Trees serve as a natural umbrella to mitigate insolation absorbed by features of the urban environment, especially building structures and pavements. For a desert community, trees are a particularly valuable asset because they contribute to energy conservation efforts, improve home values, allow for cost savings, and promote enhanced health and well-being. The main obstacle in creating a sustainable urban community in a desert city with trees is the scarceness and cost of irrigation water. Thus, strategically located and arranged desert trees with the fewest tree numbers possible potentially translate into significant energy, water and long-term cost savings as well as conservation, economic, and health benefits. The objective of this dissertation is to achieve this research goal with integrated methods from both theoretical and empirical perspectives.

This dissertation includes three main parts. The first part proposes a spatial optimization method to optimize the tree locations with the objective to maximize shade coverage on building facades and open structures and minimize shade coverage on building rooftops in a 3-dimensional environment. Second, an outdoor urban physical scale model with field measurement is presented to understand the cooling and locational benefits of tree shade. The third part implements a microclimate numerical simulation model to analyze how the specific tree locations and arrangements influence outdoor microclimates and improve human thermal comfort. These three parts of the dissertation attempt to fill the research gap of how to strategically locate trees at the building to neighborhood scale, and quantifying the impact of such arrangements.

Results highlight the significance of arranging residential shade trees across different geographical scales. In both the building and neighborhood scales, research results recommend that trees should be arranged in the central part of the building south front yard. More cooling benefits are provided to the building structures and outdoor microclimates with a cluster tree arrangement without canopy overlap; however, if residents are interested in creating a better outdoor thermal environment, open space between trees is needed to enhance the wind environment for better human thermal comfort. Considering the rapid urbanization process, limited water resources supply, and the severe heat stress in the urban areas, judicious design and planning of trees is of increasing importance for improving the life quality and sustaining the urban environment.

As the number of heat waves are expected to increase significantly into the future in the U.S. Southwest, new insight is needed into how urban infrastructure can be repositioned to protect people. In the Phoenix metro area infrastructure have largely been deployed over the past half century, during a time when climate change was not a concern. Now, as the county struggles to protect people from heat, there is a need to reassess how existing and new infrastructure can be positioned to reduce health impacts while improving sustainability. Using a neighborhood in Mesa, Arizona as a case study, we assess how changes to transportation infrastructure, building infrastructure, and landscaping can reduce heat exposure. A number of strategies are considered including the optimal deployment of heat refuges, deploying less convective surface materials, and deploying more thermally preferable building materials. The suite of strategies could be considered by cities throughout the Phoenix metro area.

Thermal extremes are responsible for more than 90% of all weather-related deaths in the United States, with heat alone accounting for an annual death toll of 618. With the combination of global warming and urban expansion, cities are becoming hotter and the threat to the well-being of citizens in urban areas is growing. Because people in modern societies (and in particular, vulnerable groups such as the elderly) spend most of their time inside their home, indoor exposure to heat is the underlying cause in a considerable fraction of heat-related morbidity and mortality. Notably, this can be observed in many US cities despite the high prevalence of mechanical air conditioning in the building stock. Therefore, part of the effort to reducing the overall vulnerability of urban populations to heat needs to be dedicated to understanding indoor exposure, its underlying behavioral and physical mechanisms, health outcomes, and possible mitigation strategies. This dissertation is an effort to advance the knowledge in these areas. The cities of Houston, TX, Phoenix, AZ, and Los Angeles, CA, are used as test beds to assess exposure and vulnerability to indoor heat among people 65 and older. Measurements and validated whole-building simulations were used in conjunction with heat-vulnerability surveys and epidemiological modelling (of collaborators) to (1) understand how building characteristics and practices govern indoor exposure to heat among the elderly; (2) evaluate mechanical air conditioning as a reliable protective factor against indoor exposure to heat; and (3) identify potential impacts from the evolving building stock and a warming urban climate. The results show strong associations between indoor heat exposure and certain health outcomes and highlight the vulnerability of elderly populations to heat despite the prevalence of air conditioning systems. Given the current construction practices and urban warming trends, this vulnerability will continue to grow. Therefore, policies promoting climate adaptive buildings features, as well as better access to reliable and affordable AC are needed. In addition, this research draws attention to the significant potential health consequences of large-scale power outages and proposes the implementation of passive survivability in regulations as one important preventative action.