency of 437/62 TOPS/W at 40 MHz, 1 V supply for DNNs with 1b/2b precision.
In addition to the IMC works, this dissertation also presents a convolutional neural network (CNN) learning processor, which accelerates the stochastic gradient descent (SGD) with momentum based training algorithm in 16-bit fixed-point precision. The65nm CNN learning processor achieves peak energy efficiency of 2.6 TOPS/W for16-bit fixed-point operations, consuming 10.45 mW at 0.55 V. In summary, in this dissertation, several hardware innovations from circuit to architecture level are presented, exploiting the reduced algorithm complexity with pruning and low-precision quantization techniques. In particular, macro-level and system-level SRAM based IMC works presented in this dissertation show that SRAM based IMC is one of the promising solutions for energy-efficient intelligent systems.
ContributorsYin, Shihui (Author) / Seo, Jae-sun Seo J. S. (Thesis advisor) / Cao, Yu Y. C. (Committee member) / Vrudhula, Sarma S. V. (Committee member) / Chakrabarti, Chaitali C. C. (Committee member) / Arizona State University (Publisher)
Created2020
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Description
Unmanned aerial systems (UASs) have recently enabled novel applications such as passenger transport and package delivery, but are increasingly vulnerable to cyberattack and therefore difficult to certify. Legacy systems such as GPS provide these capabilities extremely well, but are sensitive to spoofing and hijacking. An alternative intelligent transport system (ITS)

Unmanned aerial systems (UASs) have recently enabled novel applications such as passenger transport and package delivery, but are increasingly vulnerable to cyberattack and therefore difficult to certify. Legacy systems such as GPS provide these capabilities extremely well, but are sensitive to spoofing and hijacking. An alternative intelligent transport system (ITS) was developed that provides highly secure communications, positioning, and timing synchronization services to networks of cooperative RF users, termed Communications and High-Precision Positioning (CHP2) system. This technology was implemented on consumer-off-the-shelf (COTS) hardware and it offers rapid (<100 ms) and precise (<5 cm) positioning capabilities in over-the-air experiments using flexible ground stations and UAS platforms using limited bandwidth (10 MHz). In this study, CHP2 is considered in the context of safety-critical and resource limited transport applications and urban air mobility. The two-way ranging (TWR) protocol over a joint positioning-communications waveform enables distributed coherence and time-of-flight(ToF) estimation. In a multi-antenna setup, the cross-platform ranging on participating nodes in the network translate to precise target location and orientation. In the current form, CHP2 necessitates a cooperative timing exchange at regular intervals. Dynamic resource management supports higher user densities by constantly renegotiating spectral access depending on need and opportunity. With these novel contributions to the field of integrated positioning and communications, CHP2 is a suitable candidate to provide both communications, navigation, and surveillance (CNS) and alternative positioning, navigation, and timing (APNT) services for high density safety-critical transport applications on a variety of vehicular platforms.
ContributorsSrinivas, Sharanya (Author) / Bliss, Daniel W. (Thesis advisor) / Richmond, Christ D. (Committee member) / Chakrabarti, Chaitali (Committee member) / Alkhateeb, Ahmed (Committee member) / Arizona State University (Publisher)
Created2020
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Description
Wearable technology has brought in a rapid shift in the areas of healthcare and lifestyle management. The recent development and usage of wearable devices like smart watches has created significant impact in areas like fitness management, exercise tracking, sleep quality assessment and early diagnosis of diseases like asthma, sleep apnea

Wearable technology has brought in a rapid shift in the areas of healthcare and lifestyle management. The recent development and usage of wearable devices like smart watches has created significant impact in areas like fitness management, exercise tracking, sleep quality assessment and early diagnosis of diseases like asthma, sleep apnea etc. This thesis is dedicated to the development of wearable systems and algorithms to fulfill unmet needs in the area of cardiorespiratory monitoring.

First, a pneumotach based flow sensing technique has been developed and integrated into a face mask for respiratory profile tracking. Algorithms have been developed to convert the pressure profile into respiratory flow rate profile. Gyroscope-based correction is used to remove motion artifacts that arise from daily activities. By using Principal Component Analysis, the follow-up work established a unique respiratory signature for each subject based on the flow profile and lung parameters computed using the wearable mask system.

