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Description
This research addresses human adaptive decisions made at the Pleistocene-Holocene transition - the transition from the Last Glacial Maximum (LGM) to the climate regime in which humankind now lives - in the Mediterranean region of southeast Spain. Although on a geological time scale the Pleistocene-Holocene transition is the latest in a series of widespread environmental transformations due to glacial-interglacial cycles, it is the only one for which we have a record of the response by modern humans. Mediterranean Spain lay outside the refugium areas of late Pleistocene Europe, in which advancing ice sheets limited the land available for subsistence and caused relative demographic packing of hunter-gatherers. Therefore, the archaeological records of Mediterranean Spain contain more generally applicable states of the Pleistocene-Holocene transition, making it a natural laboratory for research on human adaptation to an environmental transformation. Foragers in Mediterranean Spain appear to have primarily adapted to macroclimatic change by extending their social networks to access new subsistence resources and by changing the mix of traditional relationships. Comparing faunal records from two cave sites near the Mediterranean coast with Geographic Information System (GIS) reconstructions of the coastal littoral plain from the LGM to the Holocene indicates the loss of the large ungulate species (mainly Bos primigenius and Equus) at one site coincided with the associated littoral disappearing due to sea level rise in the late Upper Paleolithic. Farther north, where portions of the associated littoral remained due to a larger initial mass and a more favorable topography, the species represented in the faunal record were constant through time. Social boundary defense definitions of territory require arranging social relationships in order to access even this lightly populated new hunting area on the interior plain. That the values of the least-cost-paths fit the parameters of two models equating varying degrees of social alliance with direct travel distances also helps support the hypothesis that foragers in Mediterranean Spain adapted to the consequences of macroclimatic change by extending their social networks to gain access to new subsistence resources Keeping these relationships stable and reliable was a mitigating factor in the mobility patterns of foragers during this period from direct travel to more distant down-the-line exchange. Information about changing conditions and new circumstances flowed along these same networks of social relationships. The consequences of climate-induced environmental changes are already a concern in the world, and human decisions in regard to future conditions are built upon past precedents. As the response to environmental risk centers on increasing the resilience of vulnerable smallholders, archaeology has an opportunity to apply its long-term perspective in the search for answers
ContributorsSchmich, Steven A (Author) / Clark, Geoffrey A. (Thesis advisor) / Barton, Michael (Thesis advisor) / Bearat, Hamdallah (Committee member) / Jochim, Michael A. (Committee member) / Arizona State University (Publisher)
Created2013
Description
Objectives: The objective of this research is to develop a better understanding of the ways in which Transition Analysis estimates differ from traditional estimates in terms of age-at-death point estimation and inter-observer error. Materials and methods: In order to achieve the objectives of the research, 71 adult individuals from an archaeological site in northern Sudan were subjected to Transition Analysis age estimation by the author, a beginner-level osteologist. These estimates were compared to previously produced traditional multifactorial age estimates for these individuals, as well as a small sample of Transition Analysis estimates produced by an intermediate-level investigator. Results: Transition Analysis estimates do not have a high correlation with traditional estimates of age at death, especially when those estimates fall within middle or old adult age ranges. The misalignment of beginner- and intermediate-level Transition Analysis age estimations calls into question intra-method as well as inter-method replicability of age estimations. Discussion: Although the poor overall correlation of Transition Analysis estimates and traditional estimates in this study might be blamed on the relatively low experience level of the analyst, the results cast doubt on the replicability of Transition Analysis estimations, echoing the Bethard's (2005) results on a known-age sample. The results also question the validity of refined age estimates produced for individuals previously estimated to be in the 50+ age range by traditional methods and suggest that Transition Analysis tends to produce younger estimates than its traditional counterparts. Key words: age estimation, Transition Analysis, human osteology, observer error
ContributorsPhillips, Megann M. (Author) / Baker, Brenda (Thesis director) / Norris, Annie Laurie (Committee member) / School of International Letters and Cultures (Contributor) / School of Human Evolution and Social Change (Contributor) / Barrett, The Honors College (Contributor)
Created2017-05
Description
This research uses Peircean Semiotics to model the evolution of symbolic behavior in the human lineage and the potential material correlates of this evolutionary process in the archaeological record. The semiotic model states the capacity for symbolic behavior developed in two distinct stages. Emergent capacities are characterized by the sporadic use of non-symbolic and symbolic material culture that affects information exchange between individuals. Symbolic exchange will be rare. Mobilized capacities are defined by the constant use of non-symbolic and symbolic objects that affect both interpersonal and group-level information exchange. Symbolic behavior will be obligatory and widespread. The model was tested against the published archaeological record dating from ~200,000 years ago to the Pleistocene/Holocene boundary in three sub-regions of Africa and Eurasia. A number of Exploratory and Confirmatory Data Analysis techniques were used to identify patterning in artifacts through time consistent with model predictions. The results indicate Emergent symboling capacities were expressed as early as ~100,000 years ago in Southern Africa and the Levant. However, capacities do not appear fully Mobilized in these regions until ~17,000 years ago. Emergent symboling is not evident in the European record until ~42,000 years ago, but develops rapidly. The results also indicate both Anatomically Modern Humans and Neanderthals had the capacity for symbolic behavior, but expressed those capacities differently. Moreover, interactions between the two populations did not select for symbolic expression, nor did periodic aggregation within groups. The analysis ultimately situates the capacity for symbolic behavior in increased engagement with materiality and the ability to recognize material objects can be made meaningful– an ability that must have been shared with Anatomically Modern Humans’ and Neanderthals’ most recent common ancestor. Consequently, the results have significant implications for notions of ‘modernity’ and human uniqueness that drive human origins research. This work pioneers deductive approaches to cognitive evolution, and both strengths and weaknesses are discussed. In offering notable results and best practices, it effectively operationalizes the semiotic model as a viable analytical method for human origins research.