Next, wristwatch devices to track transcutaneous gases like oxygen (TcO2) and carbon dioxide (TcCO2), and oximetry (SpO2) have been developed. Two chemical sensing approaches have been explored. In the first approach, miniaturized low-cost commercial sensors have been integrated into the wristwatch for transcutaneous gas sensing. In the second approach, CMOS camera-based colorimetric sensors are integrated into the wristwatch, where a part of camera frame is used for photoplethysmography while the remaining part tracks the optical signal from colorimetric sensors.

Finally, the wireless connectivity using Bluetooth Low Energy (BLE) in wearable systems has been explored and a data transmission protocol between wearables and host for reliable transfer has been developed. To improve the transmission reliability, the host is designed to use queue-based re-request routine to notify the wearable device of the missing packets that should be re-transmitted. This approach avoids the issue of host dependent packet losses and ensures that all the necessary information is received.

The works in this thesis have provided technical solutions to address challenges in wearable technologies, ranging from chemical sensing, flow sensing, data analysis, to wireless data transmission. These works have demonstrated transformation of traditional bench-top medical equipment into non-invasive, unobtrusive, ergonomic & stand-alone healthcare devices.
ContributorsTipparaju, Vishal Varun (Author) / Xian, Xiaojun (Thesis advisor) / Forzani, Erica (Thesis advisor) / Blain Christen, Jennifer (Committee member) / Angadi, Siddhartha (Committee member) / Arizona State University (Publisher)
Created2020
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Description
An ongoing effort in the photovoltaic (PV) industry is to reduce the major manufacturing cost components of solar cells, the great majority of which are based on crystalline silicon (c-Si). This includes the substitution of screenprinted silver (Ag) cell contacts with alternative copper (Cu)-based contacts, usually applied with plating. Plated

An ongoing effort in the photovoltaic (PV) industry is to reduce the major manufacturing cost components of solar cells, the great majority of which are based on crystalline silicon (c-Si). This includes the substitution of screenprinted silver (Ag) cell contacts with alternative copper (Cu)-based contacts, usually applied with plating. Plated Cu contact schemes have been under study for many years with only minor traction in industrial production. One of the more commonly-cited barriers to the adoption of Cu-based contacts for photovoltaics is long-term reliability, as Cu is a significant contaminant in c-Si, forming precipitates that degrade performance via degradation of diode character and reduction of minority carrier lifetime. Cu contamination from contacts might cause degradation during field deployment if Cu is able to ingress into c-Si. Furthermore, Cu contamination is also known to cause a form of light-induced degradation (LID) which further degrades carrier lifetime when cells are exposed to light.

Prior literature on Cu-contact reliability tended to focus on accelerated testing at the cell and wafer level that may not be entirely replicative of real-world environmental stresses in PV modules. This thesis is aimed at advancing the understanding of Cu-contact reliability from the perspective of quasi-commercial modules under more realistic stresses. In this thesis, c-Si solar cells with Cu-plated contacts are fabricated, made into PV modules, and subjected to environmental stress in an attempt to induce hypothesized failure modes and understand any new vulnerabilities that Cu contacts might introduce. In particular, damp heat stress is applied to conventional, p-type c-Si modules and high efficiency, n-type c-Si heterojunction modules. I present evidence of Cu-induced diode degradation that also depends on PV module materials, as well as degradation unrelated to Cu, and in either case suggest engineering solutions to the observed degradation. In a forensic search for degradation mechanisms, I present novel evidence of Cu outdiffusion from contact layers and encapsulant-driven contact corrosion as potential key factors. Finally, outdoor exposures to light uncover peculiarities in Cu-plated samples, but do not point to especially serious vulnerabilities.
ContributorsKaras, Joseph (Author) / Bowden, Stuart (Thesis advisor) / Alford, Terry (Thesis advisor) / Tamizhmani, Govindasamy (Committee member) / Michaelson, Lynne (Committee member) / Arizona State University (Publisher)
Created2020
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Description
The availability of data for monitoring and controlling the electrical grid has increased exponentially over the years in both resolution and quantity leaving a large data footprint. This dissertation is motivated by the need for equivalent representations of grid data in lower-dimensional feature spaces so that

The availability of data for monitoring and controlling the electrical grid has increased exponentially over the years in both resolution and quantity leaving a large data footprint. This dissertation is motivated by the need for equivalent representations of grid data in lower-dimensional feature spaces so that machine learning algorithms can be employed for a variety of purposes. To achieve that, without sacrificing the interpretation of the results, the dissertation leverages the physics behind power systems, well-known laws that underlie this man-made infrastructure, and the nature of the underlying stochastic phenomena that define the system operating conditions as the backbone for modeling data from the grid.

The first part of the dissertation introduces a new framework of graph signal processing (GSP) for the power grid, Grid-GSP, and applies it to voltage phasor measurements that characterize the overall system state of the power grid. Concepts from GSP are used in conjunction with known power system models in order to highlight the low-dimensional structure in data and present generative models for voltage phasors measurements. Applications such as identification of graphical communities, network inference, interpolation of missing data, detection of false data injection attacks and data compression are explored wherein Grid-GSP based generative models are used.

The second part of the dissertation develops a model for a joint statistical description of solar photo-voltaic (PV) power and the outdoor temperature which can lead to better management of power generation resources so that electricity demand such as air conditioning and supply from solar power are always matched in the face of stochasticity. The low-rank structure inherent in solar PV power data is used for forecasting and to detect partial-shading type of faults in solar panels.
ContributorsRamakrishna, Raksha (Author) / Scaglione, Anna (Thesis advisor) / Cochran, Douglas (Committee member) / Spanias, Andreas (Committee member) / Vittal, Vijay (Committee member) / Zhang, Junshan (Committee member) / Arizona State University (Publisher)
Created2020
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Description
Semantic image segmentation has been a key topic in applications involving image processing and computer vision. Owing to the success and continuous research in the field of deep learning, there have been plenty of deep learning-based segmentation architectures that have been designed for various tasks. In this thesis, deep-learning architectures

Semantic image segmentation has been a key topic in applications involving image processing and computer vision. Owing to the success and continuous research in the field of deep learning, there have been plenty of deep learning-based segmentation architectures that have been designed for various tasks. In this thesis, deep-learning architectures for a specific application in material science; namely the segmentation process for the non-destructive study of the microstructure of Aluminum Alloy AA 7075 have been developed. This process requires the use of various imaging tools and methodologies to obtain the ground-truth information. The image dataset obtained using Transmission X-ray microscopy (TXM) consists of raw 2D image specimens captured from the projections at every beam scan. The segmented 2D ground-truth images are obtained by applying reconstruction and filtering algorithms before using a scientific visualization tool for segmentation. These images represent the corrosive behavior caused by the precipitates and inclusions particles on the Aluminum AA 7075 alloy. The study of the tools that work best for X-ray microscopy-based imaging is still in its early stages.

In this thesis, the underlying concepts behind Convolutional Neural Networks (CNNs) and state-of-the-art Semantic Segmentation architectures have been discussed in detail. The data generation and pre-processing process applied to the AA 7075 Data have also been described, along with the experimentation methodologies performed on the baseline and four other state-of-the-art Segmentation architectures that predict the segmented boundaries from the raw 2D images. A performance analysis based on various factors to decide the best techniques and tools to apply Semantic image segmentation for X-ray microscopy-based imaging was also conducted.
ContributorsBarboza, Daniel (Author) / Turaga, Pavan (Thesis advisor) / Chawla, Nikhilesh (Committee member) / Jayasuriya, Suren (Committee member) / Arizona State University (Publisher)
Created2020
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Description
The molecular beam epitaxy growth of the III-V semiconductor alloy indium arsenide antimonide bismide (InAsSbBi) is investigated over a range of growth temperatures and V/III flux ratios. Bulk and quantum well structures grown on gallium antimonide (GaSb) substrates are examined. The relationships between Bi incorporation, surface morphology, growth temperature, and