ContributorsCulley, Elisabeth Vasser (Author) / Clark, Geoffrey A. (Thesis advisor) / Barton, C. Michael (Thesis advisor) / Marean, Curtis W (Committee member) / Davidson, Iain (Committee member) / Arizona State University (Publisher)
Created2016
Description
This dissertation uses a comparative approach to investigate long-term human- environment interrelationships in times of climate change. It uses Geographical Information Systems and ecological models to reconstruct the Magdalenian (~20,000- 14,000 calibrated years ago) environments of the coastal mountainous zone of Cantabria (Northwest Spain) and the interior valleys of the Dordogne (Southwest France) to contextualize the social networks that could have formed during a time of high climate and resource variability. It simulates the formation of such networks in an agent-based model, which documents the processes underlying the formation of archaeological assemblages, and evaluates the potential impacts of climate-topography interactions on cultural transmission. This research then reconstructs the Magdalenian social networks visible through a multivariate statistical analysis of stylistic similarities among portable art objects. As these networks cannot be analyzed directly to infer social behavior, their characteristics are compared to the results of the agent-based model, which provide characteristics estimates of the Magdalenian latent social networks that most likely produced the empirical archaeological assemblage studied.
This research contributes several new results, most of which point to the advantages of using an inter-disciplinary approach to the study of the archaeological record. It demonstrates the benefits of using an agent-based model to parse social data from long- term palimpsests. It shows that geographical and environmental contexts affect the structure of social networks, which in turn affects the transmission of ideas and goods that flow through it. This shows the presence of human-environment interactions that not only affected our ancestors’ reaction to resource insecurities, but also led them to innovate and improve the productivity of their own environment. However, it also suggests that such alterations may have reduced the populations’ resilience to strong climatic changes, and that the region with diverse resources provided a more stable and resilient environment than the region transformed to satisfy the immediate needs of its population.
This research contributes several new results, most of which point to the advantages of using an inter-disciplinary approach to the study of the archaeological record. It demonstrates the benefits of using an agent-based model to parse social data from long- term palimpsests. It shows that geographical and environmental contexts affect the structure of social networks, which in turn affects the transmission of ideas and goods that flow through it. This shows the presence of human-environment interactions that not only affected our ancestors’ reaction to resource insecurities, but also led them to innovate and improve the productivity of their own environment. However, it also suggests that such alterations may have reduced the populations’ resilience to strong climatic changes, and that the region with diverse resources provided a more stable and resilient environment than the region transformed to satisfy the immediate needs of its population.
ContributorsGravel-Miguel, Claudine (Author) / Barton, C. Michael (Thesis advisor) / Coudart, Anick (Committee member) / Clark, Geoffrey A. (Committee member) / Arizona State University (Publisher)
Created2017
Description
Despite nearly five decades of archaeological research in the Romanian Carpathian basin and adjacent areas, how human foragers organized their stone artifact technologies under varying environmental conditions remains poorly understood.
Some broad generalizations have been made; most work in the region is concerned primarily with descriptive and definitional issues rather than efforts to explain past human behavior or human-environmental interactions. Modern research directed towards understanding human adaptation to different environments remains in its infancy. Grounded in the powerful conceptual framework of evolutionary ecology and utilizing recent methodological advances, this work has shown that shifts in land-use strategies changes the opportunities for social and biological interaction among Late Pleistocene hominins in western Eurasia, bringing with it a plethora of important consequences for cultural and biological evolution.
I employ, in my Dissertation, theoretical and methodological advances derived from human behavioral ecology (HBE) and lithic technology organization to show how variability in lithic technology can explain differences in technoeconomic choices and land-use strategies of Late Pleistocene foragers in Romanian Carpathians Basin and adjacent areas. Set against the backdrop of paleoenvironmental change, the principal questions I addressed are whether or not technological variation at the beginning of the Upper Paleolithic can account for fundamental changes at its end.