The molecular beam epitaxy growth of the III-V semiconductor alloy indium arsenide antimonide bismide (InAsSbBi) is investigated over a range of growth temperatures and V/III flux ratios. Bulk and quantum well structures grown on gallium antimonide (GaSb) substrates are examined. The relationships between Bi incorporation, surface morphology, growth temperature, and group-V flux are explored. A growth model is developed based on the kinetics of atomic desorption, incorporation, surface accumulation, and droplet formation. The model is applied to InAsSbBi, where the various process are fit to the Bi, Sb, and As mole fractions. The model predicts a Bi incorporation limit for lattice matched InAsSbBi grown on GaSb.The optical performance and bandgap energy of InAsSbBi is examined using photoluminescence spectroscopy. Emission is observed from low to room temperature with peaks ranging from 3.7 to 4.6 μm. The bandgap as function of temperature is determined from the first derivative maxima of the spectra fit to an Einstein single oscillator model. The photoluminescence spectra is observed to significantly broaden with Bi content as a result of lateral composition variations and the highly mismatched nature of Bi atoms, pairs, and clusters in the group-V sublattice.
A bowing model is developed for the bandgap and band offsets of the quinary alloy GaInAsSbBi and its quaternary constituents InAsSbBi and GaAsSbBi. The band anticrossing interaction due to the highly mismatched Bi atoms is incorporated into the relevant bowing terms. An algorithm is developed for the design of mid infrared GaInAsSbBi
quantum wells, with three degrees freedom to independently tune transition energy, in plane strain, and band edge offsets for desired electron and hole confinement.
The physical characteristics of the fundamental absorption edge of the relevant III-V binaries GaAs, GaSb, InAs, and InSb are examined using spectroscopic ellipsometry. A five parameter model is developed that describes the key physical characteristics of the absorption edge, including the bandgap energy, the Urbach tail, and the absorption coefficient at the bandgap.
The quantum efficiency and recombination lifetimes of bulk InAs0.911Sb0.089 grown by molecular beam epitaxy is investigated using excitation and temperature dependent steady state photoluminescence. The Shockley-Read-Hall, radiative, and Auger recombination lifetimes are determined.
ContributorsSchaefer, Stephen Thomas (Author) / Johnson, Shane R (Thesis advisor) / Zhang, Yong-Hang (Committee member) / Goryll, Michael (Committee member) / King, Richard (Committee member) / Arizona State University (Publisher)
Created2020
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Description
A Single Event Transient (SET) is a transient voltage pulse induced by an ionizing radiation particle striking a combinational logic node in a circuit. The probability of a storage element capturing the transient pulse depends on the width of the pulse. Measuring the rate of occurrence and the distribution of

A Single Event Transient (SET) is a transient voltage pulse induced by an ionizing radiation particle striking a combinational logic node in a circuit. The probability of a storage element capturing the transient pulse depends on the width of the pulse. Measuring the rate of occurrence and the distribution of SET pulse widths is essential to understand the likelihood of soft errors and to develop cost-effective mitigation schemes. Existing research measures the pulse width of SETs in bulk Complementary Metal-Oxide-Semiconductor (CMOS) and Silicon On Insulator (SOI) technologies, but not on Fin Field-Effect Transistors (FinFETs). This thesis focuses on developing a test structure on the FinFET process to generate, propagate, and separate SETs and build a time-to-digital converter to measure the pulse width of SET.



The proposed SET test structure statistically separates SETs generated at NMOS and PMOS based on the difference in restoring current. It consists of N-collection devices to collect events at NMOS and P-collection devices to collect events at PMOS. The events that occur in PMOS of the N-collection device and NMOS of the P-collection device are false events. The logic gates of the collection devices are skewed to perform pulse expansion so that a minimally sustained SET propagates without getting suppressed by the contamination delay. A symmetric tree structure with an S-R latch event detector localizes the location of the SET. The Cartesian coordinates-based pulse injection structure injects external pulses at specific nodes to perform instrumentation and calibrate the measurement. A thermometer-encoded chain (vernier chain) with mismatched delay paths measures the width of the SET.

For low Linear Energy Transfer (LET) tests, the false events are entirely masked and do not propagate since the amount of charge that has to be deposited for successful event propagation is significantly high. In the case of high LET tests, the actual events and false events propagate, but they can be separated based on the SET location and the width of the output event. The vernier chain has a high measurement resolution of ~3.5ps, which aids in separating the events.
ContributorsShreedharan, Sanjay (Author) / Brunhaver, John (Thesis advisor) / Clark, Lawrence (Committee member) / Sanchez Esqueda, Ivan (Committee member) / Arizona State University (Publisher)
Created2020