The analysis of the Middle and Upper Paleolithic strata, from six archaeological sites, shows that the lithic industries were different not because of biocultural differences in technological organization, landuse strategies, and organizational flexibility. Instead the evidence suggests that technoeconomic strategies, the intensity of artifact curation and how foragers used the land appear to have been more closely related to changing environmental conditions, task-specific activities, and duration of occupation. This agrees well with the results of studies conducted in other areas and with those predicted from theoretically-derived models based on evolutionary ecology. My results lead to the conclusion that human landuse effectively changes the environment of selection for hominins and their lithic technologies, an important component of the interface between humans and the natural world. Foragers move across the landscape in comparable ways in very different ecological settings, cross-cutting both biological morphotypes and prehistorian-defined analytical units.
Some broad generalizations have been made; most work in the region is concerned primarily with descriptive and definitional issues rather than efforts to explain past human behavior or human-environmental interactions. Modern research directed towards understanding human adaptation to different environments remains in its infancy. Grounded in the powerful conceptual framework of evolutionary ecology and utilizing recent methodological advances, this work has shown that shifts in land-use strategies changes the opportunities for social and biological interaction among Late Pleistocene hominins in western Eurasia, bringing with it a plethora of important consequences for cultural and biological evolution.
I employ, in my Dissertation, theoretical and methodological advances derived from human behavioral ecology (HBE) and lithic technology organization to show how variability in lithic technology can explain differences in technoeconomic choices and land-use strategies of Late Pleistocene foragers in Romanian Carpathians Basin and adjacent areas. Set against the backdrop of paleoenvironmental change, the principal questions I addressed are whether or not technological variation at the beginning of the Upper Paleolithic can account for fundamental changes at its end.
The analysis of the Middle and Upper Paleolithic strata, from six archaeological sites, shows that the lithic industries were different not because of biocultural differences in technological organization, landuse strategies, and organizational flexibility. Instead the evidence suggests that technoeconomic strategies, the intensity of artifact curation and how foragers used the land appear to have been more closely related to changing environmental conditions, task-specific activities, and duration of occupation. This agrees well with the results of studies conducted in other areas and with those predicted from theoretically-derived models based on evolutionary ecology. My results lead to the conclusion that human landuse effectively changes the environment of selection for hominins and their lithic technologies, an important component of the interface between humans and the natural world. Foragers move across the landscape in comparable ways in very different ecological settings, cross-cutting both biological morphotypes and prehistorian-defined analytical units.
ContributorsPopescu, Gabriel Marius (Author) / Barton, Charles Michael (Thesis advisor) / Clark, Geoffrey A. (Thesis advisor) / Marean, Curtis W (Committee member) / Arizona State University (Publisher)
Created2015
Description
This dissertation examines the interrelationships between stress, frailty, growth, mortality, and diet at the Qinifab School site, Sudan, using a combination of osteological, paleopathological, and biogeochemical methods. The skeletal sample, from the fourth cataract region of Nubia, is comprised of 100 individuals from a Late Meroitic to Christian period (~250-1400 CE) cemetery. Standard osteological methods were used to estimate age and sex, and measurements were taken to assess body dimensions. Preadults were aged by dental and skeletal development, producing two independent ages to categorize individuals as developmentally “normal” or “delayed.” Data were collected on nonspecific indicators of stress, including linear enamel hypoplasias (LEHs), porotic hyperostosis (PH), and cribra orbitalia (CO). In preadults, these were compared to World Health Organization (WHO) growth standards to identify individuals who experienced stunting or wasting. For all ages, evidence of stress was compared with age at death and growth/body size. Finally, stable carbon and nitrogen isotope analyses were conducted on bone collagen and carbonate samples from a representative sample of 60 individuals, of which 46 collagen samples and all carbonates had acceptable preservation.“Delayed” preadults generally showed reduced body size relative to “normal” individuals, they were more likely to be stunted, and their growth trajectories were less similar to WHO standards. However, childhood stress had little impact on adult body size. CO occurred at higher frequencies in preadults and individuals with mixed/active lesions died at younger ages. PH rarely developed before age 6 but was present in most individuals over that age. Individuals with earlier formed LEHs tended to experience more stress overall and die younger. Active/mixed CO was associated with stunting in preadults and reduced brachial index in adults.
A greater proportion of individuals in the Christian period were affected by CO compared to the Post-Meroitic. A temporal shift also occurred in diet between the Post-Meroitic and Christian periods based upon the δ13CCOLL and δ15NCOLL values. Lower δ15N and the greater difference in δ13CAP-COLL suggest a shift toward intensified agriculture and decreased use of animal products and a potential dietary etiology for the increase in CO.
ContributorsNorris, Annie Laurie (Author) / Baker, Brenda J (Thesis advisor) / Knudson, Kelly (Committee member) / Dupras, Tosha (Committee member) / Arizona State University (Publisher)
Created2